PRINTER'S NO. 453
No. 389 Session of 2003
INTRODUCED BY ROHRER, BAKER, CAPPELLI, CREIGHTON, FAIRCHILD, HUTCHINSON, LEH, LEWIS, R. MILLER, READSHAW, SATHER, SEMMEL, SOLOBAY, STERN, T. STEVENSON, THOMAS, TURZAI, WILT AND YEWCIC, FEBRUARY 24, 2003
REFERRED TO COMMITTEE ON APPROPRIATIONS, FEBRUARY 24, 2003
AN ACT 1 Amending the act of June 25, 1982 (P.L.633, No.181), entitled, 2 as reenacted, "An act providing for independent oversight and 3 review of regulations, creating an Independent Regulatory 4 Review Commission, providing for its powers and duties and 5 making repeals," providing for economic impact statements. 6 The General Assembly of the Commonwealth of Pennsylvania 7 hereby enacts as follows: 8 Section 1. Section 3 of the act of June 25, 1982 (P.L.633, 9 No.181), known as the Regulatory Review Act, reenacted and 10 amended June 30, 1989 (P.L.73, No.19), is amended by adding a 11 definition to read: 12 Section 3. Definitions. 13 The following words and phrases when used in this act shall 14 have, unless the context clearly indicates otherwise, the 15 meanings given to them in this section: 16 * * * 17 "Economic impact statement." An analysis of the anticipated 18 fiscal savings or cost to private enterprises, municipalities,
1 school districts or municipal authorities which would result 2 from the promulgation or adoption of a regulation. The analysis 3 shall include all of the following information: 4 (1) Municipal, school district and municipal authority 5 expenditures necessary to comply with the regulation. 6 (2) The effect of the regulation on all of the 7 following: 8 (i) Private businesses, including the economic 9 resources required annually to comply with the 10 regulation. 11 (ii) Economic growth and competitiveness in this 12 Commonwealth. 13 (iii) Job creation and retention in this 14 Commonwealth. 15 * * * 16 Section 2. Section 5(a) introductory paragraph, (c) and (d) 17 of the act, amended December 6, 2002 (P.L.1227, No.148), are 18 amended to read: 19 Section 5. Proposed regulations; procedures for review. 20 (a) On the same date that an agency submits a proposed 21 regulation to the Legislative Reference Bureau for publication 22 of notice of proposed rulemaking in the Pennsylvania Bulletin as 23 required by the Commonwealth Documents Law, the agency shall 24 submit to the commission, the chairman and minority chairman of 25 the Appropriations Committee of the Senate and the chairman and 26 minority chairman of the Appropriations Committee of the House 27 of Representatives and the committees a copy of the proposed 28 regulation and a regulatory analysis form which includes the 29 following: 30 * * * 20030H0389B0453 - 2 -
1 (c) From the date of submission of the proposed regulation, 2 the agency shall submit to the commission, the chairman and 3 minority chairman of the Appropriations Committee of the Senate 4 and the chairman and minority chairman of the Appropriations 5 Committee of the House of Representatives and the committees, 6 within five business days of receipt, a copy of comments which 7 the agency receives relating to the proposed regulation. The 8 agency shall also, upon request, submit to the commission, the 9 chairman and minority chairman of the Appropriations Committee 10 of the Senate and the chairman and minority chairman of the 11 Appropriations Committee of the House of Representatives and the 12 committees copies of reports from advisory groups and other 13 documents received from or disseminated to the public relating 14 to the proposed regulation and public notices or announcements 15 relating to solicitation of public comments or meetings which 16 the agency held or will hold relating to the proposed 17 regulation. 18 (d) (1) The committees may, at any time prior to the 19 submittal of the regulation in final-form, convey to the 20 agency and the commission their comments, recommendations and 21 objections to the proposed regulation and a copy of any staff 22 reports deemed pertinent. The comments, recommendations and 23 objections may refer to the criteria in section 5.2. 24 (2) The chairman and minority chairman of the 25 Appropriations Committee of the Senate and the chairman and 26 minority chairman of the Appropriations Committee of the 27 House of Representatives shall each prepare an economic 28 impact statement for the proposed regulation. The economic 29 impact statements shall be submitted to the agency, the 30 commission and the designated standing committees within ten 20030H0389B0453 - 3 -
1 calendar days from the closing date of the public comment 2 period. 3 * * * 4 Section 3. Section 5.1(a) and (b) of the act, amended 5 December 6, 2002 (P.L.1227, No.148), are amended and the section 6 is amended by adding a subsection to read: 7 Section 5.1. Final-form regulations and final-omitted 8 regulations; procedures for review. 9 (a) The agency shall review and consider public comments, 10 the economic impact statements submitted by the chairman and 11 minority chairman of the Appropriations Committee of the Senate 12 and the chairman and minority chairman of the Appropriations 13 Committee of the House of Representatives and the comments of 14 the committees and commission pursuant to this section. Within 15 five business days of receipt of a public comment, the agency 16 shall notify the commentator of the agency's address and 17 telephone number where the commentator may submit a request for 18 the information concerning the final-form regulation under 19 subsection (b). Upon completion of the agency's review of 20 comments, the agency shall submit to the commission, the 21 chairman and minority chairman of the Appropriations Committee 22 of the Senate and the chairman and minority chairman of the 23 Appropriations Committee of the House of Representatives and the 24 committees a copy of its response to the comments received, the 25 names and addresses of commentators who have requested 26 additional information relating to the final-form regulation and 27 the text of the final-form regulation which the agency intends 28 to adopt. If an agency does not submit or withdraws and does not 29 resubmit the final-form regulation within two years of the close 30 of the public comment period but still desires to promulgate the 20030H0389B0453 - 4 -
1 final-form regulation, the agency shall republish the regulation 2 as a proposed regulation with a new public comment period in 3 accordance with the Commonwealth Documents Law. If the agency is 4 prevented from delivering its final-form regulation to the 5 commission and the committees within the time period provided 6 for in this subsection because of the adjournment sine die or 7 expiration of the legislative session in an even-numbered year, 8 the agency shall deliver its final-form regulation in accordance 9 with subsection (f). 10 (b) On the same date that the agency submits the material 11 required in subsection (a) to the commission, the chairman and 12 minority chairman of the Appropriations Committee of the Senate 13 and the chairman and minority chairman of the Appropriations 14 Committee of the House of Representatives and the committees, 15 the agency shall send a notice of submission and a copy of the 16 text of the final-form regulation or a copy of all changes to 17 the proposed regulation which are incorporated into the final- 18 form regulation to each commentator who requested this 19 information pursuant to subsection (a). The agency is not 20 responsible for notifying each party whose name appears on 21 petitions or membership lists who did not present individual 22 comments on the regulation. 23 (b.1) The chairman and minority chairman of the 24 Appropriations Committee of the Senate and the chairman and 25 minority chairman of the Appropriations Committee of the House 26 of Representatives shall each prepare an update of the economic 27 impact statement required by subsection (d)(2), which reflects 28 any revisions or modifications contained in the final-form 29 regulation, and shall submit the update to the agency, the 30 commission and designated standing committees within ten 20030H0389B0453 - 5 -
1 calendar days from the date of receipt of the information 2 required under subsection (a). 3 * * * 4 Section 4. Section 7(c) of the act, amended December 6, 2002 5 (P.L.1227, No.148), is amended to read: 6 Section 7. Procedures for subsequent review of disapproved 7 final-form or final-omitted regulations. 8 * * * 9 (c) If the agency decides to revise or modify the final-form 10 or final-omitted regulation in order to respond to objections 11 raised by the commission and adopt that regulation with 12 revisions or modifications, the agency shall submit a report to 13 the chairman and minority chairman of the Appropriations 14 Committee of the Senate and the chairman and minority chairman 15 of the Appropriations Committee of the House of Representatives, 16 the committees and the commission within 40 days of the agency's 17 receipt of the commission's disapproval order. The agency's 18 report shall contain the revised final-form or final-omitted 19 regulation, the findings of the commission, and the agency's 20 response and recommendations regarding the revised final-form or 21 final-omitted regulation. [If the] Upon receipt of the agency's 22 report, the chairman and minority chairman of the Appropriations 23 Committee of the Senate and the chairman and minority chairman 24 of the Appropriations Committee of the House of Representatives 25 shall each have five days to submit an update of the economic 26 impact statement required by section 5(b.1), which reflects any 27 revisions or modifications to the final-form regulation, to the 28 designated standing committees and the commission. If the 29 chairman and minority chairman of the Appropriations Committee 30 of the Senate and the chairman and minority chairman of the 20030H0389B0453 - 6 -
1 Appropriations Committee of the House of Representatives and the 2 committees are prevented from receiving the report because of 3 adjournment sine die or expiration of the legislative session in 4 an even-numbered year, the agency shall submit the report to the 5 chairman and minority chairman of the Appropriations Committee 6 of the Senate and the chairman and minority chairman of the 7 Appropriations Committee of the House of Representatives and the 8 commission and the committees on the fourth Monday in January of 9 the next year. If either the chairman and the minority chairman 10 of the Appropriations Committee of the Senate and the chairman 11 and the minority chairman of the Appropriations Committee of the 12 House of Representatives or either committee has not been 13 designated by the fourth Monday in January, the agency may not 14 deliver the report to the chairman and minority chairman of the 15 Appropriations Committee of the Senate and the chairman and 16 minority chairman of the Appropriations Committee of the House 17 of Representatives and the committees and the commission until 18 both chairmen and both committees and the commission until both 19 committees are designated, but the agency shall deliver its 20 report to the commission, the chairmen and the committees no 21 later than the second Monday after the date by which both 22 committee designations have been published in the Pennsylvania 23 Bulletin. If the agency does not deliver its report to the 24 commission, the chairmen and the committees in the time 25 prescribed in this subsection, the agency shall be deemed to 26 have withdrawn the final-form or final-omitted regulation. 27 (c.1) The commission may have until its next scheduled 28 meeting, which occurs no less than 15 days from receipt of the 29 agency's report, to approve or disapprove the agency's report. 30 The commission shall deliver its approval or disapproval order 20030H0389B0453 - 7 -
1 to the chairmen and committees for consideration by the General 2 Assembly pursuant to subsection (d). If the commission is 3 prevented from delivering its order to the chairmen and 4 committees within the time period provided for in this 5 subsection because of the adjournment sine die or expiration of 6 the legislative session in an even-numbered year, the commission 7 shall deliver its order on the fourth Monday of January of the 8 next year. If either chairman or either committee has not been 9 designated by the fourth Monday in January, the commission may 10 not deliver its order to the chairmen and committees until [both 11 committees] all of them are designated, but the commission shall 12 deliver its order no later than the second Monday after the date 13 by which both chairmen and committee designations have been 14 published in the Pennsylvania Bulletin. If the commission does 15 not deliver its order disapproving the agency's report and 16 revised final-form or final-omitted regulation in the time 17 prescribed by this subsection, the commission shall be deemed to 18 have approved the agency's report and the revised final-form or 19 final-omitted regulation. 20 * * * 21 Section 5. This act shall take effect in 60 days. A28L02DMS/20030H0389B0453 - 8 -