PRIOR PRINTER'S NOS. 647, 2080 PRINTER'S NO. 2340
No. 590 Session of 2001
INTRODUCED BY CLYMER, M. BAKER, BARD, BUNT, CALTAGIRONE, CURRY, GEORGE, HENNESSEY, HERMAN, HERSHEY, LAUGHLIN, MARSICO, McILHATTAN, S. MILLER, NAILOR, OLIVER, PRESTON, READSHAW, RUBLEY, SATHER, SAYLOR, SHANER, STERN, J. TAYLOR, WOJNAROSKI, YOUNGBLOOD, YUDICHAK AND HORSEY, FEBRUARY 8, 2001
AS AMENDED ON THIRD CONSIDERATION, HOUSE OF REPRESENTATIVES, JUNE 20, 2001
AN ACT 1 Amending the act of August 5, 1941 (P.L.752, No.286), entitled 2 "An act regulating and improving the civil service of certain 3 departments and agencies of the Commonwealth; vesting in the 4 State Civil Service Commission and a Personnel Director 5 certain powers and duties; providing for classification of 6 positions, adoption of compensation schedules and 7 certification of payrolls; imposing duties upon certain 8 officers and employes of the Commonwealth; authorizing 9 service to other State departments or agencies and political 10 subdivisions of the Commonwealth in matters relating to civil 11 service; defining certain crimes and misdemeanors; imposing 12 penalties; making certain appropriations, and repealing 13 certain acts and parts thereof," further providing for the 14 commissioner's salary and meeting times; providing for 15 delegation of authority to the director; further providing 16 for RESIDENCY AND FOR recordkeeping requirements; eliminating <-- 17 the certification of payrolls; requiring the commissioners to 18 submit an annual report; revising the records retention 19 period; deleting citizenship and oath requirements; further 20 providing for the filling of vacancies; requiring citizenship 21 to be the deciding factor in a case of equal qualifications; 22 eliminating certain requirements for promotion without 23 examination; further providing for the distribution of public 24 notice of examinations and requirements for maintaining 25 eligibility lists and for the procedure for certain eligibles 26 who waive consideration for a promotion, for procedures for 27 filling a position, for the requirements of the probationary 28 period; providing for the expansion of the authority of the 29 director to approve temporary assignments; eliminating 30 certain performance standards; requiring probationary
1 performance evaluations and evaluation forms; further 2 providing for a period of removal from eligibility lists; 3 authorizing the commissioner to impose penalties; and 4 providing copies and notices to the director. 5 The General Assembly of the Commonwealth of Pennsylvania 6 hereby enacts as follows: 7 Section 1. Section 3(c), (h), (i), (r), (t) and (u) of the 8 act of August 5, 1941 (P.L.752, No.286), known as the Civil 9 Service Act, amended August 27, 1963 (P.L.1257, No.520) and June 10 26, 1989 (P.L.47, No.10), are amended to read: 11 Section 3. Definition of Terms.--In this act, unless the 12 context otherwise clearly requires,-- 13 * * * 14 (c) "Unclassified service" includes all positions now 15 existing or hereafter created in departments and agencies 16 included in clause (d) of this section, which are held by: 17 (1) Heads of departments of the Commonwealth and the deputy 18 heads thereof, bureau directors and division chiefs and all 19 other supervisory personnel whose duties include participation 20 in policy decisions. 21 (2) Members of boards and commissions. 22 (3) One secretary or one confidential clerk and not more 23 than five (5) other personal assistants or aides to each state 24 appointing authority, or each member thereof, as the case may 25 be, except the commission and the director. 26 (4) Any person appointed for the duration of a special 27 study, project, or internship which is scheduled to be completed 28 after a fixed or limited period of time and which, for reasons 29 set forth in the minutes of the commission, should not be 30 performed by persons in the classified service. 31 (5) Such attorney as the appointing authority shall appoint. 20010H0590B2340 - 2 -
1 (6) Unskilled Labor. 2 (7) All professional positions attached to the department 3 head's office which function [as] in press and/or public 4 relations [and], legislative [liaisons] liaison or development 5 of executive policy. 6 Notwithstanding any other provisions of this clause, any 7 State program which is required to have its positions under a 8 merit system because of the receipt of Federal grants-in-aid 9 shall not have more positions in the unclassified service than 10 are allowed by Federal merit system standards. 11 * * * 12 (h) "Permanent position" means a position in the classified 13 service which [is likely to be needed continuously for a period 14 of six months or more] does not have an expiration date. 15 (i) "Temporary position" means a position in the classified 16 service which arises out of temporary pressure of extra work and 17 is likely to continue for a period of [less than six months] 18 twelve months or less. 19 * * * 20 (r) "Demotion" means [a change to a position in a class 21 carrying a lower maximum salary.] the voluntary or involuntary 22 movement of an employe to a class assigned to a pay range with a 23 lower maximum salary. 24 * * * 25 (t) "Probationary period" means a preliminary period of 26 employment [prior to permanent appointment of an employe for the 27 purpose of determining his fitness for permanent employment.] 28 the purpose of which is to determine the fitness of an employe 29 for regular status. 30 (u) "Promotion" means [a change to a position in a class 20010H0590B2340 - 3 -
1 carrying a higher maximum salary.] the movement of an employe to 2 another class in a pay range with a higher maximum salary. 3 * * * 4 Section 2. Section 201 of the act, amended June 26, 1989 5 (P.L.47, No.10), is amended to read: 6 Section 201. State Civil Service Commission.--(a) The State 7 Civil Service Commission shall consist of three members, not 8 more than two of whom shall be of the same political 9 affiliation, appointed by the Governor, with the advice and 10 consent of a majority of the members elected to the Senate. Each 11 appointment shall be for a term of six years or until a 12 successor is appointed and qualified[, but not longer than six 13 months beyond the six-year term]. The members of the commission 14 shall hold no other public position to which a salary is 15 attached. The Governor shall designate one of the members as 16 chairman. No commission member shall hold any office or 17 position, the duties of which are incompatible with his official 18 duties. 19 (b) Each member of the commission shall receive actual 20 traveling expenses and per diem compensation to a maximum of two 21 hundred sixty days for the time actually devoted to the business 22 of the commission[.] pursuant to the act of September 30, 1983 23 (P.L.160, No.39), known as the "Public Official Compensation 24 Law." 25 (c) Any person appointed as a member of the commission shall 26 be a citizen and legal resident of the Commonwealth for a period 27 of not less than one year who is in sympathy with modern 28 personnel methods and the application of merit principles to 29 public employment. No person who, within one year preceding his 30 appointment, has been an officer of a political party shall be 20010H0590B2340 - 4 -
1 eligible to serve as a commissioner. The Governor may remove any 2 member of the commission, but only for incompetence, 3 inefficiency, neglect of duty, malfeasance or misfeasance in 4 office by giving such member a statement in writing of the 5 charges against him and affording him, after notice of not less 6 than ten days, an opportunity of making written answer and, upon 7 request, being publicly heard in person and by counsel. A copy 8 of the charges and answer of the Governor's findings and a 9 transcript of the record shall be filed with the secretary of 10 the commission. 11 Section 3. Section 202 of the act is amended to read: 12 Section 202. Meetings of Commission.--The commission shall 13 meet at least once each month[, except that meetings may be 14 omitted during two summer months]. Meetings may be canceled with 15 appropriate public notice. The chairman of the commission shall 16 cause reasonable notice to be given to each member of the 17 commission and to the director of the time and place of each 18 meeting. Meetings shall be held at the call of the chairman, the 19 Governor, or any member of the commission. Two members of the 20 commission shall constitute a quorum at any meeting. 21 Section 4. Section 203 of the act, amended August 27, 1963 22 (P.L.1257, No.520) and repealed in part July 31, 1968 (P.L.769, 23 No.240), is amended to read: 24 Section 203. Duties of Commission.--It shall be the duty of 25 members of the commission as a body-- 26 (1) After public hearing, as hereinafter set forth, to 27 establish, adopt and amend rules, either on its own motion or 28 upon recommendation of the director, for making effective the 29 provisions of this act. 30 (2) Upon request or on its own motion, as herein provided, 20010H0590B2340 - 5 -
1 in cases of demotion, furlough, suspension and removal to 2 conduct investigations, hold public hearings, render decisions 3 on appeals and record its findings and conclusions. 4 (3) To make investigations on its own motion and, in its 5 discretion, on petition of a citizen concerning any matter 6 touching the enforcement and effect of the provisions of this 7 act and to require observance of the provisions of this act and 8 the rules and regulations thereunder. 9 (4) To make such investigations as may be requested by the 10 Governor or the legislature and to report thereon. 11 (5) To report on an annual basis, beginning June 1, 1975 and 12 each June first, thereafter, to the General Assembly on all 13 complaints, grievances, and cases arising from questions by 14 veterans with regard to the application of and the results 15 attained by use of the veterans' preference provisions of this 16 act with regard to hiring, promotion, and firing of employes 17 covered by this act. 18 (6) Upon its own motion and subject to the specific terms 19 and conditions imposed, to delegate authority to the director to 20 promote the efficient and effective performance of the 21 administrative duties of the commission. 22 Section 5. Sections 206 and 210 of the act, amended June 26, 23 1989 (P.L.47, No.10), are amended to read: 24 Section 206. Powers and Duties of Director.--Under the 25 direction and supervision of the commission, the director, 26 except as otherwise provided in this act, shall direct and 27 supervise the administrative work of the commission. The 28 director shall have power and the duty-- 29 (1) To appoint [from employment lists established under this 30 act such examiners, investigators, clerks and other assistants] 20010H0590B2340 - 6 -
1 such staff to classified service positions as may be necessary 2 to carry out this act and to supervise and direct this work. 3 (2) To attend the meetings of the commission. 4 (3) To prepare and recommend to the commission rules and 5 amendments thereto. 6 (4) To establish and maintain a record of all employes in 7 the classified service, showing [for each such person the date 8 appointed or employed, the title of the position held, the rate 9 of compensation and every change in his status, including 10 increases and decreases in pay, changes in title transfers, and 11 such other data as he may consider] such data as the director 12 considers desirable and pertinent. [The director shall, within 13 sixty calendar days after the effective date of this amending 14 act, transfer all position classification records to the budget 15 secretary.] 16 (5) To administer and make effective the provisions of this 17 act and of the rules made thereunder, including those relating 18 to the preparation and conduct of examinations, the preparation 19 of eligible lists, the certification of persons qualified for 20 employment, the transfer, promotion, suspension, demotion, 21 removal, furlough, leave of absence and resignation of employes, 22 the rating of employes' services, the requiring of health 23 examinations at the discretion of appointing authorities as a 24 condition of initial or continued employment[, the checking and 25 certification of pay-rolls before payment]. 26 (6) To investigate the effect of the administration of this 27 act and of the rules made thereunder and to report his findings 28 and recommendations to the commission. 29 (8) To make an annual report in writing, not later than 30 [September] November first of each year[, to the commission] 20010H0590B2340 - 7 -
1 concerning the administrative and legal work [of] performed by 2 the commission[, including pertinent information and 3 recommendations] during the preceding fiscal year. 4 (9) To do any act or acts required by this act, or directed 5 by the commission, or the rules made thereunder. 6 (10) To request assistance, from among the attorneys 7 appointed under section 204.1, such legal counsel as may be 8 necessary in the performance of his administrative duties. 9 Section 210. Records Open to the Public.--The minutes of the 10 commission shall be preserved as permanent records. The 11 correspondence, eligible lists [and], other papers and records 12 of the commission [shall be preserved for four years. 13 Applications], applications, examination records [and], other 14 documents submitted by candidates [shall be maintained for a 15 period equal to the candidate's eligibility, plus one year. 16 Records] and records of candidates who do not report for one or 17 more parts of an examination shall be maintained [for a period 18 of six months after they did not report.] for periods 19 established in the commission's records retention schedule, 20 which may be changed at the discretion of the director to meet 21 the criteria and needs of the commission. The commission and its 22 director, in its deliberations, may rely on computerized or 23 [photocopied] electronically or mechanically reproduced records. 24 On written request, supported by justification acceptable to the 25 director, and subject to reasonable regulation, all records of 26 the commission shall be open to public inspection during 27 ordinary business hours, except as herein specifically otherwise 28 provided. The director shall take all due precautions to prevent 29 the securing in advance by any unauthorized person of questions 30 or other material to be used in any test unless such questions 20010H0590B2340 - 8 -
1 or materials are available to all competitors. The director 2 shall prevent the identification by any examiner or other 3 persons, where identity is concealed, of papers or work of any 4 competitor in an examination before the papers or work of all 5 competitors in that examination have been rated. Statements of 6 former employers of competitors in examinations shall be 7 considered confidential and not open to inspection. 8 Section 6. Section 501 of the act, amended November 26, 1978 9 (P.L.1210, No.285), is amended to read: 10 Section 501. Examinations Requisite for Appointment and 11 Promotion.--Except PROMOTION.--(A) EXCEPT as otherwise provided <-- 12 in this act, appointments of persons entering the classified 13 service or promoted therein shall be from eligible lists 14 established as the result of examinations given by the director 15 to determine the relative merit of candidates. Such examinations 16 may be written and shall be competitive and open to all persons 17 who may be lawfully appointed to positions within the classes 18 for which the examinations are held, except that persons in 19 unskilled positions shall enter the classified service by 20 promotion without examination provided: (1) such promotion is 21 into a classified position immediately above the person's own 22 position; (2) such promotion is based on seniority and 23 meritorious service; (3) the person meets the minimum 24 requirements for that position; and (4) the person 25 satisfactorily completes a six month probationary period in the 26 classified position. If no persons in such unskilled positions 27 meet the preceding requirements, the vacant position may be 28 filled pursuant to Article V. Persons applying for positions or <-- 29 promotions in the classified service shall be citizens of the 30 United States [and] to the extent allowed by Federal law, 20010H0590B2340 - 9 -
1 residents of the Commonwealth and where applicable [to], of the 2 administrative district. The director of the appointing 3 authority shall periodically review positions as necessary for 4 applicable citizenship requirements. The commission shall report 5 such citizenship requirements to the State Government Committee 6 of the Senate and the State Government Committee of the House of 7 Representatives by September 1, 2002, and each September 1 8 thereafter. Notwithstanding any of the provisions of this act, 9 whenever an appointing authority finds a lack of a sufficient 10 number of qualified personnel available for appointment to any 11 particular class or classes of positions, [he] the appointing 12 authority may present evidence thereof to the director who may 13 waive the residence and citizenship requirements for such class 14 or classes of positions. [A noncitizen appointed pursuant 15 ARTICLE V. <-- 16 (B) PERSONS APPLYING FOR POSITIONS OR PROMOTIONS IN THE 17 CLASSIFIED SERVICE SHALL BE [CITIZENS OF THE UNITED STATES AND] 18 RESIDENTS OF THE COMMONWEALTH, OR FORMER RESIDENTS OF THE 19 COMMONWEALTH WHO MEET THE REQUIREMENTS OF THIS SUBSECTION, AND 20 WHERE APPLICABLE TO THE ADMINISTRATIVE DISTRICT. FORMER 21 RESIDENTS OF THE COMMONWEALTH MUST HAVE RELOCATED OUT OF STATE 22 FOR ACADEMIC OR EMPLOYMENT PURPOSES, SHALL PLAN TO ESTABLISH 23 COMMONWEALTH RESIDENCY WITHIN SIX MONTHS OF BEGINNING EMPLOYMENT 24 IN THE CLASSIFIED SERVICE AND MUST HAVE: (1) GRADUATED FROM A 25 PUBLIC, PRIVATE OR NONPUBLIC SECONDARY SCHOOL IN THE 26 COMMONWEALTH WITHIN FIVE YEARS OF APPLYING FOR A POSITION IN THE 27 CLASSIFIED SERVICE; OR (2) ATTENDED A PUBLIC, PRIVATE OR 28 NONPUBLIC SCHOOL IN THE COMMONWEALTH AT LEAST EIGHTY PERCENT OF 29 THE TIME WHILE ENROLLED IN GRADES ONE THROUGH TWELVE AND 30 ATTENDED SUCH SCHOOL WITHIN FIVE YEARS OF APPLYING FOR A 20010H0590B2340 - 10 -
1 POSITION IN THE CLASSIFIED SERVICE. NOTWITHSTANDING ANY OF THE 2 PROVISIONS OF THIS ACT, WHENEVER AN APPOINTING AUTHORITY FINDS A 3 LACK OF A SUFFICIENT NUMBER OF QUALIFIED PERSONNEL AVAILABLE FOR 4 APPOINTMENT TO ANY PARTICULAR CLASS OR CLASSES OF POSITIONS, 5 [HE] THE APPOINTING AUTHORITY MAY PRESENT EVIDENCE THEREOF TO 6 THE DIRECTOR WHO MAY WAIVE THE RESIDENCE [AND CITIZENSHIP] 7 REQUIREMENTS FOR SUCH CLASS OR CLASSES OF POSITIONS. [A 8 NONCITIZEN APPOINTED PURSUANT to the provisions of this section 9 shall not be eligible for continued employment unless he files 10 an application for citizenship as soon as he is eligible 11 therefor, and thereafter diligently prosecutes the same.] The <-- 12 director shall prepare the 13 (C) THE DIRECTOR SHALL PREPARE THE proper State and district <-- 14 employment and promotion eligible lists: Provided, That after an 15 examination has been conducted for any class of positions, if 16 there is no person with such legal residence in any 17 administrative district, remaining on the register the director 18 shall certify and the appointing authority may make the 19 appointment or promotion from the names of persons on an 20 appropriate eligible list for the same class of positions of 21 other administrative districts. Limitations as to age, sex, 22 health, moral character, experience and other qualifications may 23 be specified in the rules of the commission and in the 24 announcements of the examinations. All applications for 25 positions in the classified service shall be [under oath. As far 26 as is in the judgment of the commission consistent with the best 27 interest of the Commonwealth, vacancies shall be filled by 28 promotion.] subject to the penalties of 18 Pa.C.S. § 4904 29 (relating to unsworn falsification to authorities). The <-- 30 (D) THE commission may limit competition in promotion <-- 20010H0590B2340 - 11 -
1 examinations to employes in the classified service who have 2 completed their probationary period in a class or classes 3 designated in the public notice of the examinations, and may 4 permit promotions to be accomplished by any one of the following 5 plans: (1) by appointment from open competitive lists; or (2) by 6 achieving a place on an eligible list after a promotional 7 examination, such examination having been given at the request 8 of the appointing authority; or (3) by promotion based upon 9 meritorious service and seniority to be accomplished by 10 appointment without examination, if [(i)] the person has 11 completed [his] the probationary period in the next lower 12 position[, (ii) he] and meets the minimum requirements for the 13 higher position[, and (iii) he receives the unqualified 14 recommendation of both his immediate superior and the appointing 15 authority of his department or agency]. 16 (E) Notwithstanding any provision of this act or any other <-- 17 law to the contrary, when all applicants for appointment or 18 promotion to a position in the classified service are equally 19 qualified, preference will be shown to applicants who are United 20 States citizens over those who are not. 21 Section 7. Sections 502, 504 and 506 of the act, amended 22 August 27, 1963 (P.L.1257, No.520), are amended to read: 23 Section 502. Nature of Examinations.--The director shall 24 give examinations to establish employment and promotion lists. 25 [The tests in such examination] Such examinations may be written 26 or oral, or a demonstration of skill, or an evaluation of 27 experience and education, or a combination of these, which shall 28 fairly appraise [and determine the merit, qualifications,] the 29 fitness and ability of competitors. Such [tests] examinations 30 shall be practical in character and shall relate to the duties 20010H0590B2340 - 12 -
1 and responsibilities of the position for which the applicant is 2 being examined and shall fairly test the relative capacity and 3 fitness of persons examined to perform the duties of the class 4 of positions to which they seek to be appointed or promoted. An 5 applicant may be required to possess scholastic education 6 qualifications only if the position for which [he] the applicant 7 is being examined requires professional or technical knowledges, 8 skills and abilities, or if such scholastic qualifications are 9 required to assure the continued eligibility of the Commonwealth 10 for Federal grants-in-aid. No greater credit for experience 11 gained during a provisional, emergency or temporary appointment 12 under this act or acts repealed hereby shall be given to any 13 person in any examination than is given in such examination for 14 experience in the same type of work performed in a similar 15 position not under the provisions of this act or acts repealed 16 hereby. In evaluating experience in order to compute the final 17 rating in any examination to establish employment and promotion 18 lists, persons discharged other than dishonorably, after active 19 service during any war or armed conflict in which the United 20 States engaged, from any branch of the armed service of the 21 United States, or from any women's uniformed service directly 22 connected therewith, shall not be given less credit for 23 experience than would be given for continued experience in the 24 position held at the time of induction in the service. No 25 question in any examination shall relate to the race, gender, 26 religion or political or labor union affiliation of the 27 candidate. 28 Section 504. Public Notice of Examinations.--The director 29 shall give public notice of all examinations for positions or 30 promotions in the classified service at least two weeks in 20010H0590B2340 - 13 -
1 advance of the final date for filing applications [for such 2 examinations by posting an appropriate notice on the bulletin 3 board maintained in or near the commission's principal office, 4 by furnishing at least twenty copies of such notice to the 5 newspaper correspondents' office in the State Capitol, and at 6 least one copy of such notice to each office throughout the 7 State of all the departments set forth in Article I, section 3, 8 clause (d) of this act, directing that such notice shall 9 immediately be posted on a public bulletin board maintained in 10 each such office. The director may give such further public 11 notice as he deems advisable. Such notice shall give the 12 schedule and general scope of examination, the weights to be 13 given to each of the tests in the examination, the duties, pay, 14 experience, education and other qualifications requisite for all 15 positions in the class for which the examination is to be held 16 and the manner and place in which application forms and detailed 17 pertinent information may be obtained] as prescribed by the 18 rules of the commission. 19 Section 506. Establishment of Eligible Lists.--The director 20 shall establish and maintain such eligible lists [for the 21 various classes of positions in the classified service] as are 22 necessary or desirable to meet the needs of the service. These 23 lists shall contain the names of [persons] those persons who 24 have been found qualified for and have successfully passed the 25 examination and shall be arranged in the order of final earned 26 ratings [who have been given at least such minimum rating or 27 ratings as may be fixed for the whole examination or for the 28 whole examination and for any one or more of the tests]. 29 Section 8. Section 601 of the act, amended June 26, 1989 30 (P.L.47, No.10), is amended to read: 20010H0590B2340 - 14 -
1 Section 601. Certification.--Whenever a vacancy is likely to 2 occur or is to be filled in [a permanent position in] the 3 classified service, the appointing authority shall submit to the 4 director a statement indicating the position to be filled. 5 Unless the appointing authority elects to follow one of the 6 alternative [provisions of section five hundred one] procedures 7 provided for in this act, or unless there is in existence a 8 labor agreement covering promotions [in permanent positions] in 9 the classified service, in which case the terms and procedures 10 of such labor agreement relative to the procedures for 11 promotions shall be controlling, the director shall [thereupon] 12 certify to the appointing authority the names of the three 13 eligibles [willing to accept appointment] who are highest on the 14 appropriate promotion list or employment list, whichever is in 15 existence, or from the one, which under the rules of the 16 commission, has priority. If the appropriate [list] employment 17 or promotion certification of eligibles contains [less] fewer 18 than three eligibles who are willing to accept appointment, [the 19 names certified may be taken from the other appropriate list to 20 make a certification of at least three eligibles. If there are 21 [less] fewer than three eligibles on appropriate eligible lists 22 who are willing to accept appointment, the director shall 23 certify all the names on these lists. If] or, if there is no 24 appropriate eligible list, the appointing authority may appoint 25 an available eligible from the approved list or request the 26 director [may] to certify from such other list or lists as [he] 27 the director deems the next most nearly appropriate. If 28 operational conditions of the appointing authority so dictate 29 and it is found to be in the interest of the service to the 30 Commonwealth, the commission may authorize selective 20010H0590B2340 - 15 -
1 certifications based on standards to be prescribed by the 2 commission. [If upon inquiry by the director any] Any person on 3 any promotion or employment list [is found to be not available] 4 who waives consideration for promotion or appointment[, his name 5 shall not for the time being] need not be considered among the 6 names from which a promotion or appointment is to be made. 7 Section 9. Section 602 of the act, amended October 7, 1974 8 (P.L.676, No.226), is amended to read: 9 Section 602. Selection and Appointment of Eligibles.-- 10 [Unless it is found to be in the interest of the service of the 11 Commonwealth not to fill a vacant position, or unless the terms 12 of a collective bargaining agreement in existence provide 13 alternative promotion filling procedures, in which case the 14 terms of such labor agreement shall be controlling, the 15 appointing authority, within thirty days, shall appoint the 16 person whose name is, or one of the persons whose names are, 17 certified by the director. If the vacant position is to be 18 filled from among the names of employes on the appropriate 19 promotion list which have been submitted to the appointing 20 authority, he shall select a person, provided he is among the 21 three highest ranking persons on such list or that his final 22 mark or grade is not more than one point below the mark or grade 23 of the person ranking highest on such list unless there is in 24 existence a labor agreement covering promotions in which case 25 the terms of such labor agreement shall be controlling. In 26 making the second, third and any additional promotion in the 27 same class of position, the appointing authority in like manner 28 shall select a person from among the three highest ranking 29 persons remaining on such list, or he shall select a person 30 whose final mark or grade is not more than one point below the 20010H0590B2340 - 16 -
1 mark or grade of the highest ranking person remaining on such 2 list, except where the terms of a collective bargaining 3 agreement in existence provide otherwise, in which case the 4 terms of the collective bargaining agreement shall be 5 controlling. If the vacant position is to be filled from among 6 the names of persons certified from the employment list by the 7 director to the appointing authority, he shall select a person 8 from among the three highest ranking persons for the class of 9 position to be filled, unless there is in existence a labor 10 agreement covering promotions in which case the terms of such 11 labor agreement shall be controlling. For the second, third, and 12 any additional vacancy in the same class of position the 13 appointing authority shall make selection from among the three 14 highest ranking persons remaining on such list who have not been 15 within his reach for three separate vacancies.] If a vacant 16 position is to be filled, an appointing authority may request 17 the director to issue an appropriate certification of eligibles 18 unless a labor agreement contains promotion procedures which are 19 inconsistent with this act, in which case the terms of such 20 labor agreement shall be controlling. The certification of 21 eligibles shall be valid for sixty work days. If the vacant 22 position is to be filled from an employment or promotion list, 23 the appointing authority shall select a person who is among the 24 three highest ranking available persons on the certification of 25 eligibles. In making the second, third or any additional 26 selection from the eligibles on an employment or promotional 27 certification, each selection shall be from among the three 28 highest scoring available persons remaining on such 29 certification of eligibles. After a [name] person has been 30 rejected three times by an appointing authority in favor of 20010H0590B2340 - 17 -
1 others on the same eligible list, such [name] person shall not 2 again be certified to that appointing authority, except upon 3 written request from the appointing authority. Appointing 4 authorities shall promptly report to the director the [selection 5 and] appointment of eligibles [whose names] who have been 6 certified. If [an] a certified eligible [whose name has been 7 certified shall refuse] refuses to accept an [appointment 8 offered to him,] offer of employment, such refusal shall be 9 promptly investigated by the director and, if it be found that 10 the refusal has been made for improper or insufficient reasons, 11 the director shall after giving ten days' notice to such person 12 remove [his name] the eligible from the list. 13 Section 10. Sections 603 and 605 of the act, amended June 14 26, 1989 (P.L.47, No.10), are amended to read: 15 Section 603. Probationary Period.--(a) No appointment to a 16 position in the classified service shall be deemed complete 17 until after the expiration of a probationary period. The 18 probationary period for each class of position shall be 19 prescribed in the rules of the commission and, except for 20 trainee classes, shall in no case be less than six months or 21 more than eighteen months. The probationary period for a trainee 22 class shall be combined with that of the class for which the 23 trainee is being trained. This combined probationary period 24 shall be the same as the training period[, subject to limits of 25 three months] and shall not exceed twenty-four months. [At such 26 times during the probationary period, and in such manner as the 27 director may require, the appointing authority shall report to 28 the director an observation of the work of the employe and a 29 judgment as to the willingness and ability of the employe to 30 perform the duties satisfactorily and as to the employe's 20010H0590B2340 - 18 -
1 dependability.] At any time during the probationary period, the 2 appointing authority may remove an employe if in the opinion of 3 the appointing authority the probation indicates that such 4 employe is unable or unwilling to perform the duties 5 satisfactorily or that the employe's dependability does not 6 merit continuance in the service. Upon such removal, the 7 appointing authority shall [forthwith report this action to the 8 director and to] notify the employe [so removed. No more than 9 three employes shall be removed successively from the same 10 position during their probationary periods without the approval 11 of the director. The director, with the approval of the 12 commission, shall remove an employe during the probationary 13 period if it is found after the employe has been given notice 14 and an opportunity to be heard that the employe was appointed as 15 a result of fraud.] in a manner prescribed by the rules of the 16 commission. 17 (b) [Ten working days prior to the expiration of an 18 employe's probationary period the appointing authority shall 19 notify the employe in writing whether the services of the 20 employe have been satisfactory. A copy of such notice shall be 21 given to the director. If the employe's work has been 22 satisfactory, the employe shall at the completion of the 23 probationary period become a classified service employe under 24 the provisions hereof and continue in that position unless 25 separated therefrom as herein provided.] If the employe's work 26 has been satisfactory, the employe shall be notified by the 27 appointing authority in writing prior to the completion of the 28 probationary period that the employe has attained regular status 29 in the classified service. 30 (c) If any employe is removed from a position during or at 20010H0590B2340 - 19 -
1 the end of the probationary period, and the director determines 2 that the employe is suitable for appointment to another 3 position, the employe's name may be restored to the list from 4 which it was certified. 5 Section 605. Temporary Appointments to Extra Positions.-- 6 When from pressure of work an extra position in the classified 7 service must be established for a period of [less than] twelve 8 months or less, the appointing authority shall request the 9 director [in writing] to certify the name of a qualified person 10 from an appropriate list of eligibles or by other means 11 authorized by this act. In such request the appointing authority 12 shall state the cause of the extra work, the probable length of 13 employment and the duties which the appointee is to perform. 14 Section 11. Sections 607, 701 and 702 of the act are 15 repealed. 16 Section 12. Section 704 of the act, amended June 21, 1947 17 (P.L.835, No.348), is amended to read: 18 Section 704. [Service Standards and Ratings.--In cooperation 19 with appointing authorities the director shall establish and may 20 from time to time amend standards of performance and output for 21 employes in each class of positions in the classified service or 22 for groups of classes and a system of service ratings based upon 23 such standards. Service ratings] Performance Ratings.--(a) 24 Performance evaluations shall be considered for such purposes as 25 the rules of the commission shall provide. 26 (b) Agencies shall evaluate the performance of their 27 employes during their probationary period and at least once a 28 year thereafter. 29 (c) Performance evaluation forms and procedures shall be 30 reviewed and approved by the director prior to utilization. 20010H0590B2340 - 20 -
1 Section 13. Section 705 of the act, amended June 26, 1989 2 (P.L.47, No. 10), is amended to read: 3 Section 705. [Transfers and Assignments.--An appointing 4 authority may at any time assign a classified employe under its 5 jurisdiction from one position to another in the same class, or 6 in a similar class for which the employe qualifies. In every 7 case the appointing authority shall give written notice of this 8 action to the director, according to the rules of the 9 commission. Transfer of a classified employe from a position 10 under the jurisdiction of one appointing authority to a position 11 under the jurisdiction of another appointing authority may be 12 made subject to such rules and with the approval of the director 13 and of both appointing authorities concerned. Any transfer of an 14 employe from a position in one class to a position in a class 15 for which a higher maximum rate of compensation is prescribed 16 shall be deemed a promotion and may be accomplished only in the 17 manner hereinbefore provided for the making of promotions. No 18 person shall ever be transferred from a position in the 19 unclassified service to a position in the classified service 20 unless appointed to such latter position after certification of 21 the person's name from an eligible list in accordance with the 22 provisions of this act.] Transfers and Reassignments.--(a) The 23 transfer of a classified service employe from a position under 24 the jurisdiction of one appointing authority to a position in 25 the same class under the jurisdiction of another appointing 26 authority may be made with the approval of the director and both 27 appointing authorities. 28 (b) An appointing authority may at any time reassign a 29 classified service employe under its jurisdiction from one 30 position to another in the same class, or in a similar class at 20010H0590B2340 - 21 -
1 the same pay range for which the employe qualifies. 2 (c) Transfers and reassignments shall be accomplished in a 3 manner prescribed in the rules of the commission. 4 (d) Any transfer or reassignment of an employe from a 5 position in one class to a position in a class for which a 6 higher maximum salary is prescribed shall be deemed a promotion 7 and may be accomplished only in the manner provided for in this 8 act. 9 (e) No person shall be transferred or reassigned from a 10 position in the unclassified service unless appointed to such 11 latter position after certification of the person's name from an 12 eligible list in accordance with the provisions of this act. 13 Section 14. Section 705.1 of the act is repealed. 14 Section 15. Section 706 of the act, amended August 27, 1963 15 (P.L.1257, No.520), is amended to read: 16 Section 706. Demotions.--(a) An appointing authority may 17 demote to a vacant position in a lower class any employe in the 18 classified service who does not satisfactorily perform the 19 duties of the position to which [he] the employe was appointed 20 or promoted and who is able to perform the duties of the lower 21 class. In case of such demotion the employe shall have all 22 rights of appeal as provided in this act. No employe shall be 23 demoted because of [his] the employe's race, gender, religion or 24 political, partisan or labor union affiliation. [A demotion may 25 also be made by an appointing authority with the approval of the 26 director upon the written petition of the employe stating the 27 reasons therefor and supported by such evidence as the director 28 may require to show that the employe is able to perform the 29 duties of the class of position to which he petitions that he be 30 demoted.] 20010H0590B2340 - 22 -
1 (b) A voluntary demotion may be made by an appointing 2 authority upon written request of the employe and with the 3 approval of the director. 4 Section 16. Sections 803 and 804.1 of the act, amended June 5 26, 1989 (P.L.47, No.10), are amended to read: 6 Section 803. Suspension.--An appointing authority may for 7 good cause suspend without pay for disciplinary purposes an 8 employe holding a position in the classified service. [Such 9 suspension shall not exceed in the aggregate thirty working days 10 in one calendar year.] Suspensions, including suspensions 11 pending internal investigation, shall not exceed sixty working 12 days in one calendar year; however, suspensions pending 13 investigation by external agencies, such as Inspector General, 14 Attorney General, district attorney or Pennsylvania State 15 Police, may be maintained up to thirty working days after 16 conclusion of the external investigation. No person shall be 17 suspended because of race, gender, religion or political, 18 partisan or labor union affiliation. What shall constitute good 19 cause for suspension may be stated in the rules. An appointing 20 authority shall forthwith report to the director in writing 21 every suspension, together with the reason or reasons therefor, 22 and shall send a copy of such report to the suspended employe. 23 Such report shall be made a part of the commission's public 24 records. 25 Section 804.1. Rights of Promoted Employe During 26 Probationary Period.--[If the probationary period has resulted 27 from a promotion, such removal shall not be from the classified 28 service except for just cause. A classified employe during a 29 probationary period resulting from promotion, shall, if the 30 employe's performance is satisfactory, be returned to the 20010H0590B2340 - 23 -
1 position or class held immediately prior to such promotion 2 without necessity of appeal or hearing.](a) An employe serving 3 a probationary period which has resulted from a promotion, may 4 be removed from the classified service only for just cause. 5 (b) During the first three months of the probationary 6 period, the employe has the option to return to the position 7 previously held. At any time after the first three months, an 8 employe in probationary status may return to the previous 9 position or classification with written consent of the 10 appointing authorities. 11 (c) If the employe's performance during the probationary 12 period is not satisfactory to the appointing authority, the 13 employe shall be returned to the position or class held 14 immediately prior to such promotion without necessity of appeal 15 or hearing. 16 Section 17. Sections 805 and 901 of the act are repealed. 17 Section 18. Sections 902, 905.2(f) and 906 of the act, 18 amended or added June 26, 1989 (P.L.47, No.10), are amended to 19 read: 20 Section 902. False Statements Made under Oath Constitute 21 Perjury.--Any false statement made under oath, either orally or 22 in writing, in any application or other paper filed with the 23 commission or in any proceeding before the commission or in any 24 investigation conducted by or under the direction of the 25 commission or by the director or in any proceedings arising 26 under this act shall be perjury and punishable as such. Any 27 person intentionally failing to disclose a material fact or in 28 any manner concealing any information in order to obtain 29 employment or promotion under this act shall, in addition to any 30 other penalty herein provided, be removed from all eligible 20010H0590B2340 - 24 -
1 lists for a period of time to be determined by the commissioners 2 and, if appointed or promoted, [he shall] be summarily removed. 3 Section 905.2. Political Activity.--* * * 4 (f) A person in the classified service who violates this 5 section shall be removed from employment and funds appropriated 6 for the position from which removed thereafter may not be used 7 to pay the employe or individual: Provided, That, the commission 8 at its discretion may impose a penalty of suspension without pay 9 [for at least thirty days, but] of not more than one hundred 10 twenty working days, if it finds that the violation does not 11 warrant termination. 12 * * * 13 Section 906. Removal and Disqualification of Officers and 14 Employes.--Except as otherwise provided in section 905.2, any 15 person holding a position in the classified service who 16 intentionally violates any of the provisions of this act or of 17 the rules made thereunder shall be immediately separated from 18 the service. It shall be the duty of the appointing authority of 19 the State Agency in which the offending person is employed to 20 remove him at once in accordance with the provisions of this 21 act. Any person removed under this section shall [for a period 22 of one year] be ineligible for reappointment to any position in 23 the classified service for a period of time to be determined by 24 the commissioners. 25 Section 19. Section 950 of the act, added August 27, 1963 26 (P.L.1257, No.520), is amended to read: 27 Section 950. Notice.--[Every person in the classified 28 service shall be furnished with written] Written notice of any 29 personnel action taken [with respect to him] pursuant to the 30 provisions of this act shall be provided to the affected 20010H0590B2340 - 25 -
1 employe. Such notice[, a copy of which shall be submitted to the 2 commission,] shall be furnished within time limits prescribed by 3 the rules of the commission. Copies of such notices shall be 4 provided to the director upon request. The notice shall in the 5 case of the permanent separation, suspension for cause, or 6 involuntary demotion of a regular employe set forth the reason 7 or reasons for the action. 8 Section 20. This act shall take effect in 60 days. A11L71SFL/20010H0590B2340 - 26 -