PRIOR PRINTER'S NO. 946 PRINTER'S NO. 1072
No. 851 Session of 2001
INTRODUCED BY CLYMER, BARRAR, CALTAGIRONE, HALUSKA, HENNESSEY, HORSEY, LEH, S. MILLER, NAILOR, PRESTON, READSHAW, SHANER, STABACK, T. STEVENSON, E. Z. TAYLOR, THOMAS, WASHINGTON, YOUNGBLOOD AND ZIMMERMAN, MARCH 7, 2001
AS REPORTED FROM COMMITTEE ON STATE GOVERNMENT, HOUSE OF REPRESENTATIVES, AS AMENDED, MARCH 13, 2001
AN ACT 1 Amending the act of August 21, 1953 (P.L.1323, No.373), entitled 2 "An act concerning notaries public; and amending, revising, 3 consolidating and changing the law relating thereto," further 4 providing for appointment of notaries, for eligibility, for 5 applications to become a notary public, for application for 6 reappointment, for resignation and for change of residence, 7 for oath of office, bond and recording, for registration of 8 notary's signature and fees, for notarial seal, for 9 electronic notarization, for register and copier of records, 10 for power to administer oaths, affirmations, certain writings 11 relating to commerce, depositions, affidavits and certain 12 writings relating to land, for fees of notaries public, for 13 rejection of application and for surrender of seal; providing 14 for revocation of commission for certain personal checks and 15 for regulations; making editorial changes; and making 16 repeals. 17 The General Assembly of the Commonwealth of Pennsylvania 18 hereby enacts as follows: 19 Section 1. Section 2 of the act of August 21, 1953 20 (P.L.1323, No.373), known as The Notary Public Law, is amended 21 to read: 22 Section 2. Appointment of Notaries.--The Secretary of the 23 Commonwealth is hereby authorized to appoint and commission, for
1 a term of four years from the date of appointment, as many 2 notaries public as, in [his] the secretary's judgment, the 3 interest of the public may require, whose jurisdiction shall be 4 co-extensive with the boundaries of the Commonwealth[, 5 irrespective of their place of residence within the 6 Commonwealth]. 7 Section 2. Section 3 of the act, amended June 9, 1978 8 (P.L.462, No.61), is amended to read: 9 Section 3. Eligibility.--[Any citizen of Pennsylvania, being 10 eighteen (18) years of age or over, of known character, 11 integrity and ability, shall be eligible to the office of notary 12 public, if he shall have resided within this Commonwealth for at 13 least one (1) year immediately preceding the date of his 14 appointment, and if he shall be a registered elector in the 15 Commonwealth.] (a) Any person who is eighteen (18) years of age 16 or over, resides or is employed within this Commonwealth and who 17 is of good character, integrity and ability shall be eligible 18 for the office of notary public. 19 (b) Any person who is a notary public and who resides 20 outside this Commonwealth shall be deemed to have irrevocably 21 appointed the Secretary of the Commonwealth as the person's 22 agent upon whom may be served any summons, subpoena, order or 23 other process. 24 Section 3. Section 5 of the act, amended June 30, 1988 25 (P.L.462, No.78), is amended to read: 26 Section 5. Application to Become a Notary Public.--(a) 27 Applications for appointment to the office of notary public 28 shall be made to the Secretary of the Commonwealth, on forms 29 prescribed and furnished by [him] the secretary, and shall be 30 accompanied by a non-refundable filing fee [of twenty-five 20010H0851B1072 - 2 -
1 dollars ($25), payable to the order of "State Treasurer," by 2 money order, check, or draft. Each] as set forth in section 618- 3 A of the act of April 9, 1929 (P.L.177, No.175), known as "The 4 Administrative Code of 1929," payable to the order of the 5 "Commonwealth of Pennsylvania." Except as provided in subsection 6 (b) each application shall bear the endorsement of the Senator 7 or House member of the district in which the applicant resides[, 8 or, in] or, if the applicant does not reside in this 9 Commonwealth, the endorsement of the Senator or House member of 10 the district in which the applicant is employed. In the case of 11 a vacancy in [that senatorial] either district, the application 12 shall be endorsed by the Senator or House member of an adjacent 13 district. 14 (b) The Secretary of the Commonwealth may accept electronic 15 applications from persons seeking appointment to the office of 16 notary public. Electronic applications must contain all 17 information required by the Secretary of the Commonwealth and be 18 accompanied by payment. The legislative endorsement required by 19 subsection (a) is not required to be submitted electronically. 20 (c) Before issuing to any applicant a commission as notary 21 public, the Secretary of the Commonwealth shall [satisfy 22 himself] be satisfied that the applicant is of good moral 23 character, and is familiar with the duties and responsibilities 24 of a notary public. [Such qualifying requirements may be waived] 25 The application must contain no significant misstatement or 26 omission of fact and the applicant shall not: 27 (1) have been convicted of, or pled GUILTY OR nolo <-- 28 contendere to a felony or a lesser offense incompatible with the 29 duties of a notary public during the five (5) year period 30 preceding the date of the application; or 20010H0851B1072 - 3 -
1 (2) have had a prior notary public commission revoked by the 2 Commonwealth or any other state during the five (5) year period 3 preceding the date of the application. 4 The Secretary of the Commonwealth may, for good cause, reject 5 any application, of any notary public subject to the right of 6 notice, hearing and adjudication and the right of appeal 7 therefrom in accordance with 2 Pa.C.S. Chs. 5 Subch. A (relating 8 to practice and procedure of Commonwealth agencies) and 7 Subch. 9 A (relating to judicial review of Commonwealth agency action), 10 known as the Administrative Agency Law. 11 (d) The Secretary of the Commonwealth may waive the 12 requirements of subsections (a) and (b) in the case of 13 reappointment or appointments of persons making application 14 within six (6) months after the expiration of a previous term as 15 notary public, or appointments of persons who were prevented 16 from applying for reappointment or from applying for 17 appointment, within the six (6) month extension period mentioned 18 above, by reason of their induction or enlistment in the armed 19 forces of the United States, if application is made within one 20 (1) year after military discharge of the applicant, under 21 conditions other than dishonorable. 22 (e) As a condition for the Secretary of the Commonwealth's 23 issuance of a notary commission, a notary applicant must 24 complete at least three (3) hours of approved notary education 25 within the six (6) month period immediately preceding their 26 application. 27 (f) Notary education may either be interactive or classroom 28 instruction. All education programs shall be pre-approved by the 29 Secretary of the Commonwealth with a core curriculum that 30 includes the duties and responsibilities of the notary office, 20010H0851B1072 - 4 -
1 and electronic notarization. 2 Section 4. Sections 6, 7 and 8 of the act are amended to 3 read: 4 Section 6. Application for Reappointment.--Applications for 5 reappointment to the office of notary public shall be filed at 6 least [one month] two months prior to the expiration of the 7 commission under which the notary is acting. Persons seeking 8 reappointment must continue to meet the eligibility requirements 9 set forth in section 5 in order to be reappointed. 10 Section 7. Vacation of Office; Change of Residence.--(a) In 11 the event of any change of address within the Commonwealth, 12 notice in writing or electronically shall be given to the 13 Secretary of the Commonwealth and the recorder of deeds of the 14 county of original appointment by a notary public within five 15 (5) days of such change. For the purpose of this [section] 16 subsection, "address" means office address. A notary public 17 vacates his office by removing the notary's residence and 18 business address from the Commonwealth, and such removal shall 19 constitute a resignation from the office of notary public as of 20 the date of removal. 21 (b) If a notary public neither resides nor works in the 22 Commonwealth, that notary public shall be deemed to have 23 resigned from the office of notary public as of the date the 24 residency ceases or employment within the Commonwealth 25 terminates. A notary public who resigns that notary's commission 26 in accordance with this subsection shall notify the Secretary of 27 the Commonwealth in writing of the effective date of the 28 resignation. 29 Section 8. Oath of Office; Bond; Recording.--Every notary, 30 [on his appointment and before he enters] upon appointment and 20010H0851B1072 - 5 -
1 prior to entering upon the duties of the office of notary 2 public, shall take and subscribe the constitutional oath of 3 office, and shall give a surety bond, payable to the 4 Commonwealth of Pennsylvania, in [such amount as shall be fixed 5 by the Secretary of the Commonwealth] the amount of ten thousand 6 dollars ($10,000), which bond shall, after being recorded, be 7 approved by and filed with the Secretary of the Commonwealth. 8 Every such bond shall have as surety a duly authorized surety 9 company or two sufficient individual sureties, to be approved by 10 the Secretary of the Commonwealth, conditioned for the faithful 11 performance of the duties of the office of notary public and for 12 the delivery of [his register and all other public papers] the 13 notary's register into the office of the recorder of deeds of 14 the proper county in case of [his] the death, resignation[, 15 disqualification, or removal] or disqualification of the notary. 16 Such bond, as well as [his] the commission and oath of office, 17 shall be recorded in the office of the recorder of deeds of the 18 county in which [he] the notary maintains an office at the time 19 of appointment or reappointment. The commission of any notary 20 hereafter appointed who shall, for [the space of thirty (30)] 21 forty-five (45) days after the beginning of [his] the term, 22 neglect to give bond and cause the same and [his] the commission 23 and oath to be recorded, as above directed, shall be null and 24 void. 25 Section 5. Section 9 of the act, amended July 22, 1965 26 (P.L.222, No.122), is amended to read: 27 Section 9. Registration of Notary's Signature; Fee.--(a) 28 The official signature of each notary public shall be 29 registered, in the "Notary Register" provided for such purpose 30 in the prothonotary's office of the county wherein [he] the 20010H0851B1072 - 6 -
1 notary maintains an office, within [thirty (30)] forty-five (45) 2 days after appointment or reappointment, and in any county to 3 which [he] the notary may subsequently move [his office, within 4 ten (10)] the notary's office, within thirty (30) days 5 thereafter. In counties of the second class, such signature 6 shall also be registered in the clerk of courts' office within 7 said period. 8 (b) The fee to be charged by the prothonotary for recording 9 a notary's signature shall be fifty ($.50) cents. 10 (c) In acting as a notary public, a notary shall sign the 11 notary's name exactly and only as it appears on the commission. 12 (d) A county may permit notaries to register their 13 electronic signatures. 14 Section 6. Section 12 of the act amended June 30, 1988 15 (P.L.462, No.78), is amended to read: 16 Section 12. Notarial Seal.--(a) A notary public shall 17 provide and keep an official seal which shall be used to 18 authenticate all the acts, instruments and attestations of the 19 notary. The seal shall be a rubber stamp and shall show clearly 20 in the following order: the words "Notarial Seal"; the name and 21 surname of the notary and the words "Notary Public"; the name of 22 the political subdivision and county in which the notary 23 maintains an office; and the date the notary's commission 24 expires. 25 (b) The seal shall have a maximum height of one (1) inch and 26 width of three and one-half (3 1/2) inches, with a plain border. 27 It shall be stamped in a prominent place on the official 28 notarial [act] certificate near the notary's signature in such a 29 manner as to be capable of photographic reproduction. 30 [(c) In addition to the official seal required in subsection 20010H0851B1072 - 7 -
1 (a), a notary public shall also use and keep an embosser upon 2 which shall be engraved the words "Notary Public, Commonwealth 3 of Pennsylvania," and the name and surname of the notary. All 4 documents executed shall bear a legibly embossed impression.] 5 (d) The notary public seal is the exclusive property of the 6 notary to whom it is issued and a notary shall be responsible at 7 all times for maintaining custody and control of the seal. No 8 public notary shall permit the use of the seal by another 9 person. 10 (e) The use of a notary public seal by a person who is not 11 the notary public named on the seal shall be deemed an 12 impersonation of a notary public under and shall be subject to 13 the penalties set forth in 18 Pa.C.S. § 4913 (relating to 14 impersonating a notary public). 15 (f) Notwithstanding other provisions of this section, in 16 accordance with the act of December 16, 1999 (P.L.971, No.69), 17 known as the "Electronic Transactions Act," a notary public may 18 use an electronic seal for the notarization, acknowledgment or 19 verification of electronic records and electronic signatures. 20 The electronic seal shall contain the following information in 21 order: 22 (1) The full name of the notary along with the words "Notary 23 Public." 24 (2) The name of the political subdivision and the county in 25 which the notary maintains an office. 26 (3) The date the notary's commission is due to expire. 27 The notary's electronic signature and the required information 28 shall be attached to or logically associated with the electronic 29 signature or electronic record. 30 Section 7. The act is amended by adding a section to read: 20010H0851B1072 - 8 -
1 Section 12.1. Determining Identity of Person Appearing.--(a) 2 The officer notarizing the instrument shall know through 3 personal knowledge or have satisfactory evidence that the person 4 appearing before the notary is the person described in and who 5 executed the instrument. For the purposes of this act and 6 section 5 of the act of July 24, 1941 (P.L.490, No.188), known 7 as the "Uniform Acknowledgment Act," "personal knowledge" means 8 having an acquaintance, derived from association with the 9 individual in relation to other people and based upon a chain of 10 circumstances surrounding the individual, which establishes the 11 individual's identity and "satisfactory evidence" means the 12 reliance on the presentation of a current, government-issued 13 identification card bearing a photograph, signature, physical 14 description and serial or identification number or the oath or 15 affirmation of a credible witness who is personally known to the 16 notary and who personally knows the individual. 17 (b) In certifying a copy of a document or other item, a 18 notary public shall determine that the proffered copy is a full, 19 true and accurate transcription or reproduction of that which 20 was copied. 21 Section 8. Sections 15 and 16 of the act are amended to 22 read: 23 Section 15. Register; Copies of Records.--(a) Every notary 24 public shall keep [an accurate] and maintain custody and control 25 of an accurate chronological register of all official acts by 26 [him] that notary done by virtue of [his] that notary's office, 27 and shall, when thereunto required, give a certified copy of 28 [any record in his] the register in the notary's office to any 29 person applying for same. [Said] Each register shall contain the 30 date of the act, the character of the act, and the date and 20010H0851B1072 - 9 -
1 parties to the instrument, and the amount of fee collected for 2 the service. Each authorization shall be indicated separately. 3 (b) The register and other public [papers] records of such 4 notary shall not in any case be liable to be [sized] seized, 5 attached or taken in execution for debt or for any demand 6 whatsoever. 7 (c) A notary public register is the exclusive property of 8 the notary public, may not be used by any other person and may 9 not be surrendered to any employer of the notary upon 10 termination of employment. 11 (d) Upon a notary public's resignation, death, 12 disqualification, revocation or expiration of a commission, the 13 notary public's register shall be delivered to the office of the 14 recorder of deeds of the proper county. 15 Section 16. Power to Administer Oaths and Affirmations.--(a) 16 Notaries shall have power to administer oaths and affirmations, 17 certify copies and take depositions, affidavits, verifications, 18 upon oath or affirmation and acknowledgments according to law, 19 in all matters belonging or incident to the exercise of their 20 notarial office. 21 (b) Any person who shall be convicted of having wilfully and 22 knowingly made or taken a false oath [or affirmation], 23 affirmation, deposition, affidavit, certification or 24 acknowledgment before any notary in any matters within their 25 official duties shall be guilty of perjury under and shall be 26 subject to the penalties [in such case made and provided] set 27 forth in 18 Pa.C.S. § 4902 (relating to perjury). 28 Section 9. Sections 17 and 18 of the act are repealed. 29 Section 10. Sections 19, 21 and 22 of the act are amended to 30 read: 20010H0851B1072 - 10 -
1 Section 19. Limitation on Powers; Fees.--[(a) No director 2 or officer in any bank, banking institution or trust company, 3 holding at the same time the office of notary public, shall do 4 or perform any act or duty as notary public for any bank, 5 banking institution or trust company in which he is a director 6 or officer. Any act or duty performed by any such notary public 7 for any such bank, banking institution or trust company is 8 hereby declared invalid. 9 (b) No clerk in any bank, banking institution or trust 10 company, holding at the same time the office of notary public, 11 shall be authorized to protest checks, notes, drafts, bill of 12 exchange, or any commercial paper, for any bank, banking 13 institution or trust company in which he is employed. 14 (c) The fees of any such notary for other services rendered 15 shall be the property of such notary and in no case belong to or 16 be received by the corporation of which he is a director or 17 clerk.] 18 (d) No [justice of the peace, magistrate or alderman,] 19 district justice, holding at the same time the office of notary 20 public, shall have jurisdiction in cases arising on papers or 21 documents containing acts by him done in the office of notary 22 public. 23 (e) No notary public may act as such in any transaction in 24 which he is a party directly or pecuniarily interested. For the 25 purpose of this section, none of the following shall constitute 26 a direct or pecuniary interest: 27 (1) being a shareholder in a publicly traded company that is 28 a party to the notarized transaction; 29 (2) being an officer, director or employe of a company that 30 is a party to the notarized transaction, unless the director, 20010H0851B1072 - 11 -
1 officer or employe personally benefits from the transaction 2 other than as provided in clause (3); or 3 (3) receiving a fee that is not contingent upon the 4 completion of the notarized transaction. 5 Section 21. Fees of Notaries Public.--(a) The fees of 6 notaries public shall be fixed by the Secretary of the 7 Commonwealth with the approval of the Attorney General. 8 (b) A notary public shall not charge, attempt to charge or 9 receive a notary public fee that is in excess of the fees fixed 10 by the Secretary of the Commonwealth. 11 (c) The fees of notaries public shall be displayed in a 12 conspicuous location in the notary's place of business or be 13 provided to any person requesting the services of the notary. 14 The fees of the notary shall be separately stated. A notary 15 public may waive the right to charge a fee, in which case the 16 requirements of this subsection regarding the display or 17 provision of fees shall not apply. 18 (d) The fee for any notary public employed by a bank, 19 banking institution or trust company shall be the property of 20 the notary and in no case belong to or be received by the 21 corporation for whom the notary is employed. 22 Section 22. Rejection of Application; Removal.--(a) The 23 Secretary of the Commonwealth may, for good cause, reject any 24 application, issue a written reprimand, suspend or revoke the 25 commission of any notary public[, but such action shall be 26 taken]. 27 (b) The Secretary of the Commonwealth may, for good cause, 28 impose a civil penalty not to exceed five hundred dollars ($500) 29 for each act or omission which constitutes a violation of this 30 act. 20010H0851B1072 - 12 -
1 (c) The Secretary of the Commonwealth may, for good cause, 2 order a notary to attend education courses for an act or 3 omission which constitutes a violation of this act. 4 (d) Any action taken under this section shall be subject to 5 the right of notice, hearing and adjudication, and the right of 6 appeal therefrom, in accordance with [the provisions of the 7 Administrative Agency Law, approved the fourth day of June, one 8 thousand nine hundred forty-five (Pamphlet Laws 1388), or any 9 amendment or reenactment thereof, relating to adjudication 10 procedure.] 2 Pa.C.S. Chs. 5 Subch. A (relating to practice and 11 procedure of Commonwealth agencies) and 7 Subch. A (relating to 12 judicial review of Commonwealth agency action), known as the 13 Administrative Agency Law. 14 Section 11. Section 22.1 of the act, added June 9, 1978 15 (P.L.462, No.61), is amended to read: 16 Section 22.1. Surrender of Seal.--(a) Should an application 17 or renewal be rejected, or should a commission be revoked or 18 recalled for any reason, or should a notary public resign, the 19 applicant or notary shall deliver the seal of office to the 20 Department of State within ten (10) days after notice from the 21 department[.] or from the date of resignation, as the case may 22 be. Any person who violates the provisions of this subsection 23 shall be guilty of a summary offense and upon conviction thereof 24 shall be sentenced to pay a fine not exceeding three hundred 25 dollars ($300) or to imprisonment not exceeding ninety (90) 26 days, or both. 27 (b) Upon the death of a notary public, the notary's personal 28 representative shall deliver the seal of office to the 29 Department of State within ninety (90) days of the date of the 30 notary's death. 20010H0851B1072 - 13 -
1 [Any person who violates the provisions of this section shall 2 be guilty of a summary offense and upon conviction thereof shall 3 be sentenced to pay a fine not exceeding three hundred dollars 4 ($300) or to imprisonment not exceeding ninety (90) days, or 5 both.] 6 Section 12. The act is amended by adding sections to read: 7 Section 22.2. Revocation of Commission for Certain Personal 8 Checks.--(a) The Secretary of the Commonwealth may revoke the 9 notary public commission of a notary public who issues to the 10 order of any State agency or the Commonwealth a personal check 11 without sufficient funds on deposit. 12 (b) Any action taken by the Secretary of the Commonwealth 13 under this section shall be subject to the right of notice, 14 hearing and adjudication and right of appeal therefrom in 15 accordance with 2 Pa.C.S. Chs. 5 Subch. A (relating to practice 16 and procedure of Commonwealth agencies) and 7 Subch. A (relating 17 to judicial review of Commonwealth agency action), known as the 18 Administrative Agency Law. 19 Section 22.3. Regulations.--The Secretary of the 20 Commonwealth shall have the authority to promulgate such rules 21 and regulations as are necessary to administer and enforce this 22 act. 23 Section 13. Section 24 of the act is amended to read: 24 Section 24. [General Repeal.--All other] Repeals.--(a) The 25 following acts and parts of acts are repealed [in so far as they 26 are inconsistent with the provisions of this act.]: 27 The act of April 14, 1828 (P.L.447, No.188), entitled "An act 28 to authorise the appointment of commissioners to take the 29 acknowledgement of deeds and instruments of writing under seal." 30 The act of March 13, 1839 (P.L.92, No.44), entitled "A 20010H0851B1072 - 14 -
1 supplement to an act entitled 'An act to authorize the 2 appointment of commissioners to take the acknowledgment of deeds 3 and instruments of writing under seal,' approved on the 4 fourteenth day of April, one thousand eight hundred and twenty- 5 eight." 6 The act of April 6, 1843 (P.L.175, No.83), entitled "A 7 supplement to an act entitled 'An Act to authorize the 8 appointment of Commissioners to take the acknowledgment of deeds 9 and instruments of writing under seal.'" 10 Section 15 of the act of April 9, 1849 (P.L.524, No.354), 11 entitled "A supplement to an act relative to the venders of 12 mineral waters; and an act relative to the Washington coal 13 company; to sheriffs' sales of real estate; to the substitution 14 of executors and trustees when plaintiffs; to partition in the 15 courts of common pleas, and for other purposes." 16 (b) All other acts and parts of acts are repealed insofar as 17 they are inconsistent with this act. 18 Section 14. This act shall take effect in 180 days. B5L57BIL/20010H0851B1072 - 15 -