PRINTER'S NO. 1249
No. 1087 Session of 2005
INTRODUCED BY BROWNE, BENNINGHOFF, BALDWIN, BARRAR, BELARDI, BELFANTI, BISHOP, BUXTON, CALTAGIRONE, CAPPELLI, CAWLEY, CRAHALLA, CREIGHTON, CURRY, DeLUCA, DENLINGER, DERMODY, DeWEESE, DIVEN, DONATUCCI, FORCIER, FRANKEL, FREEMAN, GANNON, GEIST, GINGRICH, GOOD, GOODMAN, GRUCELA, HENNESSEY, HERMAN, HERSHEY, JAMES, W. KELLER, LEACH, LEDERER, LEH, LESCOVITZ, MANDERINO, McCALL, McGEEHAN, McGILL, McILHATTAN, McILHINNEY, METCALFE, R. MILLER, MUNDY, O'NEILL, PICKETT, PISTELLA, RAPP, READSHAW, REICHLEY, ROSS, RUBLEY, SAYLOR, SCAVELLO, SHANER, STABACK, T. STEVENSON, STURLA, SURRA, E. Z. TAYLOR, THOMAS, TIGUE, WALKO, WANSACZ, WHEATLEY, YOUNGBLOOD, FABRIZIO, RAMALEY AND PALLONE, MARCH 24, 2005
REFERRED TO COMMITTEE ON HEALTH AND HUMAN SERVICES, MARCH 24, 2005
AN ACT 1 Amending the act of March 20, 2002 (P.L.154, No.13), entitled 2 "An act reforming the law on medical professional liability; 3 providing for patient safety and reporting; establishing the 4 Patient Safety Authority and the Patient Safety Trust Fund; 5 abrogating regulations; providing for medical professional 6 liability informed consent, damages, expert qualifications, 7 limitations of actions and medical records; establishing the 8 Interbranch Commission on Venue; providing for medical 9 professional liability insurance; establishing the Medical 10 Care Availability and Reduction of Error Fund; providing for 11 medical professional liability claims; establishing the Joint 12 Underwriting Association; regulating medical professional 13 liability insurance; providing for medical licensure 14 regulation; providing for administration; imposing penalties; 15 and making repeals," further providing for declaration of 16 policy, for patient safety definitions, for powers and duties 17 of the Patient Safety Authority and for powers and duties of 18 the Department of Health; and providing for whistleblower 19 protection. 20 The General Assembly of the Commonwealth of Pennsylvania 21 hereby enacts as follows:
1 Section 1. Section 102 of the act of March 20, 2002 2 (P.L.154, No.13), known as the Medical Care Availability and 3 Reduction of Error (Mcare) Act, is amended to read: 4 Section 102. Declaration of policy. 5 The General Assembly finds and declares as follows: 6 (1) It is the purpose of this act to ensure that medical 7 care is available in this Commonwealth through a 8 comprehensive and high-quality health care system. 9 (2) Access to a full spectrum of hospital services and 10 to highly trained physicians in all specialties must be 11 available across this Commonwealth. 12 (3) To maintain this system, medical professional 13 liability insurance has to be obtainable at an affordable and 14 reasonable cost in every geographic region of this 15 Commonwealth. 16 (4) A person who has sustained injury or death as a 17 result of medical negligence by a health care provider must 18 be afforded a prompt determination and fair compensation. 19 (5) Every effort must be made to reduce and eliminate 20 medical errors by identifying problems and implementing 21 solutions that promote patient safety. 22 (6) Recognition and furtherance of all of these elements 23 is essential to the public health, safety and welfare of all 24 the citizens of Pennsylvania. 25 (7) It is the purpose of this act to enhance patient 26 safety by establishing meaningful whistleblower protection 27 and a reporting system for medical errors which is responsive 28 to legitimate concerns. 29 Section 2. Section 302 of the act is amended by adding 30 definitions to read: 20050H1087B1249 - 2 -
1 Section 302. Definitions. 2 The following words and phrases when used in this chapter 3 shall have the meanings given to them in this section unless the 4 context clearly indicates otherwise: 5 * * * 6 "Disciplinary action." An action against an individual which 7 has a negative impact on the individual in relation to salary or 8 terms of employment or professional affiliation. The term 9 includes discharge and loss or alteration of privileges of 10 affiliation. 11 * * * 12 "Health care facility." A facility licensed under the act of 13 July 19, 1979 (P.L.130, No.48), known as the Health Care 14 Facilities Act. 15 "Health care practitioner." An individual who is authorized 16 to practice some component of the healing arts by a license, 17 permit, certificate or registration, issued by a Commonwealth 18 licensing agency. 19 * * * 20 Section 3. Sections 304(a) and (b) and 306 of the act are 21 amended to read: 22 Section 304. Powers and duties. 23 (a) General rule.--The authority shall do all of the 24 following: 25 (1) Adopt bylaws necessary to carry out the provisions 26 of this chapter. 27 (2) Employ staff as necessary to implement this chapter. 28 (3) Make, execute and deliver contracts and other 29 instruments. 30 (4) Apply for, solicit, receive, establish priorities 20050H1087B1249 - 3 -
1 for, allocate, disburse, contract for, administer and spend 2 funds in the fund and other funds that are made available to 3 the authority from any source consistent with the purposes of 4 this chapter. 5 (5) Contract with a for-profit or registered nonprofit 6 entity or entities, other than a health care provider, to do 7 the following: 8 (i) Collect, analyze and evaluate data regarding 9 reports of serious events and incidents, including the 10 identification of performance indicators and patterns in 11 frequency or severity at certain medical facilities or in 12 certain regions of this Commonwealth. 13 (ii) Transmit to the authority recommendations for 14 changes in health care practices and procedures which may 15 be instituted for the purpose of reducing the number and 16 severity of serious events and incidents. 17 (iii) Directly advise reporting medical facilities 18 of immediate changes that can be instituted to reduce 19 serious events and incidents. 20 (iv) Conduct reviews in accordance with subsection 21 (b). 22 (6) Receive and evaluate recommendations made by the 23 entity or entities contracted with in accordance with 24 paragraph (5) and [report] advise the department of those 25 recommendations [to the department, which shall have no more 26 than 30 days to approve or disapprove the recommendations]. 27 (7) [After consultation and approval by the department, 28 issue] Issue recommendations to medical facilities on a 29 facility-specific or on a Statewide basis regarding changes, 30 trends and improvements in health care practices and 20050H1087B1249 - 4 -
1 procedures for the purpose of reducing the number and 2 severity of serious events and incidents. Prior to issuing 3 recommendations, consideration shall be given to the 4 following factors that include expectation of improved 5 quality care, implementation feasibility, other relevant 6 implementation practices and the cost impact to patients, 7 payors and medical facilities. Statewide recommendations 8 shall be issued to medical facilities on a continuing basis 9 and shall be published and posted on the department's 10 publicly accessible Internet website and the authority's 11 publicly accessible [World Wide Web site] Internet website. 12 (8) Meet with the department for purposes of 13 implementing this chapter. 14 (9) Upon receipt of a complaint under subsection (b), do 15 all of the following: 16 (i) Distribute copies of the complaint to each 17 director on the board. 18 (ii) Within ten business days, require the 19 department to investigate the complaint under section 20 306(a)(6). 21 (iii) Maintain the confidentiality of all 22 information resulting from the complaint and the 23 investigation. Information under this subparagraph may be 24 released only when sanctions are pursued under section 25 306(a)(7) or until section 315(d) is invoked by a health 26 care practitioner. 27 (10) Disseminate, through publications and training 28 sessions, information about patient safety reporting under 29 subsection (b)(2). 30 (b) [Anonymous reports] Reports to the authority.-- 20050H1087B1249 - 5 -
1 (1) (i) A health care worker who has complied with 2 section 308(a) may file an anonymous report regarding a 3 serious event with the authority. Upon receipt of the report, 4 the authority shall give notice to the affected medical 5 facility that a report has been filed. [The authority shall 6 conduct its own review of the report unless the medical 7 facility has already commenced an investigation of the 8 serious event.] The medical facility [shall] may provide the 9 authority with the results of its investigation no later than 10 30 days after receiving notice pursuant to this subsection. 11 [If the authority is dissatisfied with the adequacy of the 12 investigation conducted by the medical facility, the 13 authority shall perform its own review of the serious event 14 and may refer a medical facility and any involved licensee to 15 the department for failure to report pursuant to section 16 313(e) and (f).] 17 (ii) This paragraph shall not be construed to 18 preclude a direct report to the authority under paragraph 19 (2). 20 (2) The authority shall maintain a Statewide 21 confidential, toll-free telephone line to enable health care 22 practitioners to report on patient safety and the quality of 23 patient care provided by a health care facility. If a health 24 care practitioner who files a complaint under this paragraph 25 requests anonymity, the authority shall, except to the extent 26 necessary to verify credentials, maintain anonymity. 27 * * * 28 Section 306. Department responsibilities. 29 (a) General rule.--The department shall do all of the 30 following: 20050H1087B1249 - 6 -
1 (1) Review and approve patient safety plans in 2 accordance with section 307. 3 (2) Receive reports of serious events and infrastructure 4 failures under section 313. 5 (3) Investigate serious events and infrastructure 6 failures. 7 (4) In conjunction with the authority, analyze and 8 evaluate existing health care procedures and approve 9 recommendations issued by the authority pursuant to section 10 304(a)(6) and (7). 11 (5) Meet with the authority for purposes of implementing 12 this chapter. 13 (6) Upon referral of a complaint under section 14 304(a)(9), do all of the following: 15 (i) Within ten business days, investigate the 16 complaint. In order to carry out the investigation under 17 this subparagraph, the department shall consult with one, 18 and, if the department deems necessary, a second, 19 independent, external quality review team to examine the 20 team's recommendations and findings. A team under this 21 subparagraph shall consider the appropriate use of 22 patient care standards in the situation under 23 investigation and make recommendations based upon its 24 findings. The following apply to a team consulted under 25 this subparagraph: 26 (A) The team shall consist of at least all of 27 the following: 28 (I) A registered nurse who holds a license 29 under the act of May 22, 1951 (P.L.317, No.69), 30 known as The Professional Nursing Law; is engaged 20050H1087B1249 - 7 -
1 in active practice for at least 20 hours per 2 week; and holds a specialty-specific 3 certification from the American Nurses 4 Credentialing Center. 5 (II) A physician or an osteopath who is 6 engaged in active practice for at least 20 hours 7 per week and who is board-certified in a 8 specialty which is recognized by the American 9 Board of Medical Specialties or the American 10 Osteopathic Association and which is specific to 11 the situation under investigation. 12 (III) A pharmacist who is engaged in active 13 practice for at least 20 hours per week and who 14 is board-certified as a clinical pharmacist. 15 (B) A member of the team may not: 16 (I) be an employee or a contractor of the 17 health care facility or the health care 18 practitioner under investigation; 19 (II) be a past or current colleague of the 20 health care practitioner under investigation; 21 (III) have a past or current financial or 22 practice relationship with the health care 23 practitioner under review, that practitioner's 24 group, that practitioner's employer or that 25 practitioner's privilege-granting health care 26 facility; 27 (IV) have a past or current financial or 28 practice relationship with the health care 29 facility under investigation; or 30 (V) reside within 75 miles of the health 20050H1087B1249 - 8 -
1 care facility under investigation. 2 (ii) If warranted by the investigation: 3 (A) Seek sanctions under paragraph (7). 4 (B) Recommend sanctions or other action to the 5 appropriate licensing board under Chapter 9. A 6 licensing board or agency which receives a 7 recommendation under this clause shall report to the 8 authority concerning its action every 30 days until 9 the matter is finally disposed of. A report under 10 this clause shall be available to each director of 11 the board upon request. 12 (C) Recommend sanctions or other action to any 13 other appropriate Commonwealth agency. 14 (iii) Maintain the confidentiality of all 15 information resulting from the complaint and the 16 investigation until sanctions are sought under paragraph 17 (7) or until section 315(d) is invoked by a health care 18 practitioner. 19 (7) Impose an administrative penalty of up to $5,000 20 upon a health care facility for an act or omission which 21 impairs patient safety or the quality of patient care or, at 22 the department's discretion, take other remedial actions as 23 authorized by law. This paragraph is subject to 2 Pa.C.S. Ch. 24 5 Subch. A (relating to practice and procedure of 25 Commonwealth agencies) and Ch. 7 Subch. A (relating to 26 judicial review of Commonwealth agency action). 27 (b) Department consideration.--The recommendations made to 28 medical facilities pursuant to subsection (a)(4) may be 29 considered by the department for licensure purposes under the 30 act of July 19, 1979 (P.L.130, No.48), known as the Health Care 20050H1087B1249 - 9 -
1 Facilities Act, but shall not be considered mandatory unless 2 adopted by the department as regulations pursuant to the act of 3 June 25, 1982 (P.L.633, No.181), known as the Regulatory Review 4 Act. 5 Section 4. The act is amended by adding a section to read: 6 Section 315. Whistleblower protection. 7 (a) Applicability.--This section applies to a health care 8 practitioner who does any of the following: 9 (1) Files a complaint under section 304(b). 10 (2) Makes a report to an agency which has jurisdiction 11 over patient safety, health care or the quality of patient 12 care provided by any health care facility or health care 13 professional. 14 (3) Makes a report to a health care facility on patient 15 safety or the quality of patient care provided by the health 16 care facility. This paragraph includes a report to any 17 employer, supervisor, coworker or other person with 18 privileges. 19 (b) Prohibition.--A health care facility that employs or 20 grants conditional or unconditional privileges to a health care 21 practitioner may not take disciplinary action against the health 22 care practitioner in retaliation for filing a complaint in good 23 faith or making a report in good faith under subsection (a). 24 (c) Immunity.--A health care practitioner who in good faith 25 files a complaint or makes a report under subsection (a) shall 26 be immune from civil liability arising from filing the complaint 27 or making the report. 28 (d) Remedy.-- 29 (1) A health care practitioner who is aggrieved by a 30 violation of subsection (b) may recover damages proximately 20050H1087B1249 - 10 -
1 caused by the violation, including pain and suffering; cost 2 of the litigation; and attorney fees. 3 (2) Notwithstanding any other provision of law, in an 4 action under this section, all patient records relating to 5 the complaint under this section, including peer review 6 documents, shall be available to the court and each party for 7 possible use as documentary evidence. 8 (e) Deterring complaints and reports.--Any provision of a 9 contract or a professional affiliation arrangement, including a 10 document granting privileges, entered into with a health care 11 practitioner which limits the health care practitioner's ability 12 to file a complaint or make a report under subsection (a) or 13 which contains any threat, implicit or otherwise, or contains 14 any penalty for filing a complaint or making a report under 15 subsection (a) is against public policy and shall be void. 16 (f) Notification to health care practitioners.--Within 12 17 months of the effective date of this section, every Commonwealth 18 licensing agency that licenses, permits, certifies or registers 19 health care practitioners within this Commonwealth shall notify 20 the health care practitioners of the Statewide confidential, 21 toll-free telephone line and the whistleblower protection 22 provided through this act through already scheduled newsletters, 23 annual notices and other mailings. 24 Section 5. This act shall take effect in 90 days. A26L40DMS/20050H1087B1249 - 11 -