PRINTER'S NO. 2413
No. 1930 Session of 1999
INTRODUCED BY SCHULER, PISTELLA, E. Z. TAYLOR, GEORGE, BAKER, ARGALL, BROWNE, CURRY, DALEY, DeLUCA, FRANKEL, FREEMAN, GEIST, GODSHALL, GRUCELA, LAWLESS, LEDERER, LEH, LYNCH, MAITLAND, MARSICO, S. MILLER, NAILOR, RAMOS, RUBLEY, SATHER, SEMMEL, SHANER, B. SMITH, STEELMAN, STERN, STURLA, J. TAYLOR, THOMAS, TRELLO, TRUE, VANCE, WALKO, WILT, YOUNGBLOOD AND YUDICHAK, OCTOBER 6, 1999
REFERRED TO COMMITTEE ON AGING AND YOUTH, OCTOBER 6, 1999
AN ACT 1 Amending the act of June 13, 1967 (P.L.31, No.21), entitled "An 2 act to consolidate, editorially revise, and codify the public 3 welfare laws of the Commonwealth," providing for State plan 4 for regulations and licensing of assisted living residences; 5 further providing for intragovernmental council on long-term 6 care, for definitions and for fees; providing for appeals, 7 for relocation, for rules and regulations for assisted living 8 residences, for classification of violations and for 9 revocation or renewal of license; repealing provisions 10 relating to personal care homes; and making editorial 11 changes. 12 The General Assembly of the Commonwealth of Pennsylvania 13 hereby enacts as follows: 14 Section 1. Section 211 of the act of June 13, 1967 (P.L.31, 15 No.21), known as the Public Welfare code, is repealed. 16 Section 2. The act is amended by adding a section to read: 17 Section 211.1. State Plan for Regulating and Licensing 18 Assisted Living Residences.--(a) In accordance with the 19 statutory authority and responsibility vested in the department 20 to regulate nonprofit homes for adults which provide personal
1 care and services and to license for profit assisted living 2 residences for adults, pursuant to Articles IX and X, the 3 department shall develop and implement a State plan for 4 regulating and licensing assisted living residences. 5 (b) In developing rules and regulations for the State plan, 6 the department shall: 7 (1) Distinguish between assisted living residences serving 8 less than eight persons and assisted living residences serving 9 more than eight persons. 10 (2) Within 90 days of the effective date of this section, 11 adopt rules relating to the conduct of owners and employes of 12 assisted living residences relative to the endorsement or 13 delivery of public or private welfare, pension or insurance 14 checks by a resident of an assisted living residence. 15 (3) Not regulate or require the registration of boarding 16 homes which merely provide room, board and laundry services to 17 persons who do not need assisted living residence services. 18 (c) Within three months following the effective date of this 19 section, the department shall submit to the General Assembly for 20 comment and review, and publish in the Pennsylvania Bulletin in 21 accordance with the provisions of the Commonwealth Documents Law 22 relating to the publication of regulations, a preliminary State 23 plan for regulating and licensing assisted living residences. 24 (d) The preliminary plan shall include, but is not limited 25 to, the following: 26 (1) Coordination of the department's statutory 27 responsibilities with those of other State and local agencies 28 having statutory responsibilities relating to assisted living 29 residences, with particular attention given to the Department of 30 Labor and Industry, the Department of Environmental Protection, 19990H1930B2413 - 2 -
1 the Department of Conservation and Natural Resources, the 2 Department of Aging and the Pennsylvania Human Relations 3 Commission. The Department of Labor and Industry shall 4 promulgate rules and regulations applicable to assisted living 5 residences on a Statewide basis consistent with size 6 distinctions set forth in subsection (b) pertaining to 7 construction and means of egress. 8 (2) Recommendations for changes in existing State law and 9 proposed legislation to: 10 (i) Resolve inconsistencies that hinder the department's 11 implementation of the State plan. 12 (ii) Promote the cost efficiency and effectiveness of 13 visitations and inspections. 14 (iii) Delegate to other State and local agencies 15 responsibility for visitations, inspections, referral, placement 16 and protection of adults residing in assisted living residences. 17 (iv) Evaluate the State's fire and panic laws as applied to 18 assisted living residences. 19 (3) Recommendations for implementation of fire safety and 20 resident care standards relating to assisted living residences 21 by cities of the first class, second class and second class A. 22 (4) A programmatic and fiscal impact statement regarding the 23 effect of the plan on existing residential programs for the 24 disabled, including but not limited to skilled nursing homes, 25 intermediate care facilities, domiciliary care homes, adult 26 foster care homes, community living arrangements for the 27 mentally retarded and group homes for the mentally ill and the 28 effect of the plan on recipients of Supplemental Security 29 Income. 30 (5) Cost analysis of the entire plan and of all regulations 19990H1930B2413 - 3 -
1 that will be proposed pursuant to the plan. 2 (6) Number of personnel at the State, regional and county 3 level required to inspect assisted living residences and monitor 4 and enforce final rules and regulations adopted by the 5 department. 6 (7) Process for relocating residents of assisted living 7 residences whose health and safety are in imminent danger. 8 (e) If the department deems that it is in the best interest 9 of the Commonwealth to develop a plan for implementation on a 10 phased basis, the department shall submit a detailed schedule of 11 the plan to the General Assembly which shall be part of the 12 preliminary State plan. 13 (f) Within six months of the effective date of this section, 14 the department shall adopt a final State plan which shall be 15 submitted and published in the same manner as the preliminary 16 plan. 17 (g) The final plan shall include the information required in 18 the preliminary plan and, in addition, the cost to operators of 19 assisted living residences for compliance with the regulations. 20 (h) At no time may the department change, alter, amend or 21 modify the final State plan, except in emergency situations, 22 without first publishing such change in the Pennsylvania 23 Bulletin in accordance with the Commonwealth Documents Law 24 relating to publication of regulations and without first 25 submitting the proposed change to the General Assembly for 26 comment and review. In an emergency, the department may change, 27 alter, amend or modify the State plan without publishing the 28 change or submitting the change to the General Assembly; but, 29 within thirty days, the department shall submit and publish the 30 change as otherwise required. 19990H1930B2413 - 4 -
1 (i) The State plan shall not apply to any assisted living 2 residence operated by a religious organization for the care of 3 clergymen or other persons in a religious profession. 4 (j) Any regulations by the department relating to the 5 funding of residential care for the mentally ill or mentally 6 retarded adults and any regulations of the Department of Aging 7 relating to domiciliary care shall use as their base, 8 regulations established in accordance with this section. 9 Supplementary requirements otherwise authorized by law may be 10 added. 11 (k) After initial approval, assisted living residences shall 12 be visited or inspected annually. 13 (l) Regulations specifically related to personal care homes, 14 assisted living residences or personal care home or assisted 15 living residence services adopted prior to the effective date of 16 this section shall remain in effect until superseded by a final 17 plan adopted in accordance with this section. 18 Section 3. Section 212 of the act, added December 21, 1988 19 (P.L.1883, No.185), is amended to read: 20 Section 212. Intra-Governmental Council on Long-Term Care.-- 21 (a) The General Assembly hereby establishes the Intra- 22 Governmental Council on Long-Term Care. 23 (b) The Intra-Governmental Council on Long-Term Care shall 24 be composed of and appointed in accordance with the following: 25 (1) The Secretary of Aging. 26 (2) The Secretary of Community [Affairs] and Economic 27 Development. 28 (3) The Secretary of Health. 29 (4) The Secretary of Public Welfare. 30 (5) The Insurance Commissioner. 19990H1930B2413 - 5 -
1 (6) Two members of the Senate, one appointed by the 2 President pro tempore and one by the Minority Leader. 3 (7) Two members of the House of Representatives, one 4 appointed by the Speaker of the House of Representatives and one 5 by the Minority Leader. 6 (8) One representative from the Pennsylvania Council on 7 Aging. 8 (9) One representative of the [personal care home] assisted 9 living residence industry, who shall be an owner or 10 administrator of a licensed [personal care home] assisted living 11 residence, appointed by the Governor. 12 (10) Such other members of the public who represent special 13 needs populations, provider communities, business, labor and 14 consumers as the Governor shall appoint. 15 (c) The Secretary of Aging shall serve as chairperson. 16 (d) (1) The terms of the Secretary of Aging, the Secretary 17 of Community [Affairs] and Economic Development, the Secretary 18 of Health, the Secretary of Public Welfare and the Insurance 19 Commissioner shall be concurrent with their holding of public 20 office. 21 (2) The terms of the members of the Senate and the House of 22 Representatives shall be concurrent with the terms of the 23 appointing officer. 24 (3) Nongovernmental members shall be recommended by the 25 Secretary of Aging for appointment by the Governor and shall 26 serve until their successors are appointed. 27 (e) The Intra-Governmental Council on Long-Term Care shall 28 have the following powers and duties: 29 (1) To consult with the department and make recommendations 30 on regulations, licensure and any other responsibilities of the 19990H1930B2413 - 6 -
1 department relating to [personal care homes] assisted living 2 residences. 3 (2) To perform such other duties as the Governor may assign 4 in planning for long-term care services. 5 (f) The department, in developing rules and regulations for 6 licensure of [personal care homes] assisted living residences, 7 shall work in cooperation with the Department of Aging and shall 8 take into consideration the recommendations of the Intra- 9 Governmental Council on Long-Term Care. 10 Section 4. Section 213 of the act is repealed. 11 Section 5. The act is amended by adding a section to read: 12 Section 213.1. Assisted Living Residence Administrator.--(a) 13 Ninety days after the effective date of this section, all 14 assisted living residences shall identify and appoint an 15 assisted living residence administrator or administrators who 16 meet the qualifications provided in this section. 17 (b) An assisted living residence administrator shall: 18 (1) be at least twenty-one years of age and be of good moral 19 character; and 20 (2) have knowledge, education and training in all of the 21 following: 22 (i) fire prevention and emergency planning; 23 (ii) first aid, medications, medical terminology and 24 personal hygiene; 25 (iii) local, State and Federal laws and regulations; 26 (iv) nutrition, food handling and sanitation; 27 (v) recreation; 28 (vi) mental illness and gerontology; 29 (vii) community resources and social services; and 30 (viii) staff supervision, budgeting, financial record 19990H1930B2413 - 7 -
1 keeping and training; or 2 (3) be a licensed nursing home administrator who has 3 completed a course of instruction in the administration of an 4 assisted living residence as prescribed by the department. 5 (c) The department may promulgate regulations requiring 6 orientation and training for all direct care staff in an 7 assisted living residence. 8 (d) Within 90 days of the effective date of this section, 9 the department shall by regulation develop such standards for 10 knowledge, education or training to meet the standards of this 11 section. 12 (e) If not otherwise available, the department shall 13 schedule, and offer at cost, training and educational programs 14 for a person to meet the knowledge, educational and training 15 requirements established by this act. 16 Section 6. Sections 1001, 1006, 1051, 1057.1 and 1057.2 of 17 the act, amended or added December 21, 1998 (P.L.1883, No.185), 18 are amended to read: 19 Section 1001. Definitions.--As used in this article-- 20 "Adult day care" means care given for part of the twenty-four 21 hour day to adults requiring assistance to meet personal needs 22 and who, because of physical or mental infirmity, cannot 23 themselves meet these needs, but who do not require nursing 24 care. 25 "Adult day care center" means any premises operated for 26 profit, in which adult day care is simultaneously provided for 27 four or more adults who are not relatives of the operator. 28 "Assisted living residence" means a residential setting that 29 offers, provides or coordinates a combination of personal care 30 services, 24-hour supervision and scheduled or unscheduled 19990H1930B2413 - 8 -
1 assistance activities or health-related services and has a 2 service program and physical environment designed to minimize 3 the need for residents to move within or from the setting to 4 accommodate changing needs and preferences; has an 5 organizational mission, service programs and a physical 6 environment designed to maximize residents' dignity, autonomy, 7 privacy and independence; encourages family and community 8 involvement; and will disclose services offered, provided or 9 coordinated and the costs thereof. The term includes a basic 10 assisted living residence, an extended assisted living residence 11 and a specialty assisted living residence. The term also 12 includes a personal care home that has a current license on the 13 effective date of this definition, and the holder of that 14 license shall be granted a license as an assisted living 15 residence if the holder is in good standing with the department. 16 "Assisted living residence administrator" means an individual 17 who is charged with the general administration of an assisted 18 living residence, whether or not such individual has an 19 ownership interest in the residence or his functions and duties 20 are shared with other individuals. 21 "Basic assisted living residence" means an assisted living 22 residence that provides the following services: 23 (1) Housing services, such as rent for unit, use of common 24 areas and utilities. 25 (2) Hospitality, such as meals, housekeeping and laundry 26 services. 27 (3) Basic assisted living residence services, including 24- 28 hour onsite supervision, assistance with activities and tasks of 29 daily living, medication supervision, nutritional requirements, 30 activities/socialization, transportation, emergency call and 19990H1930B2413 - 9 -
1 monitoring systems. 2 "Boarding home for children" means any premises operated for 3 profit in which care is provided for a period exceeding twenty- 4 four hours for any child or children under sixteen years of age, 5 who are not relatives of the operator and who are not 6 accompanied by parent, individual standing in loco parentis or 7 legal guardian. The term shall not be construed to include any 8 such premises selected for care of such child or children by a 9 parent, individual standing in loco parentis or legal guardian 10 for a period of thirty days or less, nor any such premises 11 conducted under social service auspices. 12 "Child day care" means care in lieu of parental care given 13 for part of the twenty-four hour day to children under sixteen 14 years of age, away from their own homes, but does not include 15 child day care furnished in places of worship during religious 16 services. 17 "Child day care center" means any premises operated for 18 profit in which child day care is provided simultaneously for 19 seven or more children who are not relatives of the operator, 20 except such centers operated under social service auspices. 21 "Direct care staff" means a person who directly assists 22 residents with activities of daily living; provides services; or 23 is otherwise responsible for the health, safety and welfare of 24 the residents. 25 "Extended assisted living residence" means an assisted living 26 residence that provides: 27 (1) Services of a basic assisted living residence. 28 (2) Extended assisted living residence services which 29 include levels of assisted living residence staffing required 30 due to non-resident managed incontinence, mobility, behavioral 19990H1930B2413 - 10 -
1 modification, general functional limitations, special 2 nutritional requirements and similar conditions. 3 "Facility" means an adult day care center, child day care 4 center, family day care home, boarding home for children, mental 5 health establishment, [personal care home] assisted living 6 residence, nursing home, hospital or maternity home, as defined 7 herein, and shall not include those operated by the State or 8 Federal governments or those supervised by the department. 9 "Hospital" means any premises, other than a mental health 10 establishment as defined herein, operated for profit, having an 11 organized medical staff and providing equipment and services 12 primarily for inpatient care for two or more individuals who 13 require definitive diagnosis and/or treatment for illness, 14 injury or other disability or during or after pregnancy, and 15 which also regularly makes available at least clinical 16 laboratory services, diagnostic X-ray services and definitive 17 clinical treatment services. The term shall include such 18 premises providing either diagnosis or treatment, or both, for 19 specific illnesses or conditions. 20 "Immobile person" means an individual who is unable to move 21 from one location to another or has difficulty in understanding 22 and carrying out instructions without the continued full 23 assistance of other persons, or is incapable of independently 24 operating a device such as a wheelchair, prosthesis, walker or 25 cane to exit a building. 26 "Maternity home" means any premises operated for profit in 27 which, within a period of six months, any person receives more 28 than one woman or girl, not a relative of the operator, for care 29 during pregnancy or immediately after delivery. 30 "Mental health establishment" means any premises or part 19990H1930B2413 - 11 -
1 thereof, private or public, for the care of individuals who 2 require care because of mental illness, mental retardation or 3 inebriety but shall not be deemed to include the private home of 4 a person who is rendering such care to a relative. 5 "Nursing home" means any premises operated for profit in 6 which nursing care and related medical or other health services 7 are provided, for a period exceeding twenty-four hours, for two 8 or more individuals, who are not relatives of the operator, who 9 are not acutely ill and not in need of hospitalization, but who, 10 because of age, illness, disease, injury, convalescence or 11 physical or mental infirmity need such care. 12 "Person" means any individual, partnership, association or 13 corporation operating a facility. 14 ["Personal care home" means any premises in which food, 15 shelter and personal assistance or supervision are provided for 16 a period exceeding twenty-four hours for four or more adults who 17 are not relatives of the operator, who do not require the 18 services in or of a licensed long-term care facility but who do 19 require assistance or supervision in such matters as dressing, 20 bathing, diet, financial management, evacuation of a residence 21 in the event of an emergency or medication prescribed for self 22 administration. 23 "Personal care home administrator" means an individual who is 24 charged with the general administration of a personal care home, 25 whether or not such individual has an ownership interest in the 26 home or his functions and duties are shared with other 27 individuals.] 28 "Relative" means parent, child, stepparent, stepchild, 29 grandparent, grandchild, brother, sister, half brother, half 30 sister, aunt, uncle, niece, nephew. 19990H1930B2413 - 12 -
1 "Social service auspices" means any nonprofit agency 2 regularly engaged in the affording of child or adult care. 3 "Specialty assisted living residence" means an assisted 4 living residence that holds itself out to the public as 5 providing: 6 (1) Services of a basic assisted living residence. 7 (2) Specialty assisted services include levels of assisted 8 living residence staffing required by the residents with 9 specialized needs, including, but not limited to, Alzheimer's 10 disease and dementia, AIDS and hospice care. 11 Section 1006. Fees.--Annual licenses shall be issued when 12 the proper fee, if required, is received by the department and 13 all the other conditions prescribed in this act are met. For 14 [personal care homes] assisted living residences, the fee shall 15 be an application fee. The fees shall be: 16 Facility Annual Fee 17 Adult day care center $ 15 18 Mental health establishment 50 19 [Personal care home] 20 Assisted living residence-- 0 - 20 beds 15 21 -- 21 - 50 beds 20 22 -- 51 - 100 beds 30 23 --101 beds and above 50 24 No fee shall be required for the annual license in the case 25 of day care centers, family day care homes, boarding homes for 26 children or for public or nonprofit mental institutions. 27 Section 1051. Definition.--As used in this subarticle-- 28 "Private institution" means any of the following facilities 29 by whatever term known and irrespective of the age group served: 30 Mental hospital, institution for the mentally defective, day 19990H1930B2413 - 13 -
1 care center, nursing home, hospital, [personal care home] 2 assisted living residence, and other similar institution which 3 is operated for profit and which requires a license issued by 4 the department. 5 Section 1057.1. Appeals.--(a) An appeal from the decision 6 of the department relating to the licensure or revocation of [a 7 personal care home] an assisted living residence shall not act 8 as a supersedeas but, upon cause shown and where circumstances 9 require it, the reviewing authority shall have the power to 10 grant a supersedeas. 11 (b) If, without good cause, one or more Class I or Class II 12 violations remain uncorrected or when the [home] assisted living 13 residence has demonstrated a pattern of episodes of 14 noncompliance alternating with compliance over a period of at 15 least two years such as would convince a reasonable person that 16 any correction of violations would be unlikely to be maintained, 17 the department may petition the court to appoint a master 18 designated as qualified by the department to assume operation of 19 the [home] assisted living residence at the [home's] assisted 20 living residence's expense for a specified period of time or 21 until all violations are corrected and all applicable laws and 22 regulations are complied with. 23 Section 1057.2. Relocation.--(a) The department, in 24 conjunction with appropriate local authorities, shall relocate 25 residents from [a personal care home] an assisted living 26 residence if any of the following conditions exist: 27 (1) The [home] assisted living residence is operating 28 without a license. 29 (2) The licensee is voluntarily closing [a home] an assisted 30 living residence and relocation is necessary for the health and 19990H1930B2413 - 14 -
1 welfare of the resident or residents. 2 (b) The department shall offer relocation assistance to 3 residents relocated under this section. Except in an emergency, 4 the resident shall be involved in planning his transfer to 5 another placement and shall have the right to choose among the 6 available alternative placements. The department may make 7 temporary placement until final placement can be arranged. 8 Residents shall be provided with an opportunity to visit 9 alternative placement before relocation or following temporary 10 emergency relocation. Residents shall choose their final 11 placement and shall be given assistance in transferring to such 12 place. 13 (c) Residents shall not be relocated pursuant to this 14 section if the secretary determines, in writing, that such 15 relocation is not in the best interest of the resident. 16 Section 7. Section 1057.3 of the act is repealed. 17 Section 8. The act is amended by adding a section to read: 18 Section 1057.4. Rules and Regulations for Assisted Living 19 Residence.--(a) The rules and regulations for the licensing of 20 assisted living residences promulgated by the department shall 21 require that: 22 (1) Prior to a resident's admission to an assisted living 23 residence, an initial standardized screening instrument be 24 completed for that resident by the assisted living residence 25 provider or a human service agency. Such standardized screening 26 instrument shall be developed by the department. This screening 27 will be done to determine that the potential resident does not 28 require the services in or of a long-term care facility or 29 whether the potential resident requires assisted living 30 residence services and, if so, the nature of the services and 19990H1930B2413 - 15 -
1 supervision necessary. 2 (2) In addition to the screening, each resident receive a 3 complete medical examination by a physician prior to, or within 4 thirty days of, admission and that, once admitted, each resident 5 receive a screening and medical evaluation at least annually. 6 (3) An assisted living residence administrator refer an 7 applicant whose needs cannot be met by an assisted living 8 residence to an appropriate assessment agency. 9 (4) Each resident be provided by the administrator with 10 notice of any Class I or Class II violations uncorrected after 11 five days. 12 (5) All residents sign a standard written admission 13 agreement which shall include the disclosure to each resident of 14 the actual rent and other charges for services provided by the 15 assisted living residence. 16 (6) For residents eligible for Supplemental Security Income 17 (SSI) benefits, actual rent and other charges not exceed the 18 resident's actual current monthly income reduced by a personal 19 needs allowance for the resident in an amount to be determined 20 by the department, but not less than twenty-five dollars ($25). 21 (7) An assisted living residence not seek or accept any 22 payments from a resident who is a Supplemental Security Income 23 (SSI) recipient in excess of one-half of any funds received by 24 the resident under the act of March 11, 1971 (P.L.104, No.3), 25 known as the "Senior Citizens Rebate and Assistance Act." 26 (8) An assisted living residence not seek or accept from a 27 resident who is eligible for Supplemental Security Income (SSI) 28 benefits any payment from any funds received as lump sum awards, 29 gifts or inheritances, gains from the sale of property, or 30 retroactive government benefits: Provided, however, That an 19990H1930B2413 - 16 -
1 owner or operator may seek and accept payments from funds 2 received as retroactive awards of Social Security or 3 Supplemental Security Income (SSI) benefits, but only to the 4 extent that the retroactive awards cover periods of time during 5 which the resident actually resided in the assisted living 6 residence. 7 (9) Each resident who is a recipient of, or an eligible 8 applicant for, Supplemental Security Income (SSI) benefits be 9 provided, at no additional charge to the resident, necessary 10 personal hygiene items and personal laundry services. This 11 requirement does not include cosmetic items. 12 (10) All residents may leave and return to the assisted 13 living residence, receive visitors, have access to a telephone 14 and mail and participate in religious activities. 15 (11) Assisted living residence owners, administrators or 16 employes be prohibited from being assigned power of attorney or 17 guardianship for any resident. 18 (b) The department shall not prohibit immobile persons who 19 do not require the services of a licensed long-term care 20 facility, but who require assisted living residence services, 21 from residing in an assisted living residence, provided that the 22 design, construction, staffing or operation of the assisted 23 living residence allows for safe emergency evacuation. 24 Section 9. The heading of subarticle (d) of Article X and 25 sections 1085, 1086 and 1087 of the act are repealed. 26 Section 10. Article X of the act is amended by adding a 27 subarticle to read: 28 (e) Assisted Living Residence 29 Section 1088. Classification of Violations.--The department 30 shall classify each violation of its regulations on assisted 19990H1930B2413 - 17 -
1 living residences into one of the following categories: 2 (1) Class I. A violation which indicates a substantial 3 probability that death or serious mental or physical harm to any 4 resident may result. 5 (2) Class II. A violation which has a substantial adverse 6 effect upon the health, safety or well-being of any resident. 7 (3) Class III. A minor violation which has an adverse 8 effect upon the health, safety or well-being of any resident. 9 Section 1089. Penalties.--(a) The department shall assess a 10 penalty for each violation of this subarticle or regulations of 11 the department. Penalties shall be assessed on a daily basis 12 from the date on which the citation was issued until the date 13 such violation is corrected except in the case of Class II 14 violations. In the case of Class II violations, assessment of a 15 penalty shall be suspended for a period of five days from the 16 date of citation provided that, except for good cause, the 17 provider has corrected the violation. If the violation has not 18 been corrected within the five-day period, the fine shall be 19 retroactive to the date of citation. 20 (b) The department shall assess a penalty of twenty dollars 21 ($20) per resident per day for each Class I violation. 22 (c) The department shall assess a minimum penalty of five 23 dollars ($5) per resident per day, up to a maximum of fifteen 24 dollars ($15) per resident per day, for each Class II violation. 25 (d) There shall be no monetary penalty for Class III 26 violations unless the provider fails to correct the Class III 27 violation within fifteen days. Failure to correct the violation 28 within fifteen days may result in an assessment of up to three 29 dollars ($3) per resident per day for each Class III violation, 30 retroactive to the date of the citation. 19990H1930B2413 - 18 -
1 (e) An assisted living residence found to be operating 2 without a license shall be assessed a penalty of five hundred 3 dollars ($500). If, after fourteen days, a provider of an 4 assisted living residence cited for operating without a license 5 fails to file an application for a license, the department shall 6 assess an additional twenty dollars ($20) for each resident for 7 each day in which the assisted living residence fails to make 8 such application. 9 (f) Any provider charged with violation of this act shall 10 have thirty days to pay the assessed penalty in full, or, if the 11 provider wishes to contest either the amount of the penalty or 12 the fact of the violation, the party shall forward the assessed 13 penalty, not to exceed five hundred dollars ($500), to the 14 Secretary of Public Welfare for placement in an escrow account 15 with the State Treasurer. If, through administrative hearing or 16 judicial review of the proposed penalty, it is determined that 17 no violation occurred or that the amount of the penalty shall be 18 reduced, the secretary shall within thirty days remit the 19 appropriate amount to the provider with any interest accumulated 20 by the escrow deposit. Failure to forward the payment to the 21 secretary within thirty days shall result in a waiver of rights 22 to contest the fact of the violation or the amount of the 23 penalty. The amount assessed after administrative hearing or a 24 waiver of the administrative hearing shall be payable to the 25 Commonwealth of Pennsylvania and shall be collectible in any 26 manner provided by law for the collection of debts. If any 27 provider liable to pay such penalty neglects or refuses to pay 28 the same after demand, such failure to pay shall constitute a 29 judgment in favor of the Commonwealth in the amount of the 30 penalty, together with the interest and any costs that may 19990H1930B2413 - 19 -
1 accrue. 2 (g) Money collected by the department under this section 3 shall be placed in a special restricted receipt account and 4 shall be first used to defray the expenses incurred by residents 5 relocated under this act. Any moneys remaining in this account 6 shall annually be remitted to the department for enforcing the 7 provisions of this subarticle. Fines collected pursuant to this 8 act shall not be subject to the provisions of 42 Pa.C.S. § 3733 9 (relating to deposits into account). 10 (h) The department shall promulgate regulations necessary 11 for the implementation of this section in order to ensure 12 uniformity and consistency in the application of penalties. 13 Section 1090. Revocation or Nonrenewal of License.--(a) (1) 14 The department shall temporarily revoke the license of an 15 assisted living residence if, without good cause, one or more 16 Class I violations remain uncorrected twenty-four hours after 17 the assisted living residence has been cited for such violation 18 or if, without good cause, one or more Class II violations 19 remain uncorrected fifteen days after being cited for such 20 violation. 21 (2) Upon the revocation of a license pursuant to this 22 subsection, all residents shall be relocated. 23 (3) The revocation may terminate upon the department's 24 determination that its violation is corrected. 25 (4) If, after three months, the department does not issue a 26 new license for an assisted living residence license revoked 27 pursuant to this section: 28 (i) Such revocation or nonrenewal pursuant to this section 29 shall be for a minimum period of five years. 30 (ii) No provider of an assisted living residence who has had 19990H1930B2413 - 20 -
1 a license revoked or not renewed pursuant to this section shall 2 be allowed to operate or staff or hold an interest in an 3 assisted living residence that applies for a license for a 4 period of five years after such revocation or nonrenewal. 5 (b) The department shall revoke or refuse to renew the 6 license of an assisted living residence if, during any two-year 7 period, the assisted living residence, without good cause, on 8 two or more separate occasions, has been found to have violated 9 a regulation of the department which has been categorized as 10 Class I. 11 (c) The power of the department to revoke or refuse to renew 12 or issue a license pursuant to this section is in addition to 13 the powers and duties of the department pursuant to section 14 1026. 15 Section 11. All acts and parts of acts are repealed insofar 16 as they are inconsistent with this act. 17 Section 12. All references to personal care homes in 18 affected acts and portions of acts shall now be deemed to be 19 references to assisted living residences unless otherwise 20 provided by this act. 21 Section 13. This act shall take effect as follows: 22 (1) The amendment or repeal of sections 211, 212, 213, 23 the definitions of "facility," "personal care home" and 24 "personal care home administrator" in section 1001, sections 25 1006, 1051, 1057.1, 1057.2, 1057.3, the heading of subarticle 26 (d) of Article X and sections 1085, 1086, and 1087 of the act 27 shall take effect in 180 days. 28 (2) This section shall take effect immediately. 29 (3) The remainder of this act shall take effect in 90 30 days. I21L67DMS/19990H1930B2413 - 21 -