See other bills
under the
same topic
                                                      PRINTER'S NO. 2413

THE GENERAL ASSEMBLY OF PENNSYLVANIA


HOUSE BILL

No. 1930 Session of 1999


        INTRODUCED BY SCHULER, PISTELLA, E. Z. TAYLOR, GEORGE, BAKER,
           ARGALL, BROWNE, CURRY, DALEY, DeLUCA, FRANKEL, FREEMAN,
           GEIST, GODSHALL, GRUCELA, LAWLESS, LEDERER, LEH, LYNCH,
           MAITLAND, MARSICO, S. MILLER, NAILOR, RAMOS, RUBLEY, SATHER,
           SEMMEL, SHANER, B. SMITH, STEELMAN, STERN, STURLA, J. TAYLOR,
           THOMAS, TRELLO, TRUE, VANCE, WALKO, WILT, YOUNGBLOOD AND
           YUDICHAK, OCTOBER 6, 1999

        REFERRED TO COMMITTEE ON AGING AND YOUTH, OCTOBER 6, 1999

                                     AN ACT

     1  Amending the act of June 13, 1967 (P.L.31, No.21), entitled "An
     2     act to consolidate, editorially revise, and codify the public
     3     welfare laws of the Commonwealth," providing for State plan
     4     for regulations and licensing of assisted living residences;
     5     further providing for intragovernmental council on long-term
     6     care, for definitions and for fees; providing for appeals,
     7     for relocation, for rules and regulations for assisted living
     8     residences, for classification of violations and for
     9     revocation or renewal of license; repealing provisions
    10     relating to personal care homes; and making editorial
    11     changes.

    12     The General Assembly of the Commonwealth of Pennsylvania
    13  hereby enacts as follows:
    14     Section 1.  Section 211 of the act of June 13, 1967 (P.L.31,
    15  No.21), known as the Public Welfare code, is repealed.
    16     Section 2.  The act is amended by adding a section to read:
    17     Section 211.1.  State Plan for Regulating and Licensing
    18  Assisted Living Residences.--(a)  In accordance with the
    19  statutory authority and responsibility vested in the department
    20  to regulate nonprofit homes for adults which provide personal

     1  care and services and to license for profit assisted living
     2  residences for adults, pursuant to Articles IX and X, the
     3  department shall develop and implement a State plan for
     4  regulating and licensing assisted living residences.
     5     (b)  In developing rules and regulations for the State plan,
     6  the department shall:
     7     (1)  Distinguish between assisted living residences serving
     8  less than eight persons and assisted living residences serving
     9  more than eight persons.
    10     (2)  Within 90 days of the effective date of this section,
    11  adopt rules relating to the conduct of owners and employes of
    12  assisted living residences relative to the endorsement or
    13  delivery of public or private welfare, pension or insurance
    14  checks by a resident of an assisted living residence.
    15     (3)  Not regulate or require the registration of boarding
    16  homes which merely provide room, board and laundry services to
    17  persons who do not need assisted living residence services.
    18     (c)  Within three months following the effective date of this
    19  section, the department shall submit to the General Assembly for
    20  comment and review, and publish in the Pennsylvania Bulletin in
    21  accordance with the provisions of the Commonwealth Documents Law
    22  relating to the publication of regulations, a preliminary State
    23  plan for regulating and licensing assisted living residences.
    24     (d)  The preliminary plan shall include, but is not limited
    25  to, the following:
    26     (1)  Coordination of the department's statutory
    27  responsibilities with those of other State and local agencies
    28  having statutory responsibilities relating to assisted living
    29  residences, with particular attention given to the Department of
    30  Labor and Industry, the Department of Environmental Protection,
    19990H1930B2413                  - 2 -

     1  the Department of Conservation and Natural Resources, the
     2  Department of Aging and the Pennsylvania Human Relations
     3  Commission. The Department of Labor and Industry shall
     4  promulgate rules and regulations applicable to assisted living
     5  residences on a Statewide basis consistent with size
     6  distinctions set forth in subsection (b) pertaining to
     7  construction and means of egress.
     8     (2)  Recommendations for changes in existing State law and
     9  proposed legislation to:
    10     (i)  Resolve inconsistencies that hinder the department's
    11  implementation of the State plan.
    12     (ii)  Promote the cost efficiency and effectiveness of
    13  visitations and inspections.
    14     (iii)  Delegate to other State and local agencies
    15  responsibility for visitations, inspections, referral, placement
    16  and protection of adults residing in assisted living residences.
    17     (iv)  Evaluate the State's fire and panic laws as applied to
    18  assisted living residences.
    19     (3)  Recommendations for implementation of fire safety and
    20  resident care standards relating to assisted living residences
    21  by cities of the first class, second class and second class A.
    22     (4)  A programmatic and fiscal impact statement regarding the
    23  effect of the plan on existing residential programs for the
    24  disabled, including but not limited to skilled nursing homes,
    25  intermediate care facilities, domiciliary care homes, adult
    26  foster care homes, community living arrangements for the
    27  mentally retarded and group homes for the mentally ill and the
    28  effect of the plan on recipients of Supplemental Security
    29  Income.
    30     (5)  Cost analysis of the entire plan and of all regulations
    19990H1930B2413                  - 3 -

     1  that will be proposed pursuant to the plan.
     2     (6)  Number of personnel at the State, regional and county
     3  level required to inspect assisted living residences and monitor
     4  and enforce final rules and regulations adopted by the
     5  department.
     6     (7)  Process for relocating residents of assisted living
     7  residences whose health and safety are in imminent danger.
     8     (e)  If the department deems that it is in the best interest
     9  of the Commonwealth to develop a plan for implementation on a
    10  phased basis, the department shall submit a detailed schedule of
    11  the plan to the General Assembly which shall be part of the
    12  preliminary State plan.
    13     (f)  Within six months of the effective date of this section,
    14  the department shall adopt a final State plan which shall be
    15  submitted and published in the same manner as the preliminary
    16  plan.
    17     (g)  The final plan shall include the information required in
    18  the preliminary plan and, in addition, the cost to operators of
    19  assisted living residences for compliance with the regulations.
    20     (h)  At no time may the department change, alter, amend or
    21  modify the final State plan, except in emergency situations,
    22  without first publishing such change in the Pennsylvania
    23  Bulletin in accordance with the Commonwealth Documents Law
    24  relating to publication of regulations and without first
    25  submitting the proposed change to the General Assembly for
    26  comment and review. In an emergency, the department may change,
    27  alter, amend or modify the State plan without publishing the
    28  change or submitting the change to the General Assembly; but,
    29  within thirty days, the department shall submit and publish the
    30  change as otherwise required.
    19990H1930B2413                  - 4 -

     1     (i)  The State plan shall not apply to any assisted living
     2  residence operated by a religious organization for the care of
     3  clergymen or other persons in a religious profession.
     4     (j)  Any regulations by the department relating to the
     5  funding of residential care for the mentally ill or mentally
     6  retarded adults and any regulations of the Department of Aging
     7  relating to domiciliary care shall use as their base,
     8  regulations established in accordance with this section.
     9  Supplementary requirements otherwise authorized by law may be
    10  added.
    11     (k)  After initial approval, assisted living residences shall
    12  be visited or inspected annually.
    13     (l)  Regulations specifically related to personal care homes,
    14  assisted living residences or personal care home or assisted
    15  living residence services adopted prior to the effective date of
    16  this section shall remain in effect until superseded by a final
    17  plan adopted in accordance with this section.
    18     Section 3.  Section 212 of the act, added December 21, 1988
    19  (P.L.1883, No.185), is amended to read:
    20     Section 212.  Intra-Governmental Council on Long-Term Care.--
    21  (a)  The General Assembly hereby establishes the Intra-
    22  Governmental Council on Long-Term Care.
    23     (b)  The Intra-Governmental Council on Long-Term Care shall
    24  be composed of and appointed in accordance with the following:
    25     (1)  The Secretary of Aging.
    26     (2)  The Secretary of Community [Affairs] and Economic
    27  Development.
    28     (3)  The Secretary of Health.
    29     (4)  The Secretary of Public Welfare.
    30     (5)  The Insurance Commissioner.
    19990H1930B2413                  - 5 -

     1     (6)  Two members of the Senate, one appointed by the
     2  President pro tempore and one by the Minority Leader.
     3     (7)  Two members of the House of Representatives, one
     4  appointed by the Speaker of the House of Representatives and one
     5  by the Minority Leader.
     6     (8)  One representative from the Pennsylvania Council on
     7  Aging.
     8     (9)  One representative of the [personal care home] assisted
     9  living residence industry, who shall be an owner or
    10  administrator of a licensed [personal care home] assisted living
    11  residence, appointed by the Governor.
    12     (10)  Such other members of the public who represent special
    13  needs populations, provider communities, business, labor and
    14  consumers as the Governor shall appoint.
    15     (c)  The Secretary of Aging shall serve as chairperson.
    16     (d)  (1)  The terms of the Secretary of Aging, the Secretary
    17  of Community [Affairs] and Economic Development, the Secretary
    18  of Health, the Secretary of Public Welfare and the Insurance
    19  Commissioner shall be concurrent with their holding of public
    20  office.
    21     (2)  The terms of the members of the Senate and the House of
    22  Representatives shall be concurrent with the terms of the
    23  appointing officer.
    24     (3)  Nongovernmental members shall be recommended by the
    25  Secretary of Aging for appointment by the Governor and shall
    26  serve until their successors are appointed.
    27     (e)  The Intra-Governmental Council on Long-Term Care shall
    28  have the following powers and duties:
    29     (1)  To consult with the department and make recommendations
    30  on regulations, licensure and any other responsibilities of the
    19990H1930B2413                  - 6 -

     1  department relating to [personal care homes] assisted living
     2  residences.
     3     (2)  To perform such other duties as the Governor may assign
     4  in planning for long-term care services.
     5     (f)  The department, in developing rules and regulations for
     6  licensure of [personal care homes] assisted living residences,
     7  shall work in cooperation with the Department of Aging and shall
     8  take into consideration the recommendations of the Intra-
     9  Governmental Council on Long-Term Care.
    10     Section 4.  Section 213 of the act is repealed.
    11     Section 5.  The act is amended by adding a section to read:
    12     Section 213.1.  Assisted Living Residence Administrator.--(a)
    13  Ninety days after the effective date of this section, all
    14  assisted living residences shall identify and appoint an
    15  assisted living residence administrator or administrators who
    16  meet the qualifications provided in this section.
    17     (b)  An assisted living residence administrator shall:
    18     (1)  be at least twenty-one years of age and be of good moral
    19  character; and
    20     (2)  have knowledge, education and training in all of the
    21  following:
    22     (i)  fire prevention and emergency planning;
    23     (ii)  first aid, medications, medical terminology and
    24  personal hygiene;
    25     (iii)  local, State and Federal laws and regulations;
    26     (iv)  nutrition, food handling and sanitation;
    27     (v)  recreation;
    28     (vi)  mental illness and gerontology;
    29     (vii)  community resources and social services; and
    30     (viii)  staff supervision, budgeting, financial record
    19990H1930B2413                  - 7 -

     1  keeping and training; or
     2     (3)  be a licensed nursing home administrator who has
     3  completed a course of instruction in the administration of an
     4  assisted living residence as prescribed by the department.
     5     (c)  The department may promulgate regulations requiring
     6  orientation and training for all direct care staff in an
     7  assisted living residence.
     8     (d)  Within 90 days of the effective date of this section,
     9  the department shall by regulation develop such standards for
    10  knowledge, education or training to meet the standards of this
    11  section.
    12     (e)  If not otherwise available, the department shall
    13  schedule, and offer at cost, training and educational programs
    14  for a person to meet the knowledge, educational and training
    15  requirements established by this act.
    16     Section 6.  Sections 1001, 1006, 1051, 1057.1 and 1057.2 of
    17  the act, amended or added December 21, 1998 (P.L.1883, No.185),
    18  are amended to read:
    19     Section 1001.  Definitions.--As used in this article--
    20     "Adult day care" means care given for part of the twenty-four
    21  hour day to adults requiring assistance to meet personal needs
    22  and who, because of physical or mental infirmity, cannot
    23  themselves meet these needs, but who do not require nursing
    24  care.
    25     "Adult day care center" means any premises operated for
    26  profit, in which adult day care is simultaneously provided for
    27  four or more adults who are not relatives of the operator.
    28     "Assisted living residence" means a residential setting that
    29  offers, provides or coordinates a combination of personal care
    30  services, 24-hour supervision and scheduled or unscheduled
    19990H1930B2413                  - 8 -

     1  assistance activities or health-related services and has a
     2  service program and physical environment designed to minimize
     3  the need for residents to move within or from the setting to
     4  accommodate changing needs and preferences; has an
     5  organizational mission, service programs and a physical
     6  environment designed to maximize residents' dignity, autonomy,
     7  privacy and independence; encourages family and community
     8  involvement; and will disclose services offered, provided or
     9  coordinated and the costs thereof. The term includes a basic
    10  assisted living residence, an extended assisted living residence
    11  and a specialty assisted living residence. The term also
    12  includes a personal care home that has a current license on the
    13  effective date of this definition, and the holder of that
    14  license shall be granted a license as an assisted living
    15  residence if the holder is in good standing with the department.
    16     "Assisted living residence administrator" means an individual
    17  who is charged with the general administration of an assisted
    18  living residence, whether or not such individual has an
    19  ownership interest in the residence or his functions and duties
    20  are shared with other individuals.
    21     "Basic assisted living residence" means an assisted living
    22  residence that provides the following services:
    23     (1)  Housing services, such as rent for unit, use of common
    24  areas and utilities.
    25     (2)  Hospitality, such as meals, housekeeping and laundry
    26  services.
    27     (3)  Basic assisted living residence services, including 24-
    28  hour onsite supervision, assistance with activities and tasks of
    29  daily living, medication supervision, nutritional requirements,
    30  activities/socialization, transportation, emergency call and
    19990H1930B2413                  - 9 -

     1  monitoring systems.
     2     "Boarding home for children" means any premises operated for
     3  profit in which care is provided for a period exceeding twenty-
     4  four hours for any child or children under sixteen years of age,
     5  who are not relatives of the operator and who are not
     6  accompanied by parent, individual standing in loco parentis or
     7  legal guardian. The term shall not be construed to include any
     8  such premises selected for care of such child or children by a
     9  parent, individual standing in loco parentis or legal guardian
    10  for a period of thirty days or less, nor any such premises
    11  conducted under social service auspices.
    12     "Child day care" means care in lieu of parental care given
    13  for part of the twenty-four hour day to children under sixteen
    14  years of age, away from their own homes, but does not include
    15  child day care furnished in places of worship during religious
    16  services.
    17     "Child day care center" means any premises operated for
    18  profit in which child day care is provided simultaneously for
    19  seven or more children who are not relatives of the operator,
    20  except such centers operated under social service auspices.
    21     "Direct care staff" means a person who directly assists
    22  residents with activities of daily living; provides services; or
    23  is otherwise responsible for the health, safety and welfare of
    24  the residents.
    25     "Extended assisted living residence" means an assisted living
    26  residence that provides:
    27     (1)  Services of a basic assisted living residence.
    28     (2)  Extended assisted living residence services which
    29  include levels of assisted living residence staffing required
    30  due to non-resident managed incontinence, mobility, behavioral
    19990H1930B2413                 - 10 -

     1  modification, general functional limitations, special
     2  nutritional requirements and similar conditions.
     3     "Facility" means an adult day care center, child day care
     4  center, family day care home, boarding home for children, mental
     5  health establishment, [personal care home] assisted living
     6  residence, nursing home, hospital or maternity home, as defined
     7  herein, and shall not include those operated by the State or
     8  Federal governments or those supervised by the department.
     9     "Hospital" means any premises, other than a mental health
    10  establishment as defined herein, operated for profit, having an
    11  organized medical staff and providing equipment and services
    12  primarily for inpatient care for two or more individuals who
    13  require definitive diagnosis and/or treatment for illness,
    14  injury or other disability or during or after pregnancy, and
    15  which also regularly makes available at least clinical
    16  laboratory services, diagnostic X-ray services and definitive
    17  clinical treatment services. The term shall include such
    18  premises providing either diagnosis or treatment, or both, for
    19  specific illnesses or conditions.
    20     "Immobile person" means an individual who is unable to move
    21  from one location to another or has difficulty in understanding
    22  and carrying out instructions without the continued full
    23  assistance of other persons, or is incapable of independently
    24  operating a device such as a wheelchair, prosthesis, walker or
    25  cane to exit a building.
    26     "Maternity home" means any premises operated for profit in
    27  which, within a period of six months, any person receives more
    28  than one woman or girl, not a relative of the operator, for care
    29  during pregnancy or immediately after delivery.
    30     "Mental health establishment" means any premises or part
    19990H1930B2413                 - 11 -

     1  thereof, private or public, for the care of individuals who
     2  require care because of mental illness, mental retardation or
     3  inebriety but shall not be deemed to include the private home of
     4  a person who is rendering such care to a relative.
     5     "Nursing home" means any premises operated for profit in
     6  which nursing care and related medical or other health services
     7  are provided, for a period exceeding twenty-four hours, for two
     8  or more individuals, who are not relatives of the operator, who
     9  are not acutely ill and not in need of hospitalization, but who,
    10  because of age, illness, disease, injury, convalescence or
    11  physical or mental infirmity need such care.
    12     "Person" means any individual, partnership, association or
    13  corporation operating a facility.
    14     ["Personal care home" means any premises in which food,
    15  shelter and personal assistance or supervision are provided for
    16  a period exceeding twenty-four hours for four or more adults who
    17  are not relatives of the operator, who do not require the
    18  services in or of a licensed long-term care facility but who do
    19  require assistance or supervision in such matters as dressing,
    20  bathing, diet, financial management, evacuation of a residence
    21  in the event of an emergency or medication prescribed for self
    22  administration.
    23     "Personal care home administrator" means an individual who is
    24  charged with the general administration of a personal care home,
    25  whether or not such individual has an ownership interest in the
    26  home or his functions and duties are shared with other
    27  individuals.]
    28     "Relative" means parent, child, stepparent, stepchild,
    29  grandparent, grandchild, brother, sister, half brother, half
    30  sister, aunt, uncle, niece, nephew.
    19990H1930B2413                 - 12 -

     1     "Social service auspices" means any nonprofit agency
     2  regularly engaged in the affording of child or adult care.
     3     "Specialty assisted living residence" means an assisted
     4  living residence that holds itself out to the public as
     5  providing:
     6     (1)  Services of a basic assisted living residence.
     7     (2)  Specialty assisted services include levels of assisted
     8  living residence staffing required by the residents with
     9  specialized needs, including, but not limited to, Alzheimer's
    10  disease and dementia, AIDS and hospice care.
    11     Section 1006.  Fees.--Annual licenses shall be issued when
    12  the proper fee, if required, is received by the department and
    13  all the other conditions prescribed in this act are met. For
    14  [personal care homes] assisted living residences, the fee shall
    15  be an application fee. The fees shall be:
    16       Facility                                            Annual Fee
    17     Adult day care center                                   $  15
    18     Mental health establishment                                50
    19     [Personal care home]
    20     Assisted living residence--  0 -  20 beds                15
    21                                  -- 21 -  50 beds            20
    22                                  -- 51 - 100 beds            30
    23                                  --101 beds and above        50
    24     No fee shall be required for the annual license in the case
    25  of day care centers, family day care homes, boarding homes for
    26  children or for public or nonprofit mental institutions.
    27     Section 1051.  Definition.--As used in this subarticle--
    28     "Private institution" means any of the following facilities
    29  by whatever term known and irrespective of the age group served:
    30  Mental hospital, institution for the mentally defective, day
    19990H1930B2413                 - 13 -

     1  care center, nursing home, hospital, [personal care home]
     2  assisted living residence, and other similar institution which
     3  is operated for profit and which requires a license issued by
     4  the department.
     5     Section 1057.1.  Appeals.--(a)  An appeal from the decision
     6  of the department relating to the licensure or revocation of [a
     7  personal care home] an assisted living residence shall not act
     8  as a supersedeas but, upon cause shown and where circumstances
     9  require it, the reviewing authority shall have the power to
    10  grant a supersedeas.
    11     (b)  If, without good cause, one or more Class I or Class II
    12  violations remain uncorrected or when the [home] assisted living
    13  residence has demonstrated a pattern of episodes of
    14  noncompliance alternating with compliance over a period of at
    15  least two years such as would convince a reasonable person that
    16  any correction of violations would be unlikely to be maintained,
    17  the department may petition the court to appoint a master
    18  designated as qualified by the department to assume operation of
    19  the [home] assisted living residence at the [home's] assisted
    20  living residence's expense for a specified period of time or
    21  until all violations are corrected and all applicable laws and
    22  regulations are complied with.
    23     Section 1057.2.  Relocation.--(a)  The department, in
    24  conjunction with appropriate local authorities, shall relocate
    25  residents from [a personal care home] an assisted living
    26  residence if any of the following conditions exist:
    27     (1)  The [home] assisted living residence is operating
    28  without a license.
    29     (2)  The licensee is voluntarily closing [a home] an assisted
    30  living residence and relocation is necessary for the health and
    19990H1930B2413                 - 14 -

     1  welfare of the resident or residents.
     2     (b)  The department shall offer relocation assistance to
     3  residents relocated under this section. Except in an emergency,
     4  the resident shall be involved in planning his transfer to
     5  another placement and shall have the right to choose among the
     6  available alternative placements. The department may make
     7  temporary placement until final placement can be arranged.
     8  Residents shall be provided with an opportunity to visit
     9  alternative placement before relocation or following temporary
    10  emergency relocation. Residents shall choose their final
    11  placement and shall be given assistance in transferring to such
    12  place.
    13     (c)  Residents shall not be relocated pursuant to this
    14  section if the secretary determines, in writing, that such
    15  relocation is not in the best interest of the resident.
    16     Section 7.  Section 1057.3 of the act is repealed.
    17     Section 8.  The act is amended by adding a section to read:
    18     Section 1057.4.  Rules and Regulations for Assisted Living
    19  Residence.--(a)  The rules and regulations for the licensing of
    20  assisted living residences promulgated by the department shall
    21  require that:
    22     (1)  Prior to a resident's admission to an assisted living
    23  residence, an initial standardized screening instrument be
    24  completed for that resident by the assisted living residence
    25  provider or a human service agency. Such standardized screening
    26  instrument shall be developed by the department. This screening
    27  will be done to determine that the potential resident does not
    28  require the services in or of a long-term care facility or
    29  whether the potential resident requires assisted living
    30  residence services and, if so, the nature of the services and
    19990H1930B2413                 - 15 -

     1  supervision necessary.
     2     (2)  In addition to the screening, each resident receive a
     3  complete medical examination by a physician prior to, or within
     4  thirty days of, admission and that, once admitted, each resident
     5  receive a screening and medical evaluation at least annually.
     6     (3)  An assisted living residence administrator refer an
     7  applicant whose needs cannot be met by an assisted living
     8  residence to an appropriate assessment agency.
     9     (4)  Each resident be provided by the administrator with
    10  notice of any Class I or Class II violations uncorrected after
    11  five days.
    12     (5)  All residents sign a standard written admission
    13  agreement which shall include the disclosure to each resident of
    14  the actual rent and other charges for services provided by the
    15  assisted living residence.
    16     (6)  For residents eligible for Supplemental Security Income
    17  (SSI) benefits, actual rent and other charges not exceed the
    18  resident's actual current monthly income reduced by a personal
    19  needs allowance for the resident in an amount to be determined
    20  by the department, but not less than twenty-five dollars ($25).
    21     (7)  An assisted living residence not seek or accept any
    22  payments from a resident who is a Supplemental Security Income
    23  (SSI) recipient in excess of one-half of any funds received by
    24  the resident under the act of March 11, 1971 (P.L.104, No.3),
    25  known as the "Senior Citizens Rebate and Assistance Act."
    26     (8)  An assisted living residence not seek or accept from a
    27  resident who is eligible for Supplemental Security Income (SSI)
    28  benefits any payment from any funds received as lump sum awards,
    29  gifts or inheritances, gains from the sale of property, or
    30  retroactive government benefits: Provided, however, That an
    19990H1930B2413                 - 16 -

     1  owner or operator may seek and accept payments from funds
     2  received as retroactive awards of Social Security or
     3  Supplemental Security Income (SSI) benefits, but only to the
     4  extent that the retroactive awards cover periods of time during
     5  which the resident actually resided in the assisted living
     6  residence.
     7     (9)  Each resident who is a recipient of, or an eligible
     8  applicant for, Supplemental Security Income (SSI) benefits be
     9  provided, at no additional charge to the resident, necessary
    10  personal hygiene items and personal laundry services. This
    11  requirement does not include cosmetic items.
    12     (10)  All residents may leave and return to the assisted
    13  living residence, receive visitors, have access to a telephone
    14  and mail and participate in religious activities.
    15     (11)  Assisted living residence owners, administrators or
    16  employes be prohibited from being assigned power of attorney or
    17  guardianship for any resident.
    18     (b)  The department shall not prohibit immobile persons who
    19  do not require the services of a licensed long-term care
    20  facility, but who require assisted living residence services,
    21  from residing in an assisted living residence, provided that the
    22  design, construction, staffing or operation of the assisted
    23  living residence allows for safe emergency evacuation.
    24     Section 9.  The heading of subarticle (d) of Article X and
    25  sections 1085, 1086 and 1087 of the act are repealed.
    26     Section 10.  Article X of the act is amended by adding a
    27  subarticle to read:
    28                   (e)  Assisted Living Residence
    29     Section 1088.  Classification of Violations.--The department
    30  shall classify each violation of its regulations on assisted
    19990H1930B2413                 - 17 -

     1  living residences into one of the following categories:
     2     (1)  Class I.  A violation which indicates a substantial
     3  probability that death or serious mental or physical harm to any
     4  resident may result.
     5     (2)  Class II.  A violation which has a substantial adverse
     6  effect upon the health, safety or well-being of any resident.
     7     (3)  Class III.  A minor violation which has an adverse
     8  effect upon the health, safety or well-being of any resident.
     9     Section 1089.  Penalties.--(a)  The department shall assess a
    10  penalty for each violation of this subarticle or regulations of
    11  the department. Penalties shall be assessed on a daily basis
    12  from the date on which the citation was issued until the date
    13  such violation is corrected except in the case of Class II
    14  violations. In the case of Class II violations, assessment of a
    15  penalty shall be suspended for a period of five days from the
    16  date of citation provided that, except for good cause, the
    17  provider has corrected the violation. If the violation has not
    18  been corrected within the five-day period, the fine shall be
    19  retroactive to the date of citation.
    20     (b)  The department shall assess a penalty of twenty dollars
    21  ($20) per resident per day for each Class I violation.
    22     (c)  The department shall assess a minimum penalty of five
    23  dollars ($5) per resident per day, up to a maximum of fifteen
    24  dollars ($15) per resident per day, for each Class II violation.
    25     (d)  There shall be no monetary penalty for Class III
    26  violations unless the provider fails to correct the Class III
    27  violation within fifteen days. Failure to correct the violation
    28  within fifteen days may result in an assessment of up to three
    29  dollars ($3) per resident per day for each Class III violation,
    30  retroactive to the date of the citation.
    19990H1930B2413                 - 18 -

     1     (e)  An assisted living residence found to be operating
     2  without a license shall be assessed a penalty of five hundred
     3  dollars ($500). If, after fourteen days, a provider of an
     4  assisted living residence cited for operating without a license
     5  fails to file an application for a license, the department shall
     6  assess an additional twenty dollars ($20) for each resident for
     7  each day in which the assisted living residence fails to make
     8  such application.
     9     (f)  Any provider charged with violation of this act shall
    10  have thirty days to pay the assessed penalty in full, or, if the
    11  provider wishes to contest either the amount of the penalty or
    12  the fact of the violation, the party shall forward the assessed
    13  penalty, not to exceed five hundred dollars ($500), to the
    14  Secretary of Public Welfare for placement in an escrow account
    15  with the State Treasurer. If, through administrative hearing or
    16  judicial review of the proposed penalty, it is determined that
    17  no violation occurred or that the amount of the penalty shall be
    18  reduced, the secretary shall within thirty days remit the
    19  appropriate amount to the provider with any interest accumulated
    20  by the escrow deposit. Failure to forward the payment to the
    21  secretary within thirty days shall result in a waiver of rights
    22  to contest the fact of the violation or the amount of the
    23  penalty. The amount assessed after administrative hearing or a
    24  waiver of the administrative hearing shall be payable to the
    25  Commonwealth of Pennsylvania and shall be collectible in any
    26  manner provided by law for the collection of debts. If any
    27  provider liable to pay such penalty neglects or refuses to pay
    28  the same after demand, such failure to pay shall constitute a
    29  judgment in favor of the Commonwealth in the amount of the
    30  penalty, together with the interest and any costs that may
    19990H1930B2413                 - 19 -

     1  accrue.
     2     (g)  Money collected by the department under this section
     3  shall be placed in a special restricted receipt account and
     4  shall be first used to defray the expenses incurred by residents
     5  relocated under this act. Any moneys remaining in this account
     6  shall annually be remitted to the department for enforcing the
     7  provisions of this subarticle. Fines collected pursuant to this
     8  act shall not be subject to the provisions of 42 Pa.C.S. § 3733
     9  (relating to deposits into account).
    10     (h)  The department shall promulgate regulations necessary
    11  for the implementation of this section in order to ensure
    12  uniformity and consistency in the application of penalties.
    13     Section 1090.  Revocation or Nonrenewal of License.--(a)  (1)
    14  The department shall temporarily revoke the license of an
    15  assisted living residence if, without good cause, one or more
    16  Class I violations remain uncorrected twenty-four hours after
    17  the assisted living residence has been cited for such violation
    18  or if, without good cause, one or more Class II violations
    19  remain uncorrected fifteen days after being cited for such
    20  violation.
    21     (2)  Upon the revocation of a license pursuant to this
    22  subsection, all residents shall be relocated.
    23     (3)  The revocation may terminate upon the department's
    24  determination that its violation is corrected.
    25     (4)  If, after three months, the department does not issue a
    26  new license for an assisted living residence license revoked
    27  pursuant to this section:
    28     (i)  Such revocation or nonrenewal pursuant to this section
    29  shall be for a minimum period of five years.
    30     (ii)  No provider of an assisted living residence who has had
    19990H1930B2413                 - 20 -

     1  a license revoked or not renewed pursuant to this section shall
     2  be allowed to operate or staff or hold an interest in an
     3  assisted living residence that applies for a license for a
     4  period of five years after such revocation or nonrenewal.
     5     (b)  The department shall revoke or refuse to renew the
     6  license of an assisted living residence if, during any two-year
     7  period, the assisted living residence, without good cause, on
     8  two or more separate occasions, has been found to have violated
     9  a regulation of the department which has been categorized as
    10  Class I.
    11     (c)  The power of the department to revoke or refuse to renew
    12  or issue a license pursuant to this section is in addition to
    13  the powers and duties of the department pursuant to section
    14  1026.
    15     Section 11.  All acts and parts of acts are repealed insofar
    16  as they are inconsistent with this act.
    17     Section 12.  All references to personal care homes in
    18  affected acts and portions of acts shall now be deemed to be
    19  references to assisted living residences unless otherwise
    20  provided by this act.
    21     Section 13.  This act shall take effect as follows:
    22         (1)  The amendment or repeal of sections 211, 212, 213,
    23     the definitions of "facility," "personal care home" and
    24     "personal care home administrator" in section 1001, sections
    25     1006, 1051, 1057.1, 1057.2, 1057.3, the heading of subarticle
    26     (d) of Article X and sections 1085, 1086, and 1087 of the act
    27     shall take effect in 180 days.
    28         (2)  This section shall take effect immediately.
    29         (3)  The remainder of this act shall take effect in 90
    30     days.
    I21L67DMS/19990H1930B2413       - 21 -