PRINTER'S NO. 5
No. 5 Session of 1989
INTRODUCED BY LOEPER, JUBELIRER, PETERSON, LINCOLN, BRIGHTBILL, WENGER, SALVATORE, LEMMOND, MADIGAN, SHAFFER, SHUMAKER, AFFLERBACH, CORMAN, HOPPER, STEWART, REIBMAN, LYNCH, PECORA AND RHOADES, JANUARY 20, 1989
REFERRED TO PUBLIC HEALTH AND WELFARE, JANUARY 20, 1989
AN ACT 1 Amending Title 50 (Mental Health) of the Pennsylvania 2 Consolidated Statutes, adding provisions relating to mental 3 health and mental retardation services and procedures; and 4 making repeals. 5 TABLE OF CONTENTS 6 TITLE 50 7 MENTAL HEALTH 8 PART I. GENERAL PROVISIONS 9 Chapter 1. Preliminary Provisions 10 Subchapter A. General 11 § 101. Short title of title. 12 § 102. Definitions. 13 § 103. Applicability of title to Mental Health and Mental 14 Retardation Act of 1966. 15 Subchapter B. Records and Immunities 16 § 111. Records. 17 § 112. Confidentiality of records. 18 § 113. Immunities.
1 Subchapter C. Financial Obligations 2 § 121. Liability of mentally disabled person. 3 § 122. Liability of persons owing legal duty to support. 4 § 123. Contingent liability of State and local government. 5 § 124. Powers of department to determine liability and 6 establish criteria. 7 § 125. Liability of county. 8 § 126. Collection of costs. 9 § 127. Liability of Commonwealth. 10 § 128. Relief of county from obligation to ensure service. 11 § 129. State and local grants and payments. 12 § 130. Failure of county program to comply with minimum 13 standards. 14 Chapter 3. Department of Public Welfare 15 Subchapter A. General Provisions 16 § 301. General powers and duties of department. 17 § 302. Commissioner of Mental Health. 18 § 303. Bureau of Admissions Services. 19 § 304. Qualifications of directors of State facilities. 20 § 305. Forms to be used under this title. 21 Subchapter B. Departmental Boards and Committees 22 § 311. Boards of trustees of State institutions. 23 § 312. Advisory Committee for Mental Health and Mental 24 Retardation. 25 § 313. Conjoint board. 26 Chapter 5. County Boards of Mental Health and Mental 27 Retardation 28 § 501. General powers and duties of local authorities. 29 § 502. County mental health and mental retardation board. 30 § 503. Duties of board. 19890S0005B0005 - 2 -
1 § 504. Appointment of county mental health and mental 2 retardation administrator. 3 § 505. Duties of administrator. 4 Chapter 7. Research and Training 5 Subchapter A. Eastern Pennsylvania Psychiatric Institute 6 § 701. Purpose. 7 § 702. Contracts with medical schools. 8 § 703. Leases. 9 Subchapter B. Western State Psychiatric Institute and 10 Clinic 11 § 711. Purpose. 12 § 712. Management. 13 § 713. Medical advisory board. 14 § 714. Leases. 15 PART II. MENTAL HEALTH 16 Chapter 9. General Provisions 17 Subchapter A. Preliminary Provisions 18 § 901. Short title of part. 19 § 902. Statement of policy. 20 § 903. Scope of part. 21 Subchapter B. General Treatment Provisions 22 § 911. Provision for treatment. 23 § 912. Treatment facilities. 24 § 913. Formulation and review of treatment plan. 25 § 914. Periodic reexamination, review and redisposition. 26 § 915. Rights and remedies of persons in treatment. 27 § 916. Continuity of care. 28 § 917. Medical necessity of treatment. 29 Subchapter C. Judicial Matters 30 § 921. Mental health review officers. 19890S0005B0005 - 3 -
1 § 922. Documents. 2 § 923. Jurisdiction of legal proceedings. 3 Chapter 11. Voluntary Examination and Treatment 4 § 1101. Persons who may authorize voluntary treatment. 5 § 1102. Application. 6 § 1103. Explanation and consent. 7 § 1104. Notice to parents. 8 § 1105. Physical examination and treatment plan. 9 § 1106. Withdrawal from voluntary inpatient treatment. 10 § 1107. Release of persons 13 years of age or younger. 11 § 1108. Transfer of person in voluntary treatment. 12 Chapter 13. Involuntary Examination and Treatment 13 § 1301. Persons who may be subject to involuntary emergency 14 examination and treatment. 15 § 1302. Involuntary emergency examination and treatment not 16 to exceed five business days. 17 § 1303. Extended involuntary emergency treatment not to 18 exceed 20 days. 19 § 1304. Court-ordered involuntary treatment not to exceed 20 90 days. 21 § 1305. Additional periods of court-ordered involuntary 22 treatment. 23 § 1306. Transfer of persons in involuntary treatment. 24 § 1307. Court-ordered involuntary outpatient treatment 25 procedures. 26 Chapter 15. Determinations Affecting Those Charged with Crime 27 or Under Sentence 28 § 1501. Examination and treatment. 29 § 1502. Incompetence to proceed on criminal charges. 30 § 1503. Hearing and determination of incompetency to proceed. 19890S0005B0005 - 4 -
1 § 1504. Hearing and determination of criminal responsibility. 2 § 1505. Examination of person charged with crime as aid in 3 sentencing. 4 § 1506. Civil procedure for court-ordered involuntary 5 treatment. 6 § 1507. Voluntary treatment. 7 PART III. MENTAL RETARDATION 8 (RESERVED) 9 PART IV. SPECIAL PROVISIONS RELATING 10 TO PATIENTS 11 Chapter 23. General Provisions 12 § 2301. Powers and duties of director of facility. 13 § 2302. Transportation. 14 § 2303. Mechanical restraints. 15 § 2304. Patient rights. 16 § 2305. Escapes. 17 § 2306. Penalties. 18 § 2307. Funds of patients. 19 PART V. INTERSTATE RELATIONS 20 Chapter 25. Interstate Compact on Mental Health 21 § 2501. Compact provisions. 22 § 2502. Compact administrator. 23 § 2503. Supplementary agreements. 24 § 2504. Financial obligations. 25 § 2505. Consultation with families of transferees. 26 § 2506. Limitation of compact applicability. 27 § 2507. Commitment or transfers to facilities of Federal 28 Government or another state. 29 Chapter 27. Reciprocal Agreements with Other States 30 § 2701. Agreements authorized. 19890S0005B0005 - 5 -
1 § 2702. Deportations. 2 The General Assembly of the Commonwealth of Pennsylvania 3 hereby enacts as follows: 4 Section 1. Title 50 of the Pennsylvania Consolidated 5 Statutes is amended by adding parts to read: 6 TITLE 50 7 MENTAL HEALTH 8 Part 9 I. General Provisions 10 II. Mental Health 11 III. Mental Retardation (Reserved) 12 IV. Special Provisions Relating to Patients 13 V. Interstate Relations 14 PART I 15 GENERAL PROVISIONS 16 Chapter 17 1. Preliminary Provisions 18 3. Department of Public Welfare 19 5. County Boards of Mental Health and Mental Retardation 20 7. Research and Training 21 CHAPTER 1 22 PRELIMINARY PROVISIONS 23 Subchapter 24 A. General 25 B. Records and Immunities 26 C. Financial Obligations 27 SUBCHAPTER A 28 GENERAL 29 Sec. 30 101. Short title of title. 19890S0005B0005 - 6 -
1 102. Definitions. 2 103. Applicability of title to Mental Health and Mental 3 Retardation Act of 1966. 4 § 101. Short title of title. 5 This title shall be known and may be cited as the Mental 6 Health and Mental Retardation Code. 7 § 102. Definitions. 8 Subject to additional definitions contained in subsequent 9 provisions of this title which are applicable to specific 10 provisions of this title, the following words and phrases when 11 used in this title shall have the meanings given to them in this 12 section unless the context clearly indicates otherwise: 13 "Administrator." The person appointed to carry out the 14 duties specified in section 505 (relating to duties of 15 administrator). 16 "Attorney for the Commonwealth." A district attorney, the 17 Attorney General or any attorney representing the interests of 18 the Commonwealth. 19 "Benefit period." With respect to any individual, a period 20 of consecutive days beginning with the first day not included in 21 a previous benefit period on which he is furnished inpatient 22 hospital care, and ending with the last day of the first 60-day 23 period thereafter during each day of which he is not an 24 inpatient in a hospital. 25 "County." Includes a first class city. 26 "County program." A mental health and mental retardation 27 program established by a county or two or more counties acting 28 in concert and includes a complex of services providing a 29 continuum of care in the community for the mentally disabled. 30 "Department." The Department of Public Welfare of the 19890S0005B0005 - 7 -
1 Commonwealth. 2 "Designated facility." A State-operated facility or other 3 facility designated by the department or the administrator for 4 certain purposes or as a place of reception. 5 "Director." The administrative head of a facility and 6 includes superintendents. 7 "Facility." Any mental health establishment, hospital, 8 clinic, institution, center, day-care center, base service unit, 9 community mental health center or other organizational unit, or 10 part thereof, which is devoted primarily to the diagnosis, 11 treatment, care, rehabilitation or detention of mentally 12 disabled persons, whether as outpatients or inpatients. 13 "Issuing authority." A district justice or judge of the 14 minor judiciary, except judges of the Traffic Court of 15 Philadelphia. 16 "Local authorities." The county commissioners of a county, 17 or the city council and the mayor of a first class city, or two 18 or more of these acting in concert. 19 "Mental disability." Any mental illness or mental 20 retardation which so lessens the capacity of a person to use 21 customary self-control, judgment and discretion in the conduct 22 of the person's affairs and social relations as to make it 23 necessary or advisable for the person to receive services as 24 provided in this title. 25 "Mental hospital." A residential facility for the diagnosis, 26 care and treatment of the mentally disabled other than the 27 mentally retarded. 28 "Mental retardation." Subaverage general intellectual 29 functioning which originates during the developmental period and 30 is associated with impairment of one or more of the following: 19890S0005B0005 - 8 -
1 (1) Maturation. 2 (2) Learning. 3 (3) Social adjustment. 4 "Psychiatrist." A physician who by years of study, training 5 and experience has achieved professional recognition and 6 standing in the field of psychiatry. 7 "Secretary." The Secretary of Public Welfare of the 8 Commonwealth. 9 "Social worker." A person who by years of study, training 10 and experience has achieved professional recognition and 11 standing in the field of social work. 12 § 103. Applicability of title to Mental Health and Mental 13 Retardation Act of 1966. 14 Until the provisions of the act of October 20, 1966 (3rd Sp. 15 Sess., P.L.96, No.6), known as the Mental Health and Mental 16 Retardation Act of 1966, not repealed by this act, are codified 17 as part of this title, the provisions contained in this title 18 shall be read in pari materia with the provisions of the Mental 19 Health and Mental Retardation Act of 1966 to the extent that 20 they relate to mental retardation or to persons who are mentally 21 retarded; the word "title" when used in this title shall include 22 those provisions of the Mental Health and Mental Retardation Act 23 of 1966. 24 SUBCHAPTER B 25 RECORDS AND IMMUNITIES 26 Sec. 27 111. Records. 28 112. Confidentiality of records. 29 113. Immunities. 30 § 111. Records. 19890S0005B0005 - 9 -
1 (a) General rule.--Whenever a person receives services or 2 benefits at a facility under any provision of this title, a 3 complete record pertaining to the person shall be maintained by 4 the facility. The record shall include, if available, but need 5 not be limited to, applications, petitions, affidavits, orders 6 of court, reports of physicians, psychiatrists, psychologists, 7 nurses or social workers, police records, financial records, and 8 all clinical records or a full abstract thereof containing all 9 essential particulars, including results of physical 10 examinations, examinations for mental disability, laboratory 11 tests and any other material with reference to the person. 12 (b) Transfers.--Whenever a person is transferred to any 13 other facility pursuant to any provision of this title, a copy 14 of all pertinent records pertaining to that person shall 15 accompany the person. 16 (c) Provision of records to facilities providing services 17 subsequent to discharge.--Whenever a person who has previously 18 received services or benefits at a facility is later given 19 services or benefits at another facility, the first facility 20 shall, upon request from the subsequent facility, furnish a copy 21 of all pertinent records pertaining to that person. 22 § 112. Confidentiality of records. 23 (a) General rule.--Any record, or portion thereof, 24 maintained under section 111 (relating to records) shall be open 25 to inspection and examination only to those persons designated 26 by the director of a facility at which the person is receiving 27 services or benefits, and as to those facilities under the 28 control of the Commonwealth or local authorities to those other 29 persons as the department by regulation may determine. 30 (b) Exceptions relating to mentally ill persons.--All 19890S0005B0005 - 10 -
1 records concerning mentally ill persons in treatment shall be 2 kept confidential and, without the person's written consent, may 3 not be released or their contents disclosed to anyone except: 4 (1) Those engaged in providing treatment for the person 5 as provided in subsection (a). 6 (2) The administrator, pursuant to section 922 (relating 7 to documents). 8 (3) A court in the course of criminal proceedings in 9 which the person's mental condition is an issue and legal 10 proceedings authorized by Part II (relating to mental 11 health). 12 (4) Pursuant to Federal rules, statutes and regulations 13 governing disclosure of patient information where treatment 14 is undertaken in a Federal agency. 15 (5) As required by the Protection and Advocacy for 16 Mentally Ill Individuals Act of 1986 (Public Law 99-319, 42 17 U.S.C. § 10801 et seq.). 18 (6) The collection and analysis of clinical or 19 statistical data by the department, the administrator or the 20 facility so long as the use and dissemination of this data 21 does not identify individual patients. 22 (7) Compliance with section 8 of the act of April 14, 23 1972 (P.L.221, No.63), known as the Pennsylvania Drug and 24 Alcohol Abuse Control Act. 25 (c) Privileged communications.--In no event, however, shall 26 privileged communications, whether written or oral, be disclosed 27 to anyone without such written consent except that this 28 prohibition shall not be construed to prohibit: 29 (1) Communication with the patient's family or household 30 member when reasonably required for treatment purposes. 19890S0005B0005 - 11 -
1 (2) The release of general information by the patient's 2 treating physician to the patient's family or household 3 member unless previously objected to by the patient in 4 writing. 5 (3) The release of relevant information by the director 6 of a facility at the request of a law enforcement official, 7 if the director believes immediate access to the information 8 is required because of an imminent danger of harm to another 9 person or the community. 10 (4) The responsible treatment personnel from warning an 11 identified or readily identifiable person whom the patient 12 has threatened with serious bodily harm or from notifying the 13 appropriate law enforcement officials of such information, if 14 the responsible treatment personnel believe the patient will 15 carry out the threat. 16 (5) The responsible treatment personnel from notifying a 17 law enforcement official when the patient has seriously 18 threatened the public safety, if the responsible treatment 19 personnel believe the patient will carry out the threat. 20 § 113. Immunities. 21 (a) General immunity.--In the absence of willful misconduct 22 or gross negligence, an administrator, a director, a physician, 23 a psychologist, a peace officer or any other authorized person 24 who participates in any decision under the provisions of this 25 title, or any governmental or recognized nonprofit health or 26 welfare organization or agency acting pursuant to the provisions 27 of this title, shall not be civilly or criminally liable for 28 that decision or action or for any of its consequences. 29 (b) Judicial immunity.--A judge or a mental health review 30 officer shall not be civilly or criminally liable for any 19890S0005B0005 - 12 -
1 actions taken or decisions made by him pursuant to the authority 2 conferred by Part II (relating to mental health). 3 SUBCHAPTER C 4 FINANCIAL OBLIGATIONS 5 Sec. 6 121. Liability of mentally disabled person. 7 122. Liability of persons owing legal duty to support. 8 123. Contingent liability of State and local government. 9 124. Powers of department to determine liability and establish 10 criteria. 11 125. Liability of county. 12 126. Collection of costs. 13 127. Liability of Commonwealth. 14 128. Relief of county from obligation to ensure service. 15 129. State and local grants and payments. 16 130. Failure of county program to comply with minimum 17 standards. 18 § 121. Liability of mentally disabled person. 19 Whenever public funds are expended under any provision of 20 this title on behalf of a mentally disabled person, the 21 governmental body expending those funds may recover the same 22 from that person subject to the regulations of the department, 23 and, for this purpose, liability is hereby imposed upon the 24 person receiving any service or benefit under this title for all 25 costs, payments or expenditures with reference thereto, 26 including, but not limited to, the costs of admission, 27 commitment, transportation, treatment, training, maintenance, 28 complete care, partial care or aftercare and discharge. 29 § 122. Liability of persons owing legal duty to support. 30 Except as provided in this section and in section 124 19890S0005B0005 - 13 -
1 (relating to powers of department to determine liability and 2 establish criteria), whenever any person under 18 years of age 3 receiving any service or benefit under this title is unable to 4 discharge the obligation imposed upon that person by section 121 5 (relating to liability of mentally disabled person), that 6 liability is hereby imposed upon any person owing a legal duty 7 to support the person receiving services or benefits under this 8 title. Upon the mentally disabled person attaining 18 years of 9 age, the liability under this title of the persons owing a legal 10 duty of support shall cease. Spouses shall remain liable for 11 each other regardless of age except for periods of continuous 12 inpatient care in excess of 120 days. Continuous inpatient care 13 for the purposes of this section shall be any in-hospital stay 14 not interrupted by more than 120 days. Nothing in this section 15 shall relieve any private, nonprofit or governmental health 16 insurer from liability to pay for such care under any contract 17 of insurance or group insurance plan. 18 § 123. Contingent liability of State and local government. 19 (a) Requirement that other eligibility and benefits be 20 exhausted.--Neither the Commonwealth nor a county shall be 21 required to expend public funds under this title on behalf of a 22 mentally disabled person until that person, who is receiving 23 services or benefits under this title, has exhausted any 24 eligibility and receipt of benefits under all other existing or 25 future private, public, local, State or Federal programs. 26 (b) Commonwealth and county to share obligations.--Upon 27 exhaustion of all eligibility referred to in subsection (a), the 28 Commonwealth and the counties shall share the financial 29 obligations accruing under this title, to the extent those 30 obligations are not borne by the Federal Government or any 19890S0005B0005 - 14 -
1 private person or agency. 2 (c) Intention of title.--It is the intention of this title 3 that its provisions be construed so as to maintain and not 4 decrease or destroy any eligibility of any person, any facility, 5 the Commonwealth or any political subdivision to receive any 6 Federal assistance, grants or funds. 7 § 124. Powers of department to determine liability and 8 establish criteria. 9 (a) Determination of liability.--Whenever any person 10 receives a service or benefit at any facility under this title 11 wholly or in part at public expense, the department, subject to 12 the approval of the Attorney General, may determine the extent 13 of liability imposed under section 121 (relating to liability of 14 mentally disabled person) or 122 (relating to liability of 15 persons owing legal duty to support) and abate, modify, 16 compromise or discharge the liability so imposed provided: 17 (1) The department is satisfied that the imposition of 18 the liability would: 19 (i) result in the loss of financial payments or 20 other benefits from any public or private source which a 21 mentally disabled person would receive or would be 22 eligible to receive or which would be expended on the 23 person's behalf except for that liability; 24 (ii) result in a substantial hardship upon the 25 mentally disabled person, a person owing a legal duty to 26 support the person or the family of either; 27 (iii) result in a greater financial burden upon the 28 people of this Commonwealth; or 29 (iv) create such a financial burden upon the 30 mentally disabled person as to nullify the results of 19890S0005B0005 - 15 -
1 care, treatment, service or other benefits afforded to 2 the person under any provision of this title. 3 (2) Proceedings to recover those costs or discharge that 4 liability, including legal fees, would not be in the best 5 interest of the Commonwealth. 6 (b) Reimbursement to counties.--If the department exercises 7 the power conferred in section 121 or subsection (a) with 8 reference to any person upon whom liability is imposed by 9 section 121 or 122, the department shall reimburse the county to 10 the extent the person is relieved of any obligation to pay the 11 county for services or benefits received under this title and 12 paid for by the county. 13 (c) Liability of legally responsible persons.--The liability 14 of a mentally disabled person or of anyone legally responsible 15 for the support of the person shall be the amount fixed or 16 charged by the department and the payment of the amount so fixed 17 or so charged shall relieve the person of all further liability 18 for payment of the maintenance of the mentally disabled person. 19 (d) Establishment of criteria.--In exercising the powers 20 conferred by this section, the department by regulation shall 21 establish criteria by which the extent of the liability shall be 22 determined except that wherever possible the residence of the 23 mentally disabled person or the spouse of that person or a 24 person owing a legal duty to support shall not be considered. 25 (e) Assistance of Department of Revenue.--The department may 26 call upon the Department of Revenue for assistance in 27 establishing the criteria authorized in subsection (d) and in 28 determining the financial ability of any person to discharge 29 liability imposed under this title. 30 (f) Joint regulations with the Department of Revenue.--The 19890S0005B0005 - 16 -
1 department and the Department of Revenue shall jointly 2 promulgate regulations as to the duties of revenue agents and 3 other personnel of each department with reference to the 4 investigation and determination of any person's financial 5 ability as provided in subsection (e). 6 § 125. Liability of county. 7 (a) Persons under conviction or sentence.--Whenever any 8 person is cared for in a facility while under conviction or 9 sentence, liability for all costs, payments or expenditures made 10 on behalf of that person is hereby imposed upon the county where 11 the person was convicted or sentenced. The liability shall cease 12 upon the expiration of a period not to exceed: 13 (1) the maximum sentence which was imposed; or 14 (2) if no sentence was imposed, the lesser of one-half 15 of the maximum sentence which might have been imposed or ten 16 years. 17 (b) Exception.--The Commonwealth shall pay for the costs, 18 payments or expenditures in excess of $120 per day made on 19 behalf of any mentally ill person who is a resident of a county 20 located in this Commonwealth and who receives treatment and for 21 whom liability is imposed on the county pursuant to subsection 22 (a). All costs up to and including $120 per day shall be imposed 23 upon the county of residence of the person. In the event that a 24 residency cannot be determined to be in a county in this 25 Commonwealth by the court that convicted or sentenced the 26 person, all liability for treatment imposed by subsection (a) 27 shall be borne by the Commonwealth. 28 (c) Liability for costs of observation.--Whenever any person 29 is committed for observation in connection with any proceedings 30 with reference to a criminal act, liability for the costs of the 19890S0005B0005 - 17 -
1 observation, transportation, maintenance and care shall be 2 imposed upon the county from which the person was committed for 3 the period of observation only, which shall not exceed 90 days. 4 (d) Recovery of costs by county.--Any moneys expended by a 5 county by reason of provisions of this section may be recovered 6 only from the mentally disabled person or the person owing a 7 legal duty to support the person upon whom liability is hereby 8 imposed. 9 § 126. Collection of costs. 10 (a) Primary responsibility.--The primary responsibility for 11 collecting the cost of care and treatment provided at a facility 12 not operated by the Commonwealth, or by an individual, because 13 of any liability imposed by this title, shall rest with the 14 facility or the individual providing the care and treatment. 15 (b) Liability for services at State-operated facilities.-- 16 All moneys due the Commonwealth by reason of any liability 17 imposed by this title for care and treatment at a State-operated 18 facility shall be collected by the Department of Revenue as 19 collection agency for the Commonwealth. 20 (c) Collection by county.--All moneys due by reason of any 21 liability imposed by this title upon any person for care and 22 treatment for which the county makes an expenditure shall be 23 collected by the county. 24 (d) Proration of insufficient assets between Commonwealth 25 and county.--Where there are moneys due both the Commonwealth 26 and the county by reason of any liability imposed by this title 27 upon any person, and the assets thereof are insufficient to 28 discharge the liability in full, the assets shall be applied to 29 the Commonwealth and county on a prorata basis in proportion to 30 their respective claims. 19890S0005B0005 - 18 -
1 (e) Amounts owed under section 125.--For amounts due the 2 Commonwealth by reason of liability imposed under section 125 3 (relating to liability of county), the Department of Revenue, 4 after the last day of each calendar month, shall promptly 5 transmit to the local authorities of the respective counties, a 6 certified account of the moneys due the Commonwealth from the 7 county involved by reason of that liability, together with an 8 order, payable to the Department of Revenue, drawn on the local 9 authorities of the county, who shall accept and promptly pay it 10 to the Department of Revenue. 11 § 127. Liability of Commonwealth. 12 Except as provided in sections 121 (relating to liability of 13 mentally disabled person), 122 (relating to liability of persons 14 owing legal duty to support) and 125 (relating to liability of 15 county), the Commonwealth shall pay for the following: 16 (1) Diagnosis, evaluation and care in State-operated 17 facilities, or in a facility with which the Commonwealth may 18 contract, including those programs prescribed in section 19 301(9) (relating to general powers and duties of department). 20 (2) Other obligations as may arise under any new program 21 established by the department. 22 (3) Payments, not to exceed per patient 720 hours per 23 year, for partial hospitalization acute treatment care not 24 exceeding 60 days per benefit period, partial hospitalization 25 intermediate rehabilitative care not exceeding 720 hours per 26 year and partial hospitalization extended care for persons 27 financially ineligible for that care under the act of June 28 13, 1967 (P.L.31, No.21), known as the Public Welfare Code. 29 (4) Interim care of mentally retarded persons who have 30 been removed from their homes and who, having been accepted, 19890S0005B0005 - 19 -
1 are awaiting admission to a State facility. 2 (5) Payments for mental health residential services, 3 including short-term services as an alternative to 4 hospitalization, intermediate services for rehabilitation and 5 indefinite extended care. 6 (6) Training of personnel involved in the delivery of 7 mental health services as provided in section 501(c)(13) 8 (relating to general powers and duties of local authorities). 9 § 128. Relief of county from obligation to ensure service. 10 (a) Relief by Commonwealth.--If local authorities cannot 11 ensure the availability of any of the services required by 12 section 501 (relating to general powers and duties of local 13 authorities) or if they assert that it would be economically 14 unsound to do so, the local authorities may make application to 15 the department to be relieved for the period of one year from 16 the duty to ensure their availability. The application shall 17 specify the services involved and the facts upon which it seeks 18 relief. 19 (b) Approval by department.--If the department, after 20 consideration of the application and such independent 21 investigation as it deems appropriate, determines that the 22 application is justified, it may approve the application. If the 23 application is approved, the department may ensure the 24 availability of the services specified in the application for 25 the year specified in the application. 26 (c) Liability.--When the department provides services under 27 this section, the liability shall be apportioned in accordance 28 with the appropriate formula determined in accordance with 29 section 129(a)(1) (relating to State and local grants and 30 payments). 19890S0005B0005 - 20 -
1 (d) Multiple applications.--Local authorities may make 2 successive application under this section. 3 § 129. State and local grants and payments. 4 (a) General rule.--The department, subject to the provisions 5 of section 123 (relating to contingent liability of State and 6 local government), shall have the power and duty to: 7 (1) Make annual grants to counties from Commonwealth and 8 Federal funds to defray part of the cost of county programs 9 authorized by this title and approved by the department in 10 the amount of 90% of the excess of all approved expenditures 11 for those programs over the amount paid for the same purpose 12 from any public or private source directly to participating 13 counties, facilities or individuals. Private contributions 14 donated for the enrichment or expansion of county mental 15 health programs shall not be considered in calculating the 16 Commonwealth's obligation under this title. 17 (2) Prescribe the time at which the counties shall 18 submit to the department annual plans and annual estimates of 19 expenditures, and revisions thereof, to carry out mental 20 health and mental retardation programs. The plans and 21 estimates shall contain such information as the department by 22 regulation shall prescribe. 23 (3) Compute an annual grant in accordance with the 24 formula established in paragraph (1) upon approval of an 25 annual plan and the estimated expenditures for a mental 26 health and mental retardation program. 27 (4) Pay the annual grant in four quarterly installments. 28 The moneys received in any quarter may be used at any time 29 during the year. The first installment shall be for the 30 quarter beginning July 1 and ending September 30; the second 19890S0005B0005 - 21 -
1 installment shall be for the quarter beginning October 1 and 2 ending December 31; the third installment shall be for the 3 quarter beginning January 1 and ending March 31; and the 4 fourth installment shall be for the quarter beginning April 1 5 and ending June 30. Each installment shall be paid at the 6 beginning of the quarter only if the department is satisfied 7 that the county is complying with the regulations of the 8 department prescribing minimum mental health and mental 9 retardation services, minimum standards of performance of 10 mental health and mental retardation services, and minimum 11 standards of mental health and mental retardation personnel 12 administration on a merit basis. 13 (5) Distribute State funds among the counties by a 14 formula reasonably designed to achieve the objectives of this 15 title in the event that sufficient funds to pay the full 16 amount of the grants to which the counties may be entitled 17 under the provisions of this section have not been 18 appropriated. If this occurs, the counties' financial 19 obligations under this title shall be reduced in accordance 20 with the same formula, and the counties shall be required to 21 provide only those services for which sufficient funds are 22 available. 23 (6) Review grants against actual expenditures at any 24 time and make appropriate adjustments in subsequent grants. 25 If a grant overpayment cannot be recovered through an 26 adjustment for any reason, the department shall effect a 27 refund of the overpayment from the county. 28 (b) Priority of payment.--For the purposes of this title, 29 the contribution with respect to services, equivalent to the 30 employer's tax established by the Social Security Act (Public 19890S0005B0005 - 22 -
1 Law 74-271, 42 U.S.C. § 301 et seq.), shall be the first 2 obligation against any Commonwealth funds received by the 3 counties for their use or authorized under this title and shall 4 first be paid therefrom. 5 § 130. Failure of county program to comply with minimum 6 standards. 7 (a) Failure to comply.--If at any time after the approval of 8 a plan, the department determines, after hearing, that a county 9 or combination of participating counties is not complying with 10 this title and regulations promulgated under it and that, as a 11 result, the needs of the mentally disabled persons are not being 12 adequately met, the department shall provide mental health and 13 mental retardation services for the county or counties. 14 (b) Costs of services.--When in pursuance of this section 15 the department provides the mental health and mental retardation 16 services of a county or counties, the county or counties shall 17 be charged and shall pay the county share computed in accordance 18 with section 129 (relating to State and local grants and 19 payments), and, to compensate the Commonwealth for its expenses 20 incident to the administration of the county program, an 21 additional 15% of the net cost to the Commonwealth for the 22 county program. The amount due the Commonwealth shall be paid by 23 the county or counties within 12 months after receipt of the 24 department's notice of the amount due. All sums collected from 25 the county under this section, in whatever manner the 26 collections are made, shall be paid into the State Treasury and 27 shall be credited to the current appropriations to the 28 department to carry out Commonwealth obligations under this 29 section. 30 (c) Return of program to local authorities.--The department 19890S0005B0005 - 23 -
1 shall relinquish the administration of the mental health and 2 mental retardation program of the county upon reinstatement of 3 an approved county mental health and mental retardation program 4 in compliance with this title and thereafter grants and payments 5 authorized herein may be made by the department. 6 CHAPTER 3 7 DEPARTMENT OF PUBLIC WELFARE 8 Subchapter 9 A. General Provisions 10 B. Departmental Boards and Committees 11 SUBCHAPTER A 12 GENERAL PROVISIONS 13 Sec. 14 301. General powers and duties of department. 15 302. Commissioner of Mental Health. 16 303. Bureau of Admissions Services. 17 304. Qualifications of directors of State facilities. 18 305. Forms to be used under this title. 19 § 301. General powers and duties of department. 20 The department shall have the power and duty to: 21 (1) Assure within this Commonwealth the availability and 22 equitable provision of adequate mental health and mental 23 retardation services for all persons who need them, 24 regardless of religion, race, color, national origin, 25 settlement, residence or economic or social status. 26 (2) Make, with the advice of the Advisory Committee for 27 Mental Health and Mental Retardation, and enforce all 28 regulations necessary and appropriate to the proper 29 accomplishment of the mental health and mental retardation 30 duties and functions imposed by this title. The regulations 19890S0005B0005 - 24 -
1 shall not become effective until the department has given the 2 local authorities 30 days' written notice of the proposed 3 regulations and afforded the local authorities the 4 opportunity for a hearing before the department on the 5 proposed regulations. 6 (3) Consult with and assist each county in carrying out 7 mental health and mental retardation duties and functions 8 and, where necessary, after 30 days' written notice to the 9 counties affected and an opportunity for the counties for a 10 hearing before the department and with the advice of the 11 Advisory Committee for Mental Health and Mental Retardation, 12 require two or more counties to join in establishing a 13 program to provide the services required by this title. 14 (4) Adopt Statewide plans for the operation of all 15 State-operated facilities under the jurisdiction of the 16 department and assign to each facility or portion thereof the 17 duties for the care of the mentally disabled as the 18 department shall prescribe. The assignments shall be made 19 with due regard to geographical location and population 20 distribution. 21 (5) Establish and maintain working relationships with 22 other governmental bodies and public and private agencies, 23 institutions and organizations so as to assure maximum 24 utilization of services and facilities which each 25 governmental body and public and private agency, institution 26 and organization may have, which may be of benefit to the 27 mentally disabled. 28 (6) Establish statewide training standards for all 29 personnel involved in the delivery of mental health services 30 and provide training for those personnel, including police, 19890S0005B0005 - 25 -
1 emergency service workers, ambulance personnel, State and 2 community hospital personnel, service providers, families and 3 consumers. 4 (7) Make grants, pay subsidies, purchase service and 5 provide reimbursement for mental health and mental 6 retardation services in accordance with this title. 7 (8) Supervise mental health and mental retardation 8 facilities, services and programs as provided by law. 9 (9) Operate all State facilities and assign functions to 10 each. State facilities shall provide inpatient services 11 designed to complement the services of the counties they 12 serve in such manner as to ensure a coordinated comprehensive 13 array of services providing continuity of care to all 14 residents of such counties. All such facilities shall meet 15 the conditions for participation under medicare, the 16 accreditation standards of the joint commission on 17 accreditation of hospitals and the Commonwealth's standards 18 for licensure of private facilities of a similar nature. 19 (10) Establish, extend, operate and maintain additional 20 facilities and provide mental health and mental retardation 21 services therein. The department may also lease or otherwise 22 acquire, through the Department of General Services, other 23 additional facilities. 24 (11) Administer and enforce the laws of this 25 Commonwealth relative to mental health, the care, prevention, 26 early recognition and treatment of mental illness, mental 27 retardation, epilepsy and inebriety, the licensing and 28 regulation of institutions for the mentally ill, mentally 29 retarded and epileptic, the admission and commitment of 30 patients to such institutions, and the transfer, discharge, 19890S0005B0005 - 26 -
1 escape, interstate rendition and deportation of such 2 patients. 3 (12) Approve or disapprove the advice and recommendations 4 of the several boards of trustees of State mental 5 institutions. 6 (13) Assure the provision and funding of external 7 advocacy services for patients at all State mental hospitals. 8 (14) Coordinate with national and local groups in 9 combating stigma about mental illness. 10 (15) Encourage the development of family and consumer 11 self-help groups and consumer-run alternative programs. 12 § 302. Commissioner of Mental Health. 13 (a) Commissioner.--The Secretary of Public Welfare shall 14 appoint, with the approval of the Governor, a deputy secretary 15 who shall have the title of Commissioner of Mental Health and 16 who shall have training and experience in the field of mental 17 health, as well as broad administrative experience. The minimum 18 requirements for the position of commissioner shall be a 19 master's degree and seven years' progressively responsible 20 experience in a relevant field such as medicine, clinical 21 psychology, social work, sociology, nursing, public health, 22 education, hospital administration or public administration with 23 at least five years' experience in the planning, development or 24 administration of mental health services. 25 (b) Duties of commissioner.--The commissioner, with the 26 approval of the secretary, shall develop plans and programs and 27 make recommendations with respect to the general policy of the 28 Commonwealth's mental health program. The commissioner shall 29 initiate, develop and, with the approval of the secretary, carry 30 into effect plans and programs designed to prevent, treat and 19890S0005B0005 - 27 -
1 cure the mentally ill. The commissioner shall recommend to the 2 secretary such professional and skilled personnel as may be 3 necessary to carry out the plans and programs of the department 4 in the field of mental health. He shall organize and institute 5 intensive and specialized training of mental health personnel in 6 order to qualify them for dealing with special problems 7 presented by the criminal population and shall establish, 8 operate and maintain, in the larger district offices of the 9 Pennsylvania Board of Probation and Parole, units to provide 10 psychological and psychiatric services to the board and shall 11 assign to these units trained personnel specialized in 12 psychiatry and psychology. The commissioner shall recommend to 13 the secretary the appointment of the superintendents of State 14 mental institutions who in turn shall assign, appoint and 15 dismiss personnel of the institutions. 16 (c) Deputy Commissioner for Clinical Services.--If the 17 commissioner is not a psychiatrist, the commissioner shall 18 appoint as Deputy Commissioner for Clinical Services a 19 psychiatrist with at least five years' progressively responsible 20 experience in the mental health field, including two years' 21 experience in the planning, development or administration of 22 mental health services, with sufficient training and experience 23 to be eligible for certification by the American Board of 24 Psychiatry. 25 § 303. Bureau of Admissions Services. 26 (a) Purpose.--In order to develop and promote fair, uniform, 27 effective and accountable legal and administrative procedures 28 for voluntary and involuntary treatment throughout the 29 Commonwealth, a Bureau of Admissions Services shall be 30 established within the office of Commissioner of Mental Health. 19890S0005B0005 - 28 -
1 (b) Powers and duties.--The bureau shall have the power and 2 duty to: 3 (1) Maintain a record of the disposition of all 4 treatment applications received by administrators or 5 directors and collect other data to evaluate whether the 6 above-stated purposes are being effectuated. 7 (2) Formulate and disseminate, in the absence of 8 applicable regulations, statewide policies and guidelines for 9 the administration of voluntary and involuntary treatment, 10 whether residential or outpatient. 11 (3) Facilitate the administration of cases of persons in 12 need of treatment who are in State or local correctional 13 institutions. The bureau shall be a central office that 14 supervises the utilization of treatment services available 15 for such purposes. 16 (4) Offer and conduct or coordinate education and 17 training programs for judges, mental health review officers, 18 attorneys, mental health professionals and others who 19 participate in mental health commitment procedures. 20 (5) Maintain a 24-hour-a-day telephone service available 21 to any person seeking information or assistance or desiring 22 to make a complaint regarding a mental health commitment 23 procedure or proceeding. 24 (6) Advocate and make recommendations for the 25 improvement of commitment procedures so as to facilitate the 26 rendering of treatment as needed. 27 (c) Cooperation.--Administrators, directors and all other 28 persons responsible for carrying out mental health commitment 29 procedures within the Commonwealth shall cooperate with the 30 bureau to effectuate the purposes of Part II (relating to mental 19890S0005B0005 - 29 -
1 health) and to maximize its effectiveness. 2 (d) Annual reports.--The secretary shall make annual reports 3 to the General Assembly based on the activities, findings and 4 recommendations of the bureau. 5 § 304. Qualifications of directors of State facilities. 6 (a) General rule.--Each State-operated facility shall be in 7 charge of a director who shall have the following 8 qualifications: 9 (1) Experience in the administration of mental 10 hospitals, other hospitals, institutions or other facilities. 11 (2) Ability to organize, direct and coordinate the 12 operation of the facility and its programs. 13 (b) State hospitals.--In the case where the facility is a 14 State-operated mental hospital, the director shall be a 15 physician, where possible, or demonstrate, through objective 16 measurements developed by the department, knowledge and 17 competence in the field of mental health and illness, including 18 community mental health, as well as in the field of health care 19 administration. A master's degree or appropriate equivalent 20 thereof shall be required. The director of the clinical program 21 of the hospital shall be a physician who shall be responsible 22 for planning and executing programs of treatment and therapy. 23 (c) Additional qualifications.--The department by regulation 24 may establish additional standards of qualification for the 25 position of director. 26 § 305. Forms to be used under this title. 27 The department may develop suggested forms to be used in 28 carrying out the provisions of this title. By regulation, it may 29 require the use of any form so developed. 30 SUBCHAPTER B 19890S0005B0005 - 30 -
1 DEPARTMENTAL BOARDS AND COMMITTEES 2 Sec. 3 311. Boards of trustees of State institutions. 4 312. Advisory Committee for Mental Health and Mental 5 Retardation. 6 313. Conjoint board. 7 § 311. Boards of trustees of State institutions. 8 (a) Institutions.--The provisions of this section shall 9 govern the boards of trustees of the following institutions: 10 (1) Altoona Center. 11 (2) Allentown State Hospital. 12 (3) Clarks Summit State Hospital. 13 (4) Danville State Hospital. 14 (5) Eastern State School and Hospital. 15 (6) Ebensburg Center. 16 (7) Embreeville Center. 17 (8) Farview State Hospital. 18 (9) Hamburg Center. 19 (10) Harrisburg State Hospital. 20 (11) Haverford State Hospital. 21 (12) Laurelton Center. 22 (13) Mayview State Hospital. 23 (14) Norristown State Hospital. 24 (15) Philadelphia State Hospital. 25 (16) Polk Center. 26 (17) Selinsgrove Center. 27 (18) Somerset State Hospital. 28 (19) South Mountain Restoration Centers. 29 (20) Torrance State Hospital. 30 (21) Warren State Hospital. 19890S0005B0005 - 31 -
1 (22) Wernersville State Hospital. 2 (23) Western Center. 3 (24) White Haven Center. 4 (25) Woodhaven Center. 5 (26) Woodville State Hospital. 6 (b) Membership.--The boards of trustees of each State 7 institution listed in subsection (a) shall consist of nine 8 members appointed by the Governor as provided in section 9 207.1(d)(4) of the act of April 9, 1929 (P.L.177, No.175), known 10 as The Administrative Code of 1929. The secretary shall serve as 11 an ex officio member of each board. 12 (c) Term of office.--Each appointed member shall serve for a 13 term of six years. 14 (d) Administrative affairs.--Annually, the members shall 15 elect a president and vice president from the membership, and a 16 secretary and treasurer who need not be members. The secretary 17 and treasurer may be the same person. 18 (e) Powers and duties.--The boards shall have the power and 19 duty to: 20 (1) Advise, assist and make recommendations to the 21 superintendent with respect to the management and operation 22 of the institution and with respect to any plans or programs 23 for its improvement. 24 (2) Keep under review all matters pertaining to the 25 welfare and well-being of patients and residents and make 26 recommendations to the superintendent with respect thereto. 27 (3) Advise and make recommendations to the Commissioner 28 of Mental Health or the secretary, as the case may be, with 29 regard to the selection and appointment of a superintendent 30 in case of a vacancy. 19890S0005B0005 - 32 -
1 (4) Advise and make recommendations to the 2 superintendent with regard to the selection of employees of 3 the institution. 4 (5) Develop and further means and methods of 5 establishing proper relations and understanding between the 6 institution, its program and the community in which it is 7 located and provide liaison between the institution and the 8 community in order to better serve the interests and needs of 9 both. 10 (6) Make recommendations to the Advisory Committee for 11 Mental Health and Mental Retardation on matters of policy and 12 program emerging from their intimate knowledge and experience 13 of mental health programs in operation. 14 § 312. Advisory Committee for Mental Health and Mental 15 Retardation. 16 (a) Membership.--The committee shall consist of not more 17 than nine members appointed by the Governor who shall not hold 18 office in any political party and shall include the following 19 persons: 20 (1) Commissioner of Mental Health in the Department of 21 Public Welfare. 22 (2) The Deputy Secretary for Mental Retardation in the 23 Department of Public Welfare. 24 (3) Chairman of the Senate Public Health and Welfare 25 Committee. 26 (4) Chairman of the House of Representatives Health and 27 Welfare Committee. 28 (5) President of the Pennsylvania State Association of 29 County Commissioners. 30 The exact number and qualifications of the members of the 19890S0005B0005 - 33 -
1 advisory committee shall be determined by the Governor. The 2 Governor shall appoint members with due regard for 3 representation of the professional and lay groups concerned with 4 the fields of mental health and mental retardation. 5 (b) Term of office.--Each appointed member shall serve for a 6 term of six years. No member shall serve more than two 7 consecutive terms, not including a vacancy appointment. The 8 Governor may remove any member at any time. 9 (c) Administrative affairs.-- 10 (1) The committee shall elect a chairman from among its 11 members. 12 (2) The committee shall meet at least four times a year. 13 Special meetings shall be held on the call of the chairman or 14 upon the written request of one-third of the members then 15 serving. 16 (d) Compensation.--Members shall serve without compensation 17 other than reimbursement of travel and other actual expenses 18 incurred in the performance of their duties. 19 (e) Powers and duties.--The committee shall have the power 20 and duty to: 21 (1) Advise the appropriate major program units of the 22 department. This advice shall include, but not be limited to, 23 such matters as standards of eligibility, nature and extent 24 of service, amounts of payments to individuals, standards of 25 approval, certification and licensure of institutions and 26 agencies, ways and means of coordinating public and private 27 welfare activities, and such other matters as may, by law, 28 require citizen review or may be referred to the committee by 29 the departmental units advised by it. 30 (2) Advise the Governor and the secretary with regard to 19890S0005B0005 - 34 -
1 the appointment of the Commissioner of Mental Health. 2 (3) Arrange for and conduct public hearings as may be 3 required by law or which it deems necessary and advisable. 4 (4) Promote better public understanding of the programs 5 and objectives of the departmental units advised by it. 6 (5) Advise the department with regard to the 7 establishment of minimum standards for a merit system of 8 employment to be used by local authorities under section 9 501(b) (relating to general powers and duties of local 10 authorities). 11 § 313. Conjoint board. 12 (a) Purpose.--To ensure the integration of State hospitals 13 and county programs into an array of services providing 14 comprehensiveness and continuity of care to all residents of 15 counties served by each State hospital, the secretary shall 16 appoint a conjoint board for the designated service area of each 17 State hospital. 18 (b) Membership.--The board shall consist of the following 19 members: 20 (1) The hospital superintendent. 21 (2) The administrator for each county or jointure of 22 counties serviced by the State hospital. 23 (3) A member of each county mental health and mental 24 retardation board operating within the designated service 25 area of the hospital, to be selected by its membership. 26 (4) A number of members of the board of trustees of the 27 State hospital equal, to the extent possible, to the number 28 of members from the county mental health and mental 29 retardation boards selected in paragraph (3). These members 30 shall be selected by the boards of trustees. 19890S0005B0005 - 35 -
1 (5) If consumers, family members, advocates, service 2 providers and mental health review officers are not 3 represented on the board, a member from each group shall be 4 appointed. In any event, there shall be at least three 5 representatives from the county mental health and mental 6 retardation boards and three representatives of the board of 7 trustees appointed to each conjoint board. 8 (c) Administrative affairs.--The members shall select a 9 chairman from among themselves. Each board shall meet quarterly 10 the first year and at least twice each year thereafter, and may 11 by majority vote of the membership establish more frequent 12 regular meetings. Special meetings shall be held on call of the 13 chairman. 14 (d) Powers and duties.--Each conjoint board shall have the 15 power and duty to: 16 (1) Review and evaluate the State hospital's needs, 17 services, facilities and special problems in relation to the 18 mental health needs, services and programs of the counties it 19 serves. 20 (2) Recommend to the board of trustees not less than two 21 persons to fill any vacancies in the position of 22 superintendent. Such persons shall meet the standards of 23 professional skill and experience as the department may 24 establish by regulation. 25 (3) Develop regional service priorities to assist the 26 superintendent and the administrators in developing plans for 27 the operation of the hospital and the county programs in 28 providing integrated services for the service area. 29 (4) Make recommendations to the department and the 30 Advisory Committee for Mental Health and Mental Retardation 19890S0005B0005 - 36 -
1 regarding the hospital and any other matters relating to 2 mental health services in the counties served by the 3 hospital, including purchase of service contracts and the 4 extent of funds required to implement the program. 5 (5) Review performance of the hospital as to community 6 services and to recommend a system of program evaluation. 7 CHAPTER 5 8 COUNTY BOARDS OF MENTAL HEALTH 9 AND MENTAL RETARDATION 10 Sec. 11 501. General powers and duties of local authorities. 12 502. County mental health and mental retardation board. 13 503. Duties of board. 14 504. Appointment of county mental health and mental retardation 15 administrator. 16 505. Duties of administrator. 17 § 501. General powers and duties of local authorities. 18 (a) Establishment of program.--The local authorities of each 19 county separately or in concert with another county or counties, 20 as the department may approve, shall establish a county mental 21 health and mental retardation program for the prevention of 22 mental disability and for the diagnosis, care, treatment, 23 rehabilitation and detention of the mentally disabled, and shall 24 have power to make appropriations for such purposes. To ensure 25 the operation of a county mental health and mental retardation 26 program in each county, the department shall have the power to 27 direct the local authorities of any county to join with the 28 local authorities of any other county to establish such program 29 or become a part of a program existing in such other county or 30 counties. 19890S0005B0005 - 37 -
1 (b) Personnel.--To operate the county mental health and 2 mental retardation program, the local authorities shall employ 3 such personnel as are necessary. The selection, appointment and 4 retention of these employees and the termination of their 5 employment shall be on the basis of a merit system which shall 6 conform to minimum standards established by regulations of the 7 department. 8 (c) Duties of local authorities for mandated services.-- 9 Subject to the provisions of sections 128 (relating to relief of 10 county from obligation to ensure service) and 129(a)(5) 11 (relating to State and local grants and payments), it shall be 12 the duty of local authorities in cooperation with the department 13 to ensure that the following mental health and mental 14 retardation services are available: 15 (1) Short-term inpatient services other than those 16 provided by the Commonwealth, including diagnosis, 17 evaluation, care, treatment or rehabilitation rendered to a 18 person receiving services or benefits in a facility for a 19 continuous period of 24 hours, or longer. 20 (2) Outpatient services, including diagnosis, 21 evaluation, counseling, care, treatment or rehabilitation 22 rendered under this title in a facility, to a person not 23 receiving inpatient or partial hospitalization services. 24 (3) Partial hospitalization services, including 25 diagnosis, evaluation, care, treatment or rehabilitation 26 rendered to a person receiving services or benefits in a 27 facility for some portion of one or more 24-hour periods. In 28 the case of the mentally ill, these services shall include 29 three levels of care: acute treatment, intermediate 30 rehabilitative and indefinite extended care. 19890S0005B0005 - 38 -
1 (4) Emergency services 24 hours per day which shall be 2 provided by or available within at least one of the types of 3 services specified in this subsection. 4 (5) Consultation and education services. 5 (6) Services for persons released from State and county 6 facilities, designed to assist persons in establishing and 7 maintaining themselves as members of society. 8 (7) Specialized rehabilitative and training services. 9 (8) Interim care of mentally retarded persons who have 10 been removed from their homes and who, having been accepted, 11 are awaiting admission to a State-operated facility. 12 (9) Unified procedures for intake for all county 13 services and a central place providing referral services and 14 information. 15 (10) Case management services designed to ensure 16 continuity of care and the maintaining of a continuing 17 relationship between the mentally ill person and the 18 providers responsible for service to the person at any stage 19 of the illness from intake to closure, including the 20 development and coordination of the treatment plan, arranging 21 linkages to all appropriate services, providing outreach, 22 assisting clients in moving through the service system as 23 their needs change, including assistance in obtaining decent, 24 affordable housing, education, training and job placement, 25 supporting families and other informal caregivers and 26 advocating access to all appropriate services and benefits. 27 (11) Intensive clinical case management services, 28 including interventions with service providers, family and 29 household members, neighbors and employers for mentally ill 30 persons who have threatened violence or who require a 19890S0005B0005 - 39 -
1 disproportionate share of services. 2 (12) A full range of mental health residential services, 3 including short term services as an alternative to 4 hospitalization, intermediate services for rehabilitation and 5 indefinite extended care. 6 (13) Training of personnel involved in the delivery of 7 mental health services in accordance with State standards. 8 (d) Other services.--The local authorities shall also have 9 the power to establish the following services or programs for 10 the mentally disabled: 11 (1) Training of personnel involved in the delivery of 12 mental retardation services. 13 (2) Research. 14 (3) Any other service or program designed to prevent 15 mental disability or the necessity of the mentally disabled 16 person receiving inpatient services in a facility. 17 (e) Provision of services.--Services required or authorized 18 may be provided either directly or by purchase of such services, 19 except that the services required in subsection (c)(9) shall be 20 provided directly through the administrator. Purchase of service 21 arrangements shall be designed to facilitate and encourage the 22 private profit and nonprofit sector to assume increased 23 responsibility for the public patient. Nothing in this 24 subsection shall be construed to absolve the county from its 25 responsibility to provide mandated services by virtue of 26 contracting for those services. 27 § 502. County mental health and mental retardation board. 28 (a) Establishment.--Except in cities of the first class, the 29 local authorities shall appoint a mental health and mental 30 retardation board which shall consist of 13 residents. At least 19890S0005B0005 - 40 -
1 two members shall be physicians and, where possible, one shall 2 be a psychiatrist and the other a pediatrician. There shall also 3 be appropriate representation drawn from the professional fields 4 of psychology, social work, nursing, education and religion; 5 local citizens' organizations active in the field of mental 6 health; local citizens' organizations active in the field of 7 mental retardation; local health and welfare planning 8 organizations; local general hospitals; and other interested 9 community groups. Where two or more counties are participating 10 in concert in the program, the members of the board shall be 11 selected substantially on a proportionate basis as to 12 population. Each county, irrespective of population, shall have 13 a representative of the county commissioners on the board. 14 (b) Terms.--Each member shall be appointed for a period of 15 three years. Any vacancies occurring in the membership of the 16 board shall be filled by the local authorities for the unexpired 17 period. The local authorities may remove any member of the board 18 during his period of service for cause only. The members shall 19 serve without compensation other than reimbursement for travel 20 and other actual expenses incurred in connection with called 21 meetings of the board. 22 (c) Board procedures.--The members shall select a chairman 23 from among themselves. Each board shall meet at least once each 24 quarter and may, by majority vote of the membership, establish 25 more frequent regular meetings not exceeding one per month. 26 Special meetings shall be held on call of the chairman or upon 27 the written request of one-third of the members then serving. 28 (d) First class cities.--In cities of the first class, a 29 mental health and mental retardation board shall be appointed 30 and the members shall hold office under the provisions of the 19890S0005B0005 - 41 -
1 city charter. 2 § 503. Duties of board. 3 (a) Powers and duties.--The county mental health and mental 4 retardation board shall have the power and duty to: 5 (1) Review and evaluate the county's mental health and 6 mental retardation needs, services, facilities and special 7 problems in relation to the local health and welfare needs, 8 services and programs. 9 (2) Develop, together with the administrator, annual 10 plans for the mental health and mental retardation programs 11 required by sections 129 (relating to State and local grants 12 and payments) and 501 (relating to general powers and duties 13 of local authorities). 14 (3) Make recommendations to the local authorities 15 regarding the program and any other matters relating to 16 mental health and mental retardation services in the county, 17 including purchase of service contracts and the extent of 18 funds required to implement the program. 19 (4) Review performance under the mental health and 20 mental retardation program and recommend a system of program 21 evaluation. 22 (b) Alternative organization.--The functions of the board 23 may be performed by a multi-purpose board acting in the health 24 and welfare field if the local authorities so elect with 25 appropriate representation as specified in section 502(a) 26 (relating to county mental health and mental retardation board), 27 insofar as possible and subject to the approval of the 28 department. 29 § 504. Appointment of county mental health and mental 30 retardation administrator. 19890S0005B0005 - 42 -
1 Except in cities of the first class, where the administrator 2 shall be appointed under the merit system, the local authorities 3 shall appoint a county mental health and mental retardation 4 administrator from a list of not less than two names submitted 5 by the county mental health and mental retardation board. If 30 6 days after the board has submitted a list to the local 7 authorities an appointment has not been made because of a tie 8 vote or other failure of the local authorities, the 9 administrator shall be appointed by the secretary after 10 consultation with the local authorities. The administrator shall 11 serve at the pleasure of the local authorities, except that an 12 appointment made by the secretary shall not be terminated 13 without the approval of the board. 14 § 505. Duties of administrator. 15 The county mental health and mental retardation administrator 16 shall have the power and duty to: 17 (1) Administer the county mental health and mental 18 retardation program. 19 (2) Ensure that county mental health and mental 20 retardation services required by this title are available. 21 (3) Provide staff services to the county mental health 22 and mental retardation board. 23 (4) Make such reports to the department in such form and 24 containing such information as the department may require. 25 (5) Develop, together with the board, annual plans for 26 the mental health and mental retardation programs. 27 (6) Submit to local authorities annual plans and 28 estimated costs for the provision of services, establishment 29 and operation of facilities, and other related matters for 30 review, approval and transmittal to the department. 19890S0005B0005 - 43 -
1 (7) Review and evaluate facilities and cooperate with 2 the department in the maintenance of established standards. 3 (8) Maintain effective liaison with governmental and 4 private community health and welfare agencies and 5 organizations and State-operated facilities. 6 (9) Submit an annual report to the local authorities, 7 the board and the department reporting all activities of the 8 program and his administration thereof. 9 (10) Analyze and evaluate mental health and mental 10 retardation needs and services in the county and recommend 11 improvements to the board and local authorities and conduct 12 such research studies and take such steps and adopt such 13 measures as are necessary for the proper discharge of his 14 duties. 15 CHAPTER 7 16 RESEARCH AND TRAINING 17 Subchapter 18 A. Eastern Pennsylvania Psychiatric Institute 19 B. Western State Psychiatric Institute and Clinic 20 SUBCHAPTER A 21 EASTERN PENNSYLVANIA PSYCHIATRIC INSTITUTE 22 Sec. 23 701. Purpose. 24 702. Contracts with medical schools. 25 703. Leases. 26 § 701. Purpose. 27 The Eastern Pennsylvania Psychiatric Institute shall provide 28 training and teaching to graduate and undergraduate students in 29 the mental health field and shall conduct research into the 30 causes, prevention, treatment and cure of mental, neurological 19890S0005B0005 - 44 -
1 and related disorders. 2 § 702. Contracts with medical schools. 3 Through the department, the Eastern Pennsylvania Psychiatric 4 Institute may enter into agreements specifying the terms and 5 conditions under which one or more medical schools selected by 6 the secretary may be associated with the institute in providing 7 diagnosis, treatment, training, teaching and research. These 8 agreements may provide for the transfer of responsibility by the 9 department for the management and operation of the institute in 10 whole or in part. 11 § 703. Leases. 12 The Department of General Services, with the approval of the 13 Governor, is authorized to lease or sublease all or part of the 14 land and buildings known as the Eastern Pennsylvania Psychiatric 15 Institute, and equipment therein, as appropriate to medical 16 schools selected by the secretary upon such terms and conditions 17 as the Department of General Services may prescribe. 18 SUBCHAPTER B 19 WESTERN STATE PSYCHIATRIC INSTITUTE AND CLINIC 20 Sec. 21 711. Purpose. 22 712. Management. 23 713. Medical advisory board. 24 714. Leases. 25 § 711. Purpose. 26 (a) Research.--The Western State Psychiatric Institute and 27 Clinic, located in Allegheny County, shall be used for study and 28 research into the causes, treatment, prevention and cure of the 29 various types of nervous disorders and mental diseases. 30 (b) Training of medical students.--The institute shall also 19890S0005B0005 - 45 -
1 provide training and teaching both at the undergraduate and at 2 the graduate level of students who, upon graduation, will enter 3 the practice of general medicine, with a technical background of 4 training in mental illness, as well as for the purpose of taking 5 up the great gap between the number of qualified psychiatrists 6 and the number who are needed as a result of the constantly 7 mounting number of persons needing attention for mental 8 disorders. 9 (c) Training of State hospital personnel.-- The institute 10 shall provide regular courses of study for State hospital 11 personnel in order that there may be a more highly trained and 12 efficient staff and personnel in the various mental institutions 13 throughout this Commonwealth. 14 (d) Prevention.--The institute shall deal with the mental 15 hygiene of the normal child in the way of study and training in 16 order that there may be a program of prevention of mental and 17 nervous disorders as a result of giving children the proper 18 background and training that will prevent such disorders. 19 (e) Training of nurses.--The institute shall train and teach 20 nurses and other personnel needed in the treatment, care and 21 prevention of mental illness. 22 (f) Administration.--The institute shall focus its expert 23 activities on problems of administration so that studies may be 24 made to deal effectively, humanely and economically with the 25 care of mental illness throughout this Commonwealth. 26 § 712. Management. 27 The Western State Psychiatric Institute and Clinic shall be 28 under the management of the Board of Trustees of the University 29 of Pittsburgh, which board shall select and appoint a director 30 of the institute who shall be a physician of qualifications and 19890S0005B0005 - 46 -
1 experience in the care and treatment of mental diseases and 2 mentally disabled persons. 3 § 713. Medical advisory board. 4 (a) Membership.--The medical advisory board shall consist 5 of: 6 (1) The Secretary. 7 (2) The Commissioner of Mental Health. 8 (3) The chairman of the medical advisory board of the 9 Eastern Pennsylvania Psychiatric Institute. 10 (4) The director of the Western State Psychiatric 11 Institute and Clinic, who shall serve as chairman. 12 (5) The dean of the Graduate School of Public Health of 13 the University of Pittsburgh. 14 (6) The dean of the School of Nursing of the University 15 of Pittsburgh. 16 (7) The president of the Western Pennsylvania Neuro- 17 Psychiatry Society. 18 (8) The chairman of the Board of Trustees of the 19 University of Pittsburgh. 20 (b) Powers and duties.--The duty of the board shall be to 21 submit policy recommendations relative to the treatment and cure 22 of persons admitted to the institute and clinic for treatment 23 and recommend anything necessary to carry out the purposes of 24 the institute. 25 (c) Recommendations.--All recommendations concerning the 26 policies of the institute and clinic which come from the medical 27 advisory board shall be referred to the board of trustees 28 through the trustee committee of the Medical Center of the 29 University of Pittsburgh. When the recommendations are 30 considered by the trustee committee of the Medical Center of the 19890S0005B0005 - 47 -
1 University of Pittsburgh, the secretary shall be invited to be 2 present and to participate in the discussion. 3 § 714. Leases. 4 (a) Rental to University of Pittsburgh.--The Department of 5 General Services, with the approval of the Governor, is 6 authorized and directed to lease, for the rental of $1 per 7 annum, to the Board of Trustees of the University of Pittsburgh, 8 all the lands, buildings and equipment in the City of 9 Pittsburgh, County of Allegheny, Pennsylvania, which comprise 10 the Western State Psychiatric Institute and Clinic, for a term 11 to be agreed upon. 12 (b) Execution of lease.--The lease authorized in subsection 13 (a) shall be prepared by the Department of General Services, 14 with the approval of the Governor and the Attorney General. 15 (c) Transfer of property.--The department is hereby 16 authorized and required to relinquish the government, 17 management, operation and control of the Western State 18 Psychiatric Institute and Clinic to the University of 19 Pittsburgh, at such time as may be agreed upon by the terms of 20 the lease authorized in subsection (a). 21 PART II 22 MENTAL HEALTH 23 Chapter 24 9. General Provisions 25 11. Voluntary Examination and Treatment 26 13. Involuntary Examination and Treatment 27 15. Examination and Treatment of Persons Charged with Crime 28 or Under Sentence 29 CHAPTER 9 30 GENERAL PROVISIONS 19890S0005B0005 - 48 -
1 Subchapter 2 A. Preliminary Provisions 3 B. General Treatment Provisions 4 C. Judicial Matters 5 SUBCHAPTER A 6 PRELIMINARY PROVISIONS 7 Sec. 8 901. Short title of part. 9 902. Statement of policy. 10 903. Scope of part. 11 § 901. Short title of part. 12 This part shall be known and may be cited as the Mental 13 Health Procedures Act. 14 § 902. Statement of policy. 15 (a) General statement.--It is the policy of the Commonwealth 16 of Pennsylvania to seek to assure the availability of adequate 17 treatment to persons who are mentally ill, and it is the purpose 18 of this part to establish procedures whereby this policy can be 19 effected. The provisions of this part shall be interpreted in 20 conformity with the principles of due process to make voluntary 21 and involuntary treatment available where the need is great and 22 its absence could result in serious harm to the mentally ill 23 person or to others. Treatment on a voluntary basis shall be 24 preferred to involuntary treatment. In every case, the least 25 restrictions consistent with treatment appropriate to the 26 individual's needs shall be employed. 27 (b) Excluded diagnoses.--Persons who are mentally retarded, 28 senile, alcoholic or drug dependent shall receive mental health 29 treatment only if they are also diagnosed as mentally ill, but 30 these conditions of themselves shall not be deemed to constitute 19890S0005B0005 - 49 -
1 mental illness. 2 § 903. Scope of part. 3 This part establishes rights and procedures for all 4 involuntary treatment of mentally ill persons, whether inpatient 5 or outpatient, and for all voluntary inpatient treatment of 6 mentally ill persons. Inpatient treatment includes all treatment 7 that requires full-time or part-time residence in a facility. 8 SUBCHAPTER B 9 GENERAL TREATMENT PROVISIONS 10 Sec. 11 911. Provision for treatment. 12 912. Treatment facilities. 13 913. Formulation and review of treatment plan. 14 914. Periodic reexamination, review and redisposition. 15 915. Rights and remedies of persons in treatment. 16 916. Continuity of care. 17 917. Medical necessity of treatment. 18 § 911. Provision for treatment. 19 (a) Requirement of adequate treatment.--Adequate treatment 20 designed and administered to alleviate a person's pain and 21 distress and to maximize the probability of recovery from mental 22 illness shall be provided to all persons in treatment who are 23 subject to this part. It may include inpatient treatment, 24 partial hospitalization or outpatient treatment. 25 (b) Treatment requirements.--Treatment shall include 26 diagnosis, evaluation, therapy or rehabilitation needed to 27 alleviate pain and distress and to facilitate the recovery of a 28 person from mental illness. It shall also include care and other 29 services that supplement treatment and aid or promote recovery. 30 (c) Additional requirements for inpatient treatment.-- 19890S0005B0005 - 50 -
1 Adequate inpatient treatment shall include such accommodations, 2 diet, heat, light, sanitary facilities, clothing, recreation, 3 education and medical care as are necessary to maintain decent, 4 safe and healthful living conditions. 5 § 912. Treatment facilities. 6 (a) Approval by department.--Involuntary treatment and 7 voluntary treatment funded in whole or in part by public moneys 8 shall be available at a facility approved for those purposes by 9 the administrator or by the department. Approval of facilities 10 shall be made pursuant to regulations adopted by the department. 11 (b) Treatment at Federal agencies.--Treatment may be ordered 12 at the Veterans' Administration or other Federal agency upon 13 receipt of a certificate that the person is eligible for such 14 hospitalization or treatment and that there is available space 15 for his care. Mental health facilities operated under the direct 16 control of the Veterans' Administration or other Federal agency 17 are exempt from obtaining State approval. 18 (c) Departmental standards for approval.--The department's 19 standards for approval shall be at least as stringent as those 20 of the joint commission on accreditation of hospitals and those 21 of the Federal Government pursuant to Titles 18 and 19 of the 22 Social Security Act (Public Law 74-271, 42 U.S.C. § 301 et seq.) 23 to the extent that the type of facility is one in which those 24 standards are intended to apply. 25 (d) Exemptions from standards.--An exemption from the 26 standards may be granted by the department for a period not in 27 excess of one year and may be renewed. Notice of each exemption 28 and the rationale for allowing the exemption shall be published 29 pursuant to the act of July 31, 1968 (P.L.769, No.240), referred 30 to as the Commonwealth Documents Law, and Title 45 (relating to 19890S0005B0005 - 51 -
1 legal notices) and shall be prominently posted at the entrance 2 to the main office and in the reception areas of the facility. 3 § 913. Formulation and review of treatment plan. 4 (a) Duty of treatment team.--Pursuant to section 914 5 (relating to periodic reexamination, review and redisposition), 6 a treatment team shall formulate and review an individualized 7 treatment plan for every person who is in treatment under this 8 part. 9 (b) Director of treatment team generally.--A treatment team 10 shall be under the direction of either a physician or a licensed 11 clinical psychologist and may include other mental health 12 professionals. 13 (c) Direction by physician required.--A treatment team shall 14 be under the direction of a physician when: 15 (1) the failure to do so would jeopardize Federal 16 payments made on behalf of a patient; or 17 (2) the director of a facility requires the treatment to 18 be under the direction of a physician. 19 (d) Physician required to be on treatment team.--All 20 treatment teams shall include a physician, and the 21 administration of all drugs shall be controlled by the act of 22 April 14, 1972 (P.L.233, No.64), known as The Controlled 23 Substance, Drug, Device and Cosmetic Act. 24 (e) Involvement of mentally ill person.--To the extent 25 possible, the plan shall be made with the cooperation, 26 understanding and consent of the person in treatment and shall 27 impose the least restrictive alternative consistent with 28 affording the person adequate treatment for the person's 29 condition. 30 (f) Individualized treatment plan.--For the purposes of this 19890S0005B0005 - 52 -
1 part, an individualized treatment plan shall be a plan of 2 treatment formulated for a particular person in a program 3 appropriate to his specific needs. 4 § 914. Periodic reexamination, review and redisposition. 5 (a) Reexamination and review.--Every person who is in 6 treatment under this part shall be examined by a treatment team, 7 and the person's treatment plan shall be reviewed not less than 8 once in every 30 days. 9 (b) Redisposition.--On the basis of reexamination and 10 review, the treatment team may either authorize continuation of 11 the existing treatment plan if appropriate, formulate a new 12 individualized treatment plan or recommend to the director the 13 discharge of the person. A person shall not remain in treatment 14 or under any particular mode of treatment for longer than the 15 treatment is necessary and appropriate to the person's needs. 16 (c) Record of reexamination and review.--The treatment team 17 responsible for the treatment plan shall maintain a record of 18 each reexamination and review under this section for each person 19 in treatment to include: 20 (1) A report of the reexamination, including a diagnosis 21 and prognosis. 22 (2) A brief description of the treatment provided to the 23 person during the period preceding the reexamination and the 24 results of that treatment. 25 (3) A statement of the reason for discharge or for 26 continued treatment. 27 (4) An individualized treatment plan for the next 28 period, if any. 29 (5) A statement of the reasons that the treatment plan 30 imposes the least restrictive alternative consistent with 19890S0005B0005 - 53 -
1 adequate treatment of the person's condition. 2 (6) A certification that the adequate treatment 3 recommended is available and will be afforded in the 4 treatment program. 5 § 915. Rights and remedies of persons in treatment. 6 Every person who is in treatment shall be entitled to all 7 other rights now or hereafter provided under the laws of this 8 Commonwealth, in addition to any rights provided for in this 9 part. Actions requesting damages, declaratory judgment, 10 injunction, mandamus, writs of prohibition, habeas corpus 11 (including challenges to the legality of detention or degree of 12 restraint) and any other remedies or relief granted by law may 13 be maintained in order to protect and effectuate the rights 14 granted under this part. 15 § 916. Continuity of care. 16 (a) Referrals from inpatient mental health facilities.--It 17 shall be the responsibility of the facility administration to 18 refer those voluntary and involuntary patients receiving 19 publicly funded mental health services discharged from inpatient 20 mental health facilities to the appropriate county mental health 21 and mental retardation program. 22 (b) Duty of county program.--The county mental health and 23 mental retardation program shall, pursuant to Chapter 5 24 (relating to county boards of mental health and mental 25 retardation), receive referrals from all inpatient mental health 26 facilities and shall be responsible for the treatment needs of 27 county residents discharged from inpatient mental health 28 facilities pursuant to Chapters 11 (relating to voluntary 29 examination and treatment) and 13 (relating to involuntary 30 examination and treatment). 19890S0005B0005 - 54 -
1 § 917. Medical necessity of treatment. 2 Nothing in this part shall be construed to require a facility 3 to continue inpatient treatment where the director determines 4 such treatment is not medically indicated. Any dispute between a 5 director and an administrator as to the medical necessity for 6 voluntary inpatient treatment of a person shall be decided by 7 the Commissioner of Mental Health or the commissioner's 8 designate. 9 SUBCHAPTER C 10 JUDICIAL MATTERS 11 Sec. 12 921. Mental health review officers. 13 922. Documents. 14 923. Jurisdiction of legal proceedings. 15 § 921. Mental health review officers. 16 (a) Authorization to conduct proceedings.--Legal proceedings 17 concerning extended involuntary emergency treatment under 18 section 1303(c) (relating to extended involuntary emergency 19 treatment not to exceed 20 days), court-ordered involuntary 20 treatment under section 1304 (relating to court-ordered 21 involuntary treatment not to exceed 90 days) or 1305 (relating 22 to additional periods of court-ordered involuntary treatment) or 23 transfer hearings under section 1306 (relating to transfer of 24 persons in involuntary treatment) may be conducted by a judge of 25 the court of common pleas or by a mental health review officer 26 authorized by the court to conduct the proceedings. If the 27 mental health review officer finds that the requirements of the 28 applicable section have been met, the review officer shall so 29 certify and order involuntary examination and treatment. 30 (b) Qualifications.--Mental health review officers shall be 19890S0005B0005 - 55 -
1 qualified as set forth in 42 Pa.C.S. § 3101(b) (relating to 2 mental health review officers). 3 (c) Review of mental health review officer certification.-- 4 In all cases in which the hearing is conducted by a mental 5 health review officer, a person made subject to treatment shall 6 have the right to petition the court of common pleas for review 7 of the certification. A hearing shall be held within 72 hours 8 after the petition is filed unless a continuance is requested by 9 the person's counsel. The hearing shall include a review of the 10 certification and such evidence as the court may receive or 11 require. If the court determines that further involuntary 12 treatment is necessary and that the procedures prescribed by 13 this part have been followed, it shall deny the petition. 14 Otherwise, the person shall be discharged. 15 (d) Participation in treatment plan.--Notwithstanding any 16 other provision of this part, no judge or mental health review 17 officer shall specify to the treatment team the adoption of any 18 treatment technique, modality or drug therapy. 19 § 922. Documents. 20 (a) Subject to penalties for false statements.--All written 21 statements pursuant to section 1302(a)(2) (relating to 22 involuntary emergency examination and treatment not to exceed 23 five business days) and all applications, petitions and 24 certifications required under the provisions of this part shall 25 be made subject to the penalties provided under 18 Pa.C.S. § 26 4904 (relating to unsworn falsification to authorities) and 27 shall contain a notice to that effect. 28 (b) Submission of documents to administrator.--All 29 applications, petitions, statements and certifications shall be 30 submitted to the administrator in the county where the person 19890S0005B0005 - 56 -
1 was made subject to examination and treatment and such other 2 county in this Commonwealth, if any, in which the person usually 3 resides. 4 (c) Exception for voluntary patients when public funds not 5 expended for care.--Subsections (a) and (b) do not apply to 6 patients admitted pursuant to Chapter 11 (relating to voluntary 7 examination and treatment) when no part of the patient's care is 8 provided with public funds, but the department may require 9 facilities to report clinical and statistical information so 10 long as the data does not identify individual patients. 11 § 923. Jurisdiction of legal proceedings. 12 (a) General rule.--The jurisdiction of the courts of common 13 pleas conferred by Chapters 11 (relating to voluntary 14 examination and treatment) and 13 (relating to involuntary 15 examination and treatment) shall be exercised initially by the 16 court for the county in which the subject of the proceedings is 17 or resides. Whenever involuntary treatment is ordered, 18 jurisdiction over any subsequent proceedings shall be retained 19 by the court in which the initial proceedings took place, but 20 may be transferred to the county of the person's usual 21 residence. 22 (b) Legal proceedings at facilities.--A judge of the court 23 of common pleas or a mental health review officer of the county 24 of venue may conduct legal proceedings at a facility where the 25 person is in treatment whether or not its location is within the 26 county. 27 CHAPTER 11 28 VOLUNTARY EXAMINATION AND TREATMENT 29 Sec. 30 1101. Persons who may authorize voluntary treatment. 19890S0005B0005 - 57 -
1 1102. Application. 2 1103. Explanation and consent. 3 1104. Notice to parents. 4 1105. Physical examination and treatment plan. 5 1106. Withdrawal from voluntary inpatient treatment. 6 1107. Release of persons 13 years of age or younger. 7 1108. Transfer of person in voluntary treatment. 8 § 1101. Persons who may authorize voluntary treatment. 9 (a) Persons 14 years of age or older.--Any person 14 years 10 of age or older who believes that treatment is needed and 11 substantially understands the nature of voluntary treatment may 12 submit to examination and treatment under this part, provided 13 that the decision to do so is made voluntarily. 14 (b) Persons 13 years of age or younger.--A parent, guardian, 15 or person standing in loco parentis to a child 13 years of age 16 or younger may subject the child to examination and treatment 17 under this part, and in so doing shall be deemed to be acting 18 for the child. 19 § 1102. Application. 20 (a) General rule.--Application for voluntary examination and 21 treatment shall be made to an approved facility or to the 22 administrator, Veterans' Administration or other Federal agency 23 operating a facility for the care and treatment of mental 24 illness. 25 (b) Designation of facility.--When application is made to 26 the administrator, the administrator shall designate the 27 approved facility for examination and for such treatment as may 28 be appropriate. 29 § 1103. Explanation and consent. 30 (a) Explanation.--Before a person is accepted for voluntary 19890S0005B0005 - 58 -
1 inpatient treatment, an explanation shall be made of the 2 treatment, including the types of treatment in which the person 3 may be involved, and any restraints or restrictions to which the 4 person may be subject, together with a statement of the person's 5 rights under this part. 6 (b) Consent.--Consent shall be in writing upon a form 7 adopted by the department and shall be part of the person's 8 record. The consent shall include the following representations: 9 (1) The person understands the treatment will involve 10 inpatient status. 11 (2) The person is willing to be admitted to a designated 12 facility for the purpose of examination and treatment. 13 (3) The person consents to admission voluntarily, 14 without coercion or duress. 15 (4) If applicable, the person has voluntarily agreed to 16 remain in treatment for a specified period of no longer than 17 72 hours after having given notice of intent to withdraw from 18 treatment. 19 § 1104. Notice to parents. 20 (a) General rule.--Upon the acceptance of an application for 21 examination and treatment by a minor 14 years of age or older 22 but under 18 years of age, the director of the facility shall 23 promptly notify the minor's parents, guardian or person standing 24 in loco parentis, and shall inform them of the right to be heard 25 upon the filing of an objection. 26 (b) Hearing.--Whenever an objection is filed pursuant to 27 subsection (a), a hearing shall be held within 72 hours by a 28 judge or mental health review officer, who shall determine 29 whether or not the voluntary treatment is in the best interest 30 of the minor. 19890S0005B0005 - 59 -
1 § 1105. Physical examination and treatment plan. 2 (a) Physical examination.--Upon acceptance of a person for 3 voluntary examination and treatment, the person shall be given a 4 physical examination. 5 (b) Treatment plan.--Within 72 hours after acceptance of a 6 person, an individualized treatment plan shall be formulated by 7 a treatment team. The person shall be advised of the treatment 8 plan, which shall become a part of the person's record. The 9 treatment plan shall state whether inpatient treatment is 10 considered necessary and what restraints or restrictions, if 11 any, will be administered, and shall set forth the bases for 12 those conclusions. 13 § 1106. Withdrawal from voluntary inpatient treatment. 14 (a) General rule.--A person in voluntary inpatient treatment 15 may withdraw at any time by giving written notice unless, as 16 stated in section 1103 (relating to explanation and consent), 17 the person has agreed in writing at the time of admission that 18 the person's release can be delayed following notice for a 19 period to be specified in the agreement, but the period shall 20 not exceed 72 hours. 21 (b) Requirement for persons who have transferred from 22 involuntary status.--Any patient converted from involuntary 23 treatment ordered pursuant to either section 1304 (relating to 24 court-ordered involuntary treatment not to exceed 90 days) or 25 1305 (relating to additional periods of court-ordered 26 involuntary treatment) to voluntary treatment status shall agree 27 to remain in treatment for 72 hours after having given written 28 notice of intent to withdraw from treatment. 29 § 1107. Release of persons 13 years of age or younger. 30 (a) Effected by parent or guardian.--The parent, legal 19890S0005B0005 - 60 -
1 guardian or person standing in loco parentis of a person 13 2 years of age or younger may effect the person's release. 3 (b) Upon petition of a responsible party.--Any responsible 4 party who believes that it would be in the best interest of a 5 person 13 years of age or younger in voluntary treatment to be 6 withdrawn therefrom or afforded treatment constituting a less 7 restrictive alternative may file a petition in the juvenile 8 court division of the court of common pleas for the county in 9 which the person 13 years of age or younger resides, requesting 10 a withdrawal from or modification of treatment. 11 (c) Appointment of counsel.--The court shall promptly 12 appoint an attorney for the minor person and schedule a hearing 13 to determine what inpatient treatment, if any, is in the minor's 14 best interest. 15 (d) Hearing.--The hearing shall be held within ten days of 16 receipt of the petition, unless continued upon the request of 17 the attorney for the minor. The hearing shall be conducted in 18 accordance with the rules governing other juvenile proceedings. 19 § 1108. Transfer of person in voluntary treatment. 20 A person who is in voluntary treatment may not be transferred 21 from one facility to another without the person's written 22 consent. 23 CHAPTER 13 24 INVOLUNTARY EXAMINATION AND TREATMENT 25 Sec. 26 1301. Persons who may be subject to involuntary emergency 27 examination and treatment. 28 1302. Involuntary emergency examination and treatment not to 29 exceed five business days. 30 1303. Extended involuntary emergency treatment not to exceed 19890S0005B0005 - 61 -
1 20 days. 2 1304. Court-ordered involuntary treatment not to exceed 90 3 days. 4 1305. Additional periods of court-ordered involuntary 5 treatment. 6 1306. Transfer of persons in involuntary treatment. 7 1307. Court-ordered involuntary outpatient treatment 8 procedures. 9 § 1301. Persons who may be subject to involuntary emergency 10 examination and treatment. 11 (a) General rule.--Any person who is severely mentally 12 disabled and in need of immediate treatment may be made subject 13 to involuntary emergency examination and treatment. A person is 14 severely mentally disabled when, as a result of mental illness, 15 the capacity to exercise self-control, judgment and discretion 16 in the conduct of personal affairs and social relations or to 17 care for personal needs is so lessened that the person poses a 18 clear and present danger of harm to others or to self or of 19 substantial damage to real or personal property. Past behavior 20 and medical history shall be relevant in determining whether a 21 person is severely mentally disabled and in need of immediate 22 treatment and poses a clear and present danger as defined in 23 this section. 24 (b) Determination of clear and present danger of harm to 25 others.--Clear and present danger of harm to others shall be 26 shown by establishing that within the past 60 days the person 27 has inflicted or attempted to inflict bodily harm on another or 28 substantial damage to the real or personal property of another 29 and there is a reasonable probability that such conduct will be 30 repeated. If the person has been found incompetent to be tried, 19890S0005B0005 - 62 -
1 has been detained because of pending criminal charges or has 2 been acquitted by reason of lack of criminal responsibility on 3 charges arising from conduct involving infliction of or attempt 4 to inflict bodily harm on another, the 60-day limitation shall 5 not apply so long as an application for examination and 6 treatment is filed within 30 days after the date of release from 7 detention or determination or verdict. In such case, a clear and 8 present danger of harm to others may be shown by establishing 9 that the conduct charged in the criminal proceeding did occur 10 and that there is a reasonable probability that the conduct will 11 be repeated. 12 (c) Determination of clear and present danger of harm to 13 self.--Clear and present danger of harm to self shall be shown 14 by establishing that within the past 60 days: 15 (1) the person has acted in such manner as to evidence 16 an inability, without care, supervision and the continued 17 assistance of others, to satisfy the need for nourishment, 18 personal or medical care, shelter or self-protection and 19 safety, and there is a reasonable probability that bodily 20 injury or serious physical debilitation would ensue within 30 21 days unless adequate treatment were afforded under this part; 22 (2) the person has attempted suicide and there is the 23 reasonable probability of suicide unless adequate treatment 24 is afforded under this part; or 25 (3) the person has caused or attempted substantial self- 26 mutilation and there is the reasonable probability of 27 mutilation unless adequate treatment is afforded under this 28 part. 29 (d) Effect of threats.--For the purposes of this section, a 30 clear and present danger of harm to others or self may be 19890S0005B0005 - 63 -
1 demonstrated by proof that the person has made threats to commit 2 harm within the past 60 days and has committed acts which are in 3 furtherance of the threat to commit harm or has made threats to 4 commit harm within the past 60 days and, based upon past 5 behavior, there is a reasonable probability that the threats may 6 be acted upon. 7 § 1302. Involuntary emergency examination and treatment not to 8 exceed five business days. 9 (a) Application for examination.--Emergency examination may 10 be undertaken at a treatment facility upon: 11 (1) the certification of a physician or licensed 12 psychologist stating the need for the examination; 13 (2) a warrant issued by the administrator authorizing 14 the examination; or 15 (3) without a warrant, application by a physician, 16 licensed psychologist or other authorized person who has 17 personally observed conduct of the person to be examined or 18 obtained statements from that person showing the need for the 19 examination. 20 (b) Warrant for emergency examination.--Upon written 21 application by a physician, licensed psychologist or other 22 responsible party setting forth facts constituting reasonable 23 grounds to believe a person is severely mentally disabled and in 24 need of immediate treatment, the administrator may issue a 25 warrant requiring a person authorized by the administrator, or 26 any peace officer, to take the person to the facility specified 27 in the warrant. 28 (c) Emergency examination without a warrant.--Upon personal 29 observation of the conduct of a person to be examined or 30 statements obtained from that person constituting reasonable 19890S0005B0005 - 64 -
1 grounds to believe that the person is severely mentally disabled 2 and in need of immediate treatment, any physician, licensed 3 psychologist or peace officer or anyone authorized by the 4 administrator may take the person to an approved facility for an 5 emergency examination. Upon arrival, a written statement setting 6 forth the grounds for believing the person to be in need of the 7 examination shall be made. 8 (d) Examination and determination of need for emergency 9 treatment.--A person taken to a facility shall be examined by a 10 physician within two hours of arrival in order to determine if 11 the person is severely mentally disabled and in need of 12 immediate treatment. If it is determined that the person is 13 severely mentally disabled and in need of emergency treatment, 14 treatment shall be begun immediately. If the physician does not 15 so find or if at any time it appears there is no longer a need 16 for immediate treatment, the person shall be discharged and 17 returned to any reasonable place of the person's choice. If the 18 person was brought to the facility by a law enforcement official 19 because of conduct constituting grounds for arrest, the facility 20 shall, upon written request by the official, promptly notify the 21 law enforcement authority of the pending discharge and shall 22 detain the person for a reasonable period of time to provide the 23 law enforcement authority with an opportunity to regain custody 24 of the person for disposition under Title 18 (relating to crimes 25 and offenses). The physician shall make a record of the 26 examination and the findings. In no event shall a person be 27 accepted for involuntary emergency treatment if a previous 28 application was granted for treatment and the new application is 29 not based on behavior occurring after the earlier application. 30 (e) Notification of rights at emergency examination.--Upon 19890S0005B0005 - 65 -
1 arrival at the facility, the person shall be informed of the 2 reasons for emergency examination and of the right to 3 communicate immediately with others and shall be given 4 reasonable use of the telephone. The person shall be requested 5 to furnish the names of parties to be notified and kept informed 6 of the person's custody and status. 7 (f) Duty of administrator.--The administrator shall: 8 (1) give notice to the parties named by the person of 9 the whereabouts and status of the person, how and when 10 contacts and visits may be made, and how they may obtain 11 information concerning the person while in inpatient 12 treatment; and 13 (2) take reasonable steps to assure that while the 14 person is detained, the health and safety needs of any 15 dependents are met, and that any personal property of and 16 premises occupied by the person are secure. 17 (g) Duration of emergency examination and treatment.--A 18 person who is in treatment pursuant to this section shall be 19 discharged whenever it is determined that the person no longer 20 is in need of treatment and, in any event, within five business 21 days, unless within that period: 22 (1) the person is admitted to voluntary treatment 23 pursuant to section 1102 (relating to application); 24 (2) a certification for extended involuntary emergency 25 treatment is filed pursuant to section 1303 (relating to 26 extended involuntary emergency treatment not to exceed 20 27 days); or 28 (3) upon hearing, the judge or mental health review 29 officer enters an order for up to 90 days of outpatient 30 treatment or partial hospitalization under section 1304 19890S0005B0005 - 66 -
1 (relating to court-ordered involuntary treatment not to 2 exceed 90 days), regardless of whether a prior order was 3 entered under section 1303. 4 (h) Licensed psychologist.--For the purposes of this 5 section, a licensed psychologist shall be a person licensed 6 under the act of March 23, 1972 (P.L.136, No.52), known as the 7 Professional Psychologists Practice Act, who is a graduate of an 8 accredited college or university and holds a degree of Doctor of 9 Philosophy in psychology, Doctor of Psychology, Doctor of 10 Education in psychology or a doctoral degree in a field related 11 to psychology. 12 § 1303. Extended involuntary emergency treatment not to exceed 13 20 days. 14 (a) Application.--Application for extended involuntary 15 emergency treatment may be filed for any person who is being 16 treated pursuant to section 1302 (relating to involuntary 17 emergency examination and treatment not to exceed five business 18 days) whenever the facility determines that the need for 19 emergency treatment is likely to extend beyond five business 20 days. The application shall be filed in the court of common 21 pleas and shall state the grounds on which extended emergency 22 treatment is believed to be necessary. The application shall 23 state the name of any examining physician and the substance of 24 the physician's opinion regarding the mental condition of the 25 person. 26 (b) Appointment of counsel and scheduling of informal 27 hearing.--Upon receiving an application, the court of common 28 pleas shall appoint an attorney who shall represent the person 29 unless it appears that the person can afford, and desires to 30 have, private representation. Within 24 hours after the 19890S0005B0005 - 67 -
1 application is filed, an informal hearing shall be conducted by 2 a judge or by a mental health review officer and, if 3 practicable, shall be held at the facility. 4 (c) Informal conference on extended emergency treatment 5 application.-- 6 (1) At the commencement of the informal conference, the 7 judge or the mental health review officer shall inform the 8 person of the nature of the proceedings. Information relevant 9 to whether the person is severely mentally disabled and in 10 need of treatment shall be reviewed, including the reasons 11 that continued involuntary treatment is considered necessary. 12 This explanation shall be made by a physician who examined 13 the person and shall be in terms understandable to a layman. 14 The judge or mental health review officer may review any 15 relevant information even if it would be normally excluded 16 under rules of evidence if the information is reliable. The 17 person shall have the right to question the physician and 18 other witnesses and to present any relevant information. At 19 the conclusion of the review, if the judge or the review 20 officer finds that the person is severely mentally disabled 21 and in need of continued involuntary treatment, it shall be 22 certified. Otherwise, the discharge of the person shall be 23 directed. 24 (2) A record of the proceedings, which need not be a 25 stenographic record, shall be made and retained for at least 26 one year. 27 (d) Contents of certification.--A certification for extended 28 involuntary treatment shall be made in writing upon a form 29 adopted by the department and shall include: 30 (1) Findings by the judge or mental health review 19890S0005B0005 - 68 -
1 officer as to the reasons why extended involuntary emergency 2 treatment is necessary. 3 (2) A description of the treatment to be provided 4 together with an explanation of the adequacy and 5 appropriateness of that treatment, based upon the information 6 received at the hearing. 7 (3) Any documents required by the provisions of section 8 1302. 9 (4) The application. 10 (5) A statement that the person is represented by 11 counsel. 12 (6) An explanation of the effect of the certification, 13 the person's right to petition the court for release under 14 section 921(c) (relating to mental health review officers) 15 and the continuing right to be represented by counsel. 16 (e) Filing and service.--The certification shall be filed 17 with the director and a copy served on the person and all other 18 parties the person requested to be notified pursuant to section 19 1302(c) and on counsel. 20 (f) Effect of certification.--Upon the filing and service of 21 a certification for extended involuntary emergency treatment, 22 the person may be given treatment in an approved facility for a 23 period not to exceed 20 days. 24 (g) Duration of extended involuntary emergency treatment.-- 25 Whenever a person is no longer severely mentally disabled or in 26 need of immediate treatment and, in any event, within 20 days 27 after the filing of the certification, the person shall be 28 discharged, unless within that period: 29 (1) the person is admitted to voluntary treatment 30 pursuant to section 1102 (relating to application); or 19890S0005B0005 - 69 -
1 (2) the court orders involuntary treatment pursuant to 2 section 1304 (relating to court-ordered involuntary treatment 3 not to exceed 90 days). 4 § 1304. Court-ordered involuntary treatment not to exceed 90 5 days. 6 (a) Procedures for persons already subject to involuntary 7 treatment.-- 8 (1) A petition for court-ordered involuntary treatment 9 for persons already subject to treatment under sections 1303 10 (relating to extended involuntary emergency treatment not to 11 exceed 20 days) and 1305 (relating to additional periods of 12 court-ordered involuntary treatment) and this section who are 13 severely mentally disabled and in need of treatment may be 14 made by the administrator or the director to the court of 15 common pleas. 16 (2) The petition shall be in writing upon a form adopted 17 by the department and shall include a statement of the facts 18 constituting reasonable grounds to believe that the person is 19 severely mentally disabled and in need of treatment. 20 (3) For the purposes of this subsection, it shall be 21 sufficient to represent, and upon hearing to reestablish, 22 that the conduct originally required by section 1301 23 (relating to persons who may be subject to involuntary 24 emergency examination and treatment) in fact occurred and 25 that the person's condition continues to evidence a clear and 26 present danger of harm to self or others. In such event, it 27 shall not be necessary to show the recurrence of dangerous 28 conduct, either harmful or debilitating, within the past 60 29 days. 30 (4) The petition shall state the name of any examining 19890S0005B0005 - 70 -
1 physician and the substance of the physician's opinion 2 regarding the mental condition of the person. It shall also 3 state that the person has been given the information required 4 by paragraph (5). 5 (5) Upon the filing of the petition, the administrator 6 shall serve a copy on the person, the person's attorney and 7 those designated to be kept informed, as provided in section 8 1302(e) (relating to involuntary emergency examination and 9 treatment not to exceed five business days), including an 10 explanation of the nature of the proceedings, the person's 11 right to an attorney and the services of an expert in the 12 field of mental health, as provided by subsection (c). 13 (6) A hearing on the petition shall be held not more 14 than five days after the filing of the petition. 15 (7) Treatment shall be permitted to be maintained 16 pending the determination of the petition. 17 (b) Procedures for persons not in involuntary treatment.-- 18 (1) Any responsible party may file a petition in the 19 court of common pleas requesting court-ordered involuntary 20 treatment for any person not already in involuntary treatment 21 who is severely mentally disabled and in need of treatment. 22 (2) The petition shall be in writing upon a form adopted 23 by the department and shall set forth facts constituting 24 reasonable grounds to believe that the person is severely 25 mentally disabled and in need of treatment. The petition 26 shall state the name of any examining physician and the 27 substance of the physician's opinion regarding the mental 28 condition of the person. 29 (3) Upon a determination that the petition sets forth 30 such reasonable cause, the court shall appoint an attorney to 19890S0005B0005 - 71 -
1 represent the person and set a date for the hearing as soon 2 as practicable. The attorney shall represent the person 3 unless it appears that the person can afford, and desires to 4 have, private representation. 5 (4) The court, by summons, shall direct the person to 6 appear for a hearing. The court may issue a warrant directing 7 a person authorized by the administrator or a peace officer 8 to bring the person before the court at the time of the 9 hearing if there are reasonable grounds to believe that the 10 person will not appear voluntarily. A copy of the petition 11 shall be served on the person at least three days before the 12 hearing together with a notice advising that an attorney has 13 been appointed who shall represent the person unless the 14 person personally obtains an attorney, that the person has a 15 right to be assisted in the proceedings by an expert in the 16 field of mental health and that the person may request or be 17 made subject to psychiatric examination under paragraph (5). 18 (5) Upon motion of either the petitioner or the person 19 or upon its own motion, the court may order the person to be 20 examined by a psychiatrist appointed by the court. The 21 examination shall be conducted on an outpatient basis, and 22 the person shall have the right to have counsel present. A 23 report of the examination shall be given to the court and 24 counsel at least 48 hours prior to the hearing. 25 (6) Involuntary treatment shall not be authorized during 26 the pendency of a petition except in accordance with section 27 1302 or 1303. 28 (c) Professional assistance.--A person with respect to whom 29 a hearing has been ordered under this section shall have and be 30 informed of a right to employ a physician, clinical psychologist 19890S0005B0005 - 72 -
1 or other expert in mental health of the person's choice to 2 provide assistance in connection with and testimony on the 3 person's behalf at the hearing. If the person cannot afford to 4 engage such a professional, the court shall, on application, 5 allow a reasonable fee for that purpose. The fee shall be a 6 charge against the mental health and mental retardation program 7 of the locality. 8 (d) Hearing on petition.--A hearing on a petition for court- 9 ordered involuntary treatment shall be conducted according to 10 the following: 11 (1) The person shall not be called as a witness without 12 the person's consent and shall have the right to confront and 13 cross-examine all witnesses and to present evidence in the 14 person's own behalf. 15 (2) The hearing shall be public unless it is requested 16 to be private by the person or counsel. 17 (3) A stenographic or other sufficient record shall be 18 made, which shall be impounded by the court and may be 19 obtained or examined only upon the request of the person or 20 counsel or by order of the court on good cause shown. 21 (4) The hearing may be held at a location other than a 22 courthouse when doing so appears to be in the best interest 23 of the person. 24 (5) A decision shall be rendered within 48 hours after 25 the close of evidence. 26 (e) Determination and order.--Upon a finding by clear and 27 convincing evidence that the person is severely mentally 28 disabled and in need of treatment and, in the case of persons 29 for whom petition is made under subsection (a), subject to the 30 provisions of paragraph (a)(3), an order shall be entered 19890S0005B0005 - 73 -
1 directing treatment of the person in an approved facility as an 2 inpatient or an outpatient, or a combination of such treatment 3 as the director shall from time to time determine. Inpatient 4 treatment shall be deemed appropriate only after full 5 consideration has been given to less restrictive alternatives. 6 Investigation of treatment alternatives shall include 7 consideration of the person's relationship to the community and 8 family, employment possibilities, all available community 9 resources and guardianship services. An order for inpatient 10 treatment shall include findings on this issue. 11 (f) Duration of court-ordered involuntary treatment.--A 12 person who is in treatment pursuant to this section shall be 13 discharged whenever it is determined that the person is no 14 longer in need of treatment and, in any event, within 90 days of 15 the court order, unless within that period: 16 (1) the person is admitted to voluntary treatment 17 pursuant to section 1102 (relating to application); or 18 (2) a petition for an additional period of court-ordered 19 involuntary treatment is filed pursuant to section 1305. 20 (g) Exception to subsection (f).-- 21 (1) A person may be subject to court-ordered involuntary 22 treatment for a period not to exceed one year if: 23 (i) severe mental disability is based on acts giving 24 rise to charges under 18 Pa.C.S. § 2502 (relating to 25 murder), 2503 (relating to voluntary manslaughter), 2702 26 (relating to aggravated assault), 2901 (relating to 27 kidnapping), 3121(1) and (2) (relating to rape), 3123(1) 28 and (2) (relating to involuntary deviate sexual 29 intercourse) or 3301(a) through (d) (relating to arson 30 and related offenses) or attempts to commit any of these 19890S0005B0005 - 74 -
1 acts; and 2 (ii) a finding of incompetency to be tried or a 3 verdict of acquittal because of lack of criminal 4 responsibility has been entered. 5 (2) No person subjected to involuntary treatment 6 pursuant to this subsection may be discharged without a 7 hearing conducted pursuant to paragraph (3). 8 (3) Whenever the period of court-ordered involuntary 9 treatment under this subsection is about to expire and 10 neither the director nor the administrator intends to apply 11 for an additional period of court-ordered involuntary 12 treatment pursuant to section 1305 or at any time the 13 director concludes that the person is not severely mentally 14 disabled or in need of treatment, the director shall petition 15 the court which ordered the involuntary treatment for the 16 unconditional or conditional release of the person. Notice of 17 the petition shall be given to the person, the administrator 18 and the district attorney. Within 15 days after the petition 19 has been filed, the court shall hold a hearing to determine 20 if the person is severely mentally disabled and in need of 21 treatment. Petitions which must be filed simply because the 22 period of involuntary treatment will expire shall be filed at 23 least ten days prior to the expiration of the court-ordered 24 period of involuntary treatment. If the court determines 25 after hearing that the person is severely mentally disabled 26 and in need of treatment, it may order additional involuntary 27 treatment not to exceed one year; if the court does not so 28 determine, it shall order the discharge of the person. 29 (h) Notice of pending discharge.--The director shall notify 30 the administrator at least 10 days prior to the expiration of a 19890S0005B0005 - 75 -
1 period of involuntary treatment ordered under this section. 2 § 1305. Additional periods of court-ordered involuntary 3 treatment. 4 (a) Application.--At the expiration of a period of court- 5 ordered involuntary treatment under section 1304 (relating to 6 court-ordered involuntary treatment not to exceed 90 days) or 7 this section, the court may order treatment for an additional 8 period upon the application of the administrator or the director 9 of the facility in which the person is receiving treatment. 10 (b) Hearing and order.--Such order shall be entered upon 11 hearing on findings as required by section 1304(a) and the 12 further finding of a need for continuing involuntary treatment. 13 (c) Duration.-- 14 (1) The additional period of involuntary treatment shall 15 not exceed 180 days. 16 (2) Persons meeting the criteria of section 1304(g) may 17 be subject to an additional period of up to one year of 18 involuntary treatment. 19 (d) Limitation for persons dangerous to self.--A person 20 found dangerous to self shall be subject to an additional period 21 of involuntary full-time inpatient treatment only if the person 22 has first been released to a less restrictive alternative. This 23 limitation does not apply where, upon application made by the 24 administrator or director, it is determined by a judge or mental 25 health review officer that such release would not be in the 26 person's best interest. 27 (e) Notice of pending discharge.--The director shall notify 28 the administrator at least ten days prior to the expiration of a 29 period of involuntary treatment ordered under this section. 30 § 1306. Transfer of persons in involuntary treatment. 19890S0005B0005 - 76 -
1 (a) General rule.--Subject to the provisions of subsections 2 (b), (c) and (d), persons in involuntary treatment pursuant to 3 this part may be transferred to any approved facility. 4 (b) Notice to court.--In the absence of an emergency, 5 persons committed pursuant to section 1304(g) (relating to 6 court-ordered involuntary treatment not to exceed 90 days) may 7 not be transferred unless written notice is given to the 8 committing judge and the district attorney in the committing 9 county and no objection is noted from either within 20 days of 10 receipt of the notice. If the court or the district attorney 11 objects to the transfer, a hearing shall be held by the court 12 within 20 days to review the commitment order. A decision shall 13 be rendered within 48 hours after the close of evidence. 14 (c) Hearing.--Whenever a transfer will constitute a greater 15 restraint, it shall not take place unless, upon hearing, a judge 16 or mental health review officer finds it necessary and 17 appropriate. This includes transfers from involuntary outpatient 18 to involuntary inpatient treatment. 19 (d) Transfers constituting an equal or lesser restraint.-- 20 With the exception of those persons committed pursuant to 21 section 1304(g), transfers that constitute an equal or lesser 22 restraint will be based on a clinical decision and shall take 23 place without a hearing. 24 § 1307. Court-ordered involuntary outpatient treatment 25 procedures. 26 (a) Determination and order.--At the conclusion of a hearing 27 held pursuant to section 1304 (relating to court-ordered 28 involuntary treatment not to exceed 90 days) or 1305 (relating 29 to additional periods of court-ordered involuntary treatment), 30 if the judge or mental health review officer finds that the 19890S0005B0005 - 77 -
1 person is severely mentally disabled and in need of involuntary 2 treatment, but no longer poses an imminent clear and present 3 danger of harm to self or others, he shall so certify and may 4 order treatment in an outpatient facility. If the court orders 5 the person to receive outpatient treatment at a partial 6 hospitalization program or psychiatric outpatient clinic, the 7 court shall designate in its order the name of the administrator 8 who will be responsible for referring the person to the 9 appropriate community mental health provider and for supervising 10 the person's outpatient treatment. Persons receiving involuntary 11 outpatient treatment shall have their first appointment with the 12 treating facility within three working days of the effective 13 date of the court order, and an appropriate treatment plan 14 developed with the cooperation of the person shall be filed by 15 the treatment facility with the court authorizing treatment 16 within five working days of the person's first appointment. 17 (b) Transfers from involuntary inpatient to involuntary 18 outpatient treatment.--Persons who are receiving court-ordered 19 involuntary inpatient treatment pursuant to section 1304 or 1305 20 may be discharged and transferred from either a State or private 21 facility under section 1306 (relating to transfer of persons in 22 involuntary treatment) without a hearing to receive treatment in 23 approved less restrictive settings such as partial 24 hospitalization programs or psychiatric outpatient clinics. A 25 person's transfer from inpatient to outpatient facilities or 26 programs does not affect the original involuntary treatment 27 order. 28 (c) Transfers from involuntary outpatient to involuntary 29 inpatient treatment.-- 30 (1) Persons who are receiving involuntary outpatient 19890S0005B0005 - 78 -
1 treatment may be transferred to involuntary inpatient 2 treatment after a hearing if they significantly violate the 3 terms of the order and the conditions present at the time of 4 the court order have worsened or if they comply with the 5 order but their condition deteriorates to the point that they 6 pose an imminent clear and present danger to self or others 7 and inpatient treatment appears necessary. 8 (2) If a transfer to involuntary inpatient treatment is 9 necessary and appropriate, the director or the administrator 10 may petition the court for a hearing pursuant to section 11 1306. The judge or mental health review officer may then 12 issue a warrant directing a person authorized by the 13 administrator or a peace officer to take the person for whom 14 transfer is requested to an approved inpatient facility for 15 examination and treatment pending the hearing which shall be 16 held within 72 hours. 17 (3) Upon hearing, the judge or mental health review 18 officer shall not order a longer involuntary treatment period 19 than the time remaining on the existing section 1304 or 1305 20 treatment order or shall order the person to return to 21 involuntary outpatient treatment for the same period of time. 22 Nothing in this section shall be construed as to deny the 23 director the ability to discharge the person. 24 CHAPTER 15 25 DETERMINATIONS AFFECTING THOSE CHARGED 26 WITH CRIME OR UNDER SENTENCE 27 Sec. 28 1501. Examination and treatment. 29 1502. Incompetence to proceed on criminal charges. 30 1503. Hearing and determination of incompetency to proceed. 19890S0005B0005 - 79 -
1 1504. Hearing and determination of criminal responsibility. 2 1505. Examination of person charged with crime as aid in 3 sentencing. 4 1506. Civil procedure for court-ordered involuntary treatment. 5 1507. Voluntary treatment. 6 § 1501. Examination and treatment. 7 (a) Initiation of proceedings.--Whenever a person who is 8 charged with crime, or who is undergoing sentence, is or becomes 9 severely mentally disabled, proceedings may be instituted for 10 examination and treatment under the civil provisions of this 11 part in the same manner as if the person were not so charged or 12 sentenced, except that a petition for involuntary treatment 13 under section 1304 (relating to court-ordered involuntary 14 treatment not to exceed 90 days) may be filed for a person who 15 is subject to section 1302 (relating to involuntary emergency 16 examination and treatment not to exceed five business days) 17 without applying for extended emergency involuntary treatment 18 under section 1303 (relating to extended involuntary emergency 19 treatment not to exceed 20 days), and for a person subject to 20 section 1303 prior to the expiration of the involuntary 21 treatment period. Proceedings under this section shall not be 22 initiated for examination and treatment at Veterans' 23 Administration facilities if the examination and treatment 24 requires the preparation of competency reports or the facility 25 is required to maintain custody and control over the person. 26 (b) Status in voluntary and involuntary treatment.--Whenever 27 a person who is detained on criminal charges or is incarcerated 28 is made subject to inpatient examination or treatment, the 29 person shall be transferred, for this purpose, to a mental 30 health facility. Transfer may be made to a Veterans' 19890S0005B0005 - 80 -
1 Administration facility provided that neither custody nor 2 control are required in addition to examination and treatment. 3 Individuals transferred to the Veterans' Administration are not 4 subject to return by the Federal agency to the authority 5 entitled to have them in custody. 6 (c) Security.--Proceedings under this section shall not 7 affect the conditions of security required by the person's 8 criminal detention or incarceration. During any period in which 9 a person has been transferred to a mental health facility, 10 provisions for the person's security shall continue to be 11 enforced, unless in the interim a pretrial release is effected, 12 or the term of imprisonment expires or is terminated, or it is 13 otherwise ordered by the court having jurisdiction over the 14 person's criminal status. In those instances where a person is 15 charged with offenses listed in section 1304(g) (relating to 16 court-ordered involuntary treatment not to exceed 90 days) and 17 where the court, after hearing, deems it desirable, security 18 equivalent to the institution in which the person is 19 incarcerated must be provided. 20 (d) Discharge.--Upon discharge from treatment, a person who 21 is or remains subject to a detainer or sentence shall be 22 returned to the authority entitled to custody. 23 (e) Credit toward time served.--The period of involuntary 24 treatment shall be credited as time served on account of any 25 sentence to be imposed on pending charges or any unexpired term 26 of imprisonment. 27 (f) Persons subject to the Juvenile Act.--As to any person 28 who is subject to a petition or who has been committed under 42 29 Pa.C.S. Ch. 63 (relating to juvenile matters), the civil 30 provisions or this part applicable to children of like age shall 19890S0005B0005 - 81 -
1 apply to all proceedings for examination and treatment. If the 2 person is in detention or is committed, the court having 3 jurisdiction under 42 Pa.C.S. Ch. 63 shall determine whether 4 those security conditions shall continue to be enforced during 5 any period of involuntary treatment and to whom the person 6 should be released thereafter. 7 § 1502. Incompetence to proceed on criminal charges. 8 (a) Definition of incompetency.--Whenever a person who has 9 been charged with a crime is found to be substantially unable to 10 understand the nature or object of the proceedings against the 11 person or to participate and assist in the person's defense, the 12 person shall be deemed incompetent to be tried, convicted or 13 sentenced so long as the incapacity continues. 14 (b) Involuntary treatment of persons who are not mentally 15 disabled.--Notwithstanding the provisions of Chapter 13 16 (relating to involuntary examination and treatment), a court may 17 order involuntary treatment of a person found incompetent to 18 stand trial but who is not severely mentally disabled. 19 Involuntary treatment ordered under this subsection shall not 20 exceed a specific period of 60 days. Involuntary treatment 21 pursuant to this subsection may be ordered only if the court is 22 reasonably certain that the involuntary treatment will provide 23 the defendant with the capacity to stand trial. The court may 24 order outpatient treatment, partial hospitalization or inpatient 25 treatment. 26 (c) Application for incompetency examination.--Application 27 to the court for an order directing an incompetency examination 28 may be presented by an attorney for the Commonwealth, a person 29 charged with a crime, the person's counsel or the warden or 30 other official in charge of the institution or place in which 19890S0005B0005 - 82 -
1 the person is detained. A person charged with crime shall be 2 represented either by counsel of the person's selection or by 3 court-appointed counsel. 4 (d) Hearing.--The court, either on application or on its own 5 motion, may order an incompetency examination at any stage in 6 the proceedings and may do so without a hearing unless the 7 examination is objected to by the person charged with a crime or 8 by the person's counsel. In the event the examination is 9 objected to, an examination shall be ordered only after 10 determination upon a hearing that there is a prima facie 11 question of incompetency. 12 (e) Conduct of examination.--When ordered by the court, an 13 incompetency examination shall take place under the following 14 conditions: 15 (1) It shall be conducted as an outpatient examination 16 unless an inpatient examination is, or has been, authorized 17 under another provision of this part. 18 (2) It shall be conducted by at least one psychiatrist 19 and may relate both to competency to proceed and to criminal 20 responsibility for the crime charged. 21 (3) The person shall be entitled to have counsel present 22 and shall not be required to answer any questions or to 23 perform tests unless the person has moved for or agreed to 24 the examination. Nothing said or done by the person during 25 the examination may be used as evidence against the person in 26 any criminal proceedings on any issue other than that of the 27 person's mental condition. 28 (f) Report.--A report shall be submitted to the court and to 29 counsel and shall contain a description of the examination, 30 which shall include: 19890S0005B0005 - 83 -
1 (1) A diagnosis of the person's mental condition. 2 (2) An opinion as to the person's capacity to understand 3 the nature and object of the criminal proceedings against the 4 person and to assist in the person's defense. 5 (g) Opinions regarding criminal responsibility.--When 6 requested, the report required in subsection (f) shall contain: 7 (1) An opinion as to the person's mental condition in 8 relation to the standards for criminal responsibility as 9 provided by law if it appears that the facts concerning the 10 person's mental condition may also be relevant to the 11 question of legal responsibility. 12 (2) An opinion as to whether the person had the capacity 13 to have a particular state of mind, where that state of mind 14 is a required element of the criminal charge. 15 (h) Experts.--The court may allow a psychiatrist retained by 16 the defendant and a psychiatrist retained by the Commonwealth to 17 witness and participate in the examination. Whenever a defendant 18 who is financially unable to retain such expert has a 19 substantial objection to the conclusions reached by the court- 20 appointed psychiatrist, the court shall allow reasonable 21 compensation for the employment of a psychiatrist of the 22 person's selection, which amount shall be chargeable against the 23 mental health and mental retardation program of the locality. 24 (i) Time limit on determination.--The determination of the 25 competency of a person who is detained under a criminal charge 26 shall be rendered by the court within 20 days after the receipt 27 of the report or examination unless the hearing was continued at 28 the person's request. 29 § 1503. Hearing and determination of incompetency to proceed. 30 (a) Burden of proof.--The moving party shall have the burden 19890S0005B0005 - 84 -
1 of establishing incompetency to proceed by clear and convincing 2 evidence. The determination shall be made by the court. 3 (b) Effect as stay.--A determination of incompetency to 4 proceed shall effect a stay of the prosecution for so long as 5 the incapacity persists. Any legal objections suitable for 6 determination prior to trial and without the personal 7 participation of the person charged may be raised and decided in 8 the interim. 9 (c) Defendant's right to counsel and reexamination.--A 10 person who is determined to be incompetent to proceed shall have 11 a continuing right to counsel so long as the criminal charges 12 are pending. Following the determination, the person charged 13 shall be reexamined not less than every 90 days by a 14 psychiatrist appointed by the court, and a report of 15 reexamination shall be submitted to the court and to counsel. 16 (d) Effect on criminal detention.--Whenever a person who has 17 been charged with a crime has been determined to be incompetent 18 to proceed, the person shall not for that reason alone be denied 19 pretrial release. Nor shall the person in any event be detained 20 on the criminal charge longer than the reasonable period of time 21 necessary to determine whether there is a substantial 22 probability that the person will attain that capacity in the 23 foreseeable future. If the court determines there is no such 24 probability, it shall discharge the person. Otherwise, the 25 person may continue to be criminally detained so long as the 26 probability exists but in no event longer than the period of 27 time specified in subsection (f). 28 (e) Resumption of proceedings or dismissal.--When the court, 29 on its own motion or upon the application of the attorney for 30 the Commonwealth or counsel for the defendant, determines that 19890S0005B0005 - 85 -
1 the person has regained competency to proceed, the proceedings 2 shall be resumed. If the court is of the opinion that by reason 3 of the passage of time and its effect upon the criminal 4 proceedings it would be unjust to resume the prosecution, the 5 court may dismiss the charge and order the person discharged. 6 (f) Duration of stay of proceedings.--In no instance, except 7 in cases of first and second degree murder, shall the 8 proceedings be stayed for a period in excess of the maximum 9 sentence of confinement that may be imposed for the crime or 10 crimes charged, or ten years, whichever is less. In cases of a 11 charge of murder of the first or second degree, there shall be 12 no limit on the period during which proceedings may be stayed. 13 (g) Procedure when person is discharged.--If the defendant 14 is discharged pursuant to subsection (d) but the charges remain 15 open pursuant to subsection (f), the court discharging the 16 defendant shall, on its own motion or on the motion of the 17 Commonwealth or on the motion of the defense, order the 18 defendant to submit to a psychiatric examination every 12 months 19 after the discharge to determine whether the defendant has 20 become competent to proceed to trial. If an examination reveals 21 that the defendant has regained competency to proceed, then a 22 hearing shall be scheduled, and the court shall determine, after 23 a full and fair hearing, whether the defendant is competent to 24 proceed. If the defendant is adjudged competent, then trial 25 shall commence within 90 days of the adjudication. If the 26 examination reveals that the defendant is incompetent to 27 proceed, the court shall order the defendant to submit to a new 28 competency examination in 12 months. 29 § 1504. Hearing and determination of criminal responsibility. 30 (a) Determination by court.--At a hearing under section 1503 19890S0005B0005 - 86 -
1 (relating to hearing and determination of incompetency to 2 proceed) the court may, in its discretion, also hear evidence on 3 whether the person was criminally responsible for the commission 4 of the crime charged. It shall do so in accordance with the 5 rules governing the consideration and determination of the same 6 issue at criminal trial. If the person is found to have lacked 7 criminal responsibility, an acquittal shall be entered. If the 8 person is not so acquitted, the person may raise the defense at 9 trial. 10 (b) Opinion evidence on mental condition.--At a hearing 11 under section 1503 or upon trial, a psychiatrist appointed by 12 the court may be called as a witness by the attorney for the 13 Commonwealth or by the defendant, and each party may also summon 14 any other psychiatrist or other expert to testify. 15 (c) Bifurcation of issues or trial.--Upon trial, the court, 16 in the interest of justice, may direct that the issue of 17 criminal responsibility be heard and determined separately from 18 the other issues in the case and, in a trial by jury, that the 19 issue of criminal responsibility be submitted to a separate 20 jury. Upon a request for bifurcation, the court shall consider 21 the substantiality of the defense of lack of responsibility and 22 its effect upon other defenses, and the probability of a fair 23 trial. 24 § 1505. Examination of person charged with crime as aid in 25 sentencing. 26 Whenever a person who has been criminally charged is to be 27 sentenced, the court may defer sentence and order an examination 28 for mental illness to aid it in the determination of 29 disposition. This action may be taken on the court's initiative 30 or on the application of the attorney for the Commonwealth, the 19890S0005B0005 - 87 -
1 person charged, the person's counsel or any other person acting 2 in the person's interest. If at the time of sentencing the 3 person is not in detention, examination shall be on an 4 outpatient basis unless inpatient examination for this purpose 5 is ordered pursuant to the civil involuntary treatment 6 provisions of Chapter 13 (relating to involuntary examination 7 and treatment). 8 § 1506. Civil procedure for court-ordered involuntary 9 treatment. 10 Upon a finding of incompetency to stand trial under section 11 1503 (relating to hearing and determination of incompetency to 12 proceed), after an acquittal by reason of lack of responsibility 13 under section 1504 (relating to hearing and determination of 14 criminal responsibility) or following an examination in aid of 15 sentencing under section 1505 (relating to examination of person 16 charged with crime as aid in sentencing), the attorney for the 17 Commonwealth, on his own or acting at the direction of the 18 court, the defendant, the defendant's counsel, the administrator 19 or any other interested party may petition the same court for an 20 order directing involuntary treatment under section 1304 21 (relating to court-ordered involuntary treatment not to exceed 22 90 days). 23 § 1507. Voluntary treatment. 24 (a) Certification by physician required.--Whenever a person 25 in criminal detention, whether in lieu of bail or serving a 26 sentence, believes that treatment is needed and substantially 27 understands the nature of voluntary treatment, the person may 28 submit himself to examination and treatment under this part, 29 provided that at least one physician certifies the necessity of 30 treatment and certifies further that treatment cannot be 19890S0005B0005 - 88 -
1 adequately provided at the prison or correctional facility where 2 the person then is detained. The certificate shall set forth the 3 specific grounds which make transfer to a mental health facility 4 necessary. The correctional facility shall secure a written 5 acceptance of the person for inpatient treatment from the mental 6 health facility and shall forward the acceptance to the court. 7 (b) Notice to district attorney.--Before any inmate of a 8 prison or correctional facility may be transferred to a mental 9 health facility for the purpose of examination and treatment, 10 the district attorney shall be notified by the correctional 11 facility and shall be given up to 14 days after receipt of 12 notification to conduct an independent examination of the 13 defendant. The court shall review the certification of the 14 physician that the transfer is necessary and the recommendation 15 of the physician for the Commonwealth and may request any other 16 information concerning the necessity of the transfer. Upon the 17 motion of the district attorney, a hearing shall be held on the 18 question of the voluntary treatment of a person charged with a 19 crime or serving a sentence. Upon this review, the court shall 20 either approve or disapprove the transfer. 21 (c) Venue.--Where possible, the sentencing judge shall 22 preside at a hearing under this section. Except as otherwise 23 prescribed by general rules, venue of matters under this section 24 shall be in the judicial district in which the person is charged 25 or was sentenced. 26 (d) Reports.--A report of the person's mental condition 27 shall be made by the mental health facility to the court within 28 30 days of the person's transfer to the facility. The report 29 shall also set forth the specific grounds which require 30 continued treatment at a mental health facility. After the 19890S0005B0005 - 89 -
1 initial report the facility shall thereafter report to the court 2 every 180 days. 3 (e) Withdrawal from treatment.--If at any time the person 4 gives notice of intent to withdraw from treatment at the mental 5 health facility, the person shall be returned to the authority 6 entitled to custody, or proceedings may be initiated under 7 section 1304 (relating to court-ordered involuntary treatment 8 not to exceed 90 days). During the pendency of any petition 9 filed under section 1304 concerning a person in treatment under 10 this section, the mental health facility shall have authority to 11 detain the person regardless of the provisions of section 1103 12 (relating to explanation and consent), provided that the hearing 13 under section 1304 is conducted within seven days of the time 14 the person gives notice of intent to withdraw from treatment. 15 (f) Credit for time served.--The period of voluntary 16 treatment under this section shall be credited as time served on 17 account of any sentence to be imposed on pending charges or any 18 unexpired term of imprisonment. 19 PART III 20 MENTAL RETARDATION 21 (RESERVED) 22 PART IV 23 SPECIAL PROVISIONS RELATING TO PATIENTS 24 Chapter 25 23. General Provisions 26 CHAPTER 23 27 GENERAL PROVISIONS 28 Sec. 29 2301. Powers and duties of director of facility. 30 2302. Transportation. 19890S0005B0005 - 90 -
1 2303. Mechanical restraints. 2 2304. Patient rights. 3 2305. Escapes. 4 2306. Penalties. 5 2307. Funds of patients. 6 § 2301. Powers and duties of director of facility. 7 (a) Provision of services.--The director of any facility 8 shall be in charge of all services afforded to any person 9 receiving inpatient services in the facility, including all 10 maintenance services, custody and employment of such persons, 11 and shall also be in charge of the diagnosis, treatment and care 12 to be given the person by reason of mental or physical 13 disability. If the director is not a physician, a physician 14 shall be in charge of all medical diagnosis, treatment and care 15 to be rendered such persons. 16 (b) Counseling.--The director of any facility, in his 17 discretion, may allow any person receiving inpatient services to 18 be treated or counseled by the person's family or personal 19 psychiatrist, physician or other medical practitioner, 20 psychologist, social worker or other person. If personal 21 treatment or counseling is allowed, it shall be subject to the 22 supervision of the physician bearing medical responsibility for 23 the facility, if any. Where a physician is not necessary to the 24 operation of the facility, the personal treatment or counseling 25 shall be under the supervision of the director. 26 (c) Elective surgery.--The director of any facility may in 27 his discretion, with the advice of two physicians not employed 28 by the facility, determine when elective surgery should be 29 performed upon any mentally disabled person receiving inpatient 30 services in the facility where the person does not have a living 19890S0005B0005 - 91 -
1 parent, spouse, issue, next of kin or legal guardian as fully 2 and to the same effect as if the director had been appointed 3 guardian and had applied to and received the approval of an 4 appropriate court therefor. 5 § 2302. Transportation. 6 Whenever the transportation of a mentally disabled person 7 from one place to another is necessary to effect admission to, 8 commitment in or transfer between facilities and circumstances 9 permit, the person shall be accompanied by a relative or other 10 suitable person. 11 § 2303. Mechanical restraints. 12 (a) During transportation.--Mechanical restraints shall not 13 be used or applied to a mentally disabled person, except when 14 necessary to prevent the person from harming self or others when 15 being transported. 16 (b) Medically necessary.--Mechanical restraints may be used 17 whenever the director or his designee determines that they are 18 required by the medical needs of the person receiving services 19 or benefits, in which case they may be used or applied only in 20 accordance with regulations of the department. 21 § 2304. Patient rights. 22 (a) Mentally retarded persons.--Every person receiving 23 services or benefits or detained in any facility for the 24 mentally retarded shall have the right to: 25 (1) Communicate with and be alone at any interview with 26 counsel or a representative of the department, and send 27 sealed communications to the director, any member of his 28 family, the department, the court, if any, which committed 29 him, and the Governor. 30 (2) Religious freedom, and be visited by a clergyman. 19890S0005B0005 - 92 -
1 Religious ministration rendered by a clergyman shall be 2 personal to the person desiring it and shall not interfere 3 with the established order of religious services available in 4 the institution. In his discretion, the director may exclude 5 any particular minister or prohibit any religious 6 ministration or service if it interferes with the 7 administration or security of the facility or with the 8 general welfare, care and treatment of any person receiving 9 services or benefits. 10 (3) Be employed at a useful occupation insofar as the 11 condition of the patient may benefit therefrom and the 12 facility is able to furnish useful employment to the person. 13 (4) In the discretion of the director, sell articles, 14 the product of the person's individual skill and labor, and 15 the produce of any small individual plot of ground which may 16 be assigned to and cultivated by the person, and keep or 17 expend the proceeds thereof or send the same to his family. 18 (5) Be furnished with writing materials and reasonable 19 opportunity, in the discretion of the director, for 20 communicating with any person outside of the institution. 21 Communications shall be stamped and mailed. 22 (6) Be released as soon as care and treatment in a 23 facility is no longer necessary. 24 (7) Request the department to arrange for the 25 examination of the person's mental condition by a physician 26 not associated with the department. The department may refuse 27 to grant the request only when it is made sooner than six 28 months after the person's admission or commitment or sooner 29 than one year after a previous examination under this 30 paragraph. 19890S0005B0005 - 93 -
1 (b) Mentally ill persons in general.--All mentally ill 2 persons receiving treatment, whether on an inpatient, outpatient 3 or partial hospitalization basis, shall have the right to: 4 (1) Be treated with dignity and respect. 5 (2) Conduct their personal affairs, obtain a driver's 6 license or professional license, marry, divorce or execute a 7 will. 8 (3) Participate in the development and review of their 9 treatment plans. 10 (4) Receive treatment in the least restrictive setting 11 necessary to accomplish treatment goals. 12 (5) Care and treatment in an appropriate setting. 13 (6) Not be subject to any harsh or unusual treatment. 14 (7) Receive information on grievance procedures within 15 the facility providing treatment. 16 (8) Be told what medications have been prescribed, their 17 purpose and possible side effects. 18 (9) Confidentiality of information, except as provided 19 in section 112 (relating to confidentiality of records). 20 (10) Access to, and the opportunity to copy, their 21 records which may be denied only: 22 (i) upon documentation by the treatment team leader 23 when it is determined by the director that disclosure of 24 specific information concerning treatment will constitute 25 a substantial detriment to the patient's treatment; or 26 (ii) when disclosure of specific information will 27 reveal the identity of persons or breach the trust of 28 persons who have provided confidential information. 29 (c) Mentally ill persons in facilities.--All mentally ill 30 persons receiving treatment in any facility shall have the right 19890S0005B0005 - 94 -
1 to: 2 (1) Unrestricted, private communication inside and 3 outside the facility. 4 (2) Peaceful assembly. 5 (3) Join with other patients to organize a body of or 6 participate in patient government unless the facility has, 7 for good cause, determined patient government to not be 8 feasible. 9 (4) Assistance by an advocate of the person's choice in 10 the assertion of the person's rights and private consultation 11 with a lawyer at any time. 12 (5) Have complaints heard and adjudicated promptly. 13 (6) Receive visitors of the person's choice at 14 reasonable hours unless the treatment team has determined in 15 advance that a visitor would seriously interfere with the 16 treatment or welfare of the person or others. 17 (7) Receive and send unopened letters and to have 18 outgoing letters stamped and mailed, except that incoming 19 mail may be examined for good reason in the person's presence 20 for specific property which entails a threat to the person's 21 health and welfare or to the hospital community. 22 (8) Access to a telephone designated for patient use. 23 (9) Practice or abstain from religious activities. 24 (10) Keep and use personal possessions, unless it has 25 been determined that specific personal property entails a 26 threat to the person's health and welfare or to the facility 27 community; reasons for imposing limitations must be clearly 28 defined, recorded and explained. 29 (11) Sell and retain the proceeds of personal property 30 made by the person. 19890S0005B0005 - 95 -
1 (12) Be discharged from the facility as soon as the 2 person no longer needs care and treatment. 3 (13) Be discharged from the facility if the person has 4 been involuntarily committed in accordance with civil court 5 proceedings, is not receiving treatment, is not dangerous to 6 self or others and can survive safely in the community. 7 (14) Be paid for any work done which benefits the 8 operation and maintenance of the facility in accordance with 9 existing Federal wage and hour regulations. 10 (d) Protection and advocacy for mentally ill persons.--The 11 State system established under the Protection and Advocacy for 12 Mentally Ill Individuals Act of 1986 (Public Law 99-319, 42 13 U.S.C. § 10801 et seq.) is authorized to assist all mentally ill 14 persons in asserting and protecting their rights under this 15 section. 16 § 2305. Escapes. 17 (a) Notification to law enforcement personnel.--Whenever any 18 committed person who may be dangerous to the safety of the 19 public or himself escapes from a facility, it is the duty of the 20 director to promptly notify the local, county and State law 21 enforcement officers. 22 (b) Duty of police.--Upon receipt of the notice, it is the 23 duty of the local, county and State law enforcement officers to 24 direct an officer to apprehend the escapee. 25 (c) Proper person to apprehend patient.--Any patient who 26 escapes from a facility may be apprehended and returned thereto 27 by any sheriff, constable or police officer, or by any officer 28 or employee of the facility. 29 (d) Penalty.--Any person charged with a crime or under 30 sentence who is detained in a facility under the provisions of 19890S0005B0005 - 96 -
1 this title who escapes from the facility shall be subject to 2 prosecution and conviction under 18 Pa.C.S. Ch. 51 Subch. B 3 (relating to escape). 4 § 2306. Penalties. 5 (a) Offenses defined.--It shall be unlawful for: 6 (1) Any person to deliver or cause to be delivered any 7 alcoholic or other intoxicating or narcotic substance to any 8 person in a facility without the knowledge or consent of the 9 director thereof. 10 (2) Any person to directly or indirectly sell, give or 11 furnish to any person receiving services or benefits or 12 detained in a facility any weapon or other instrument which 13 may be used to inflict injury unless the instrument is a tool 14 of the activity in which the person has permission to engage. 15 (3) Any person to aid or assist any person committed in 16 any facility to make or attempt to make an escape therefrom 17 or to connive in any way at any escape or attempt at escape. 18 (4) Any person, corporation, partnership or association 19 to willfully cause or conspire with or assist another to 20 cause the unwarranted detention or commitment or any person 21 under the provisions of this title, or the denial to any 22 person of any of the rights accorded to him under the 23 provisions of this title. 24 (5) Any person to disclose without authority the 25 contents of any records or reports touching upon any matter 26 concerning a person who has been receiving services or 27 benefits or detained pursuant to the provisions of this 28 title. 29 (6) Any physician to knowingly make any false statement, 30 certificate or report which aids in or causes a person to be 19890S0005B0005 - 97 -
1 admitted, committed or detained pursuant to the provisions of 2 this title. 3 (b) Grading.--A person who violates this section commits a 4 misdemeanor of the third degree except that, if these acts are 5 committed by a corporation, partnership or association, the 6 officers and directors of the corporation or the members of the 7 partnership or association, its agents and employees who 8 knowingly participated in those acts also commit a misdemeanor 9 of the third degree. 10 § 2307. Funds of patients. 11 Each State hospital and State center shall have an autonomous 12 office known as the guardian office with the authority to 13 implement and administer a system of patient money management 14 under regulations promulgated by the department. The guardian 15 office at each institution may accept appointment as 16 representative payee of Federal benefits for incompetent 17 patients and residents but must immediately petition the court 18 to be appointed guardian of the estate of the incompetent. The 19 guardian office may, with their consent, assist competent 20 patients and residents in managing their funds. 21 PART V 22 INTERSTATE RELATIONS 23 Chapter 24 25. Interstate Compact on Mental Health 25 27. Reciprocal Agreements with Other States 26 CHAPTER 25 27 INTERSTATE COMPACT ON MENTAL HEALTH 28 Sec. 29 2501. Compact provisions. 30 2502. Compact administrator. 19890S0005B0005 - 98 -
1 2503. Supplementary agreements. 2 2504. Financial obligations. 3 2505. Consultation with families of transferees. 4 2506. Limitation of compact applicability. 5 2507. Commitment or transfers to facilities of Federal 6 Government or another state. 7 § 2501. Compact provisions. 8 The Governor is hereby authorized and directed to execute a 9 compact on behalf of the Commonwealth of Pennsylvania with any 10 other state or states legally joining therein in form 11 substantially as follows: 12 INTERSTATE COMPACT ON MENTAL HEALTH 13 The contracting states solemnly agree that: 14 Article I 15 The party states find that the proper and expeditious 16 treatment of the mentally ill and mentally deficient can be 17 facilitated by cooperative action to the benefit of the 18 patients, their families and society as a whole. Further, the 19 party states find that the necessity of and desirability for 20 furnishing such care and treatment bears no primary relation to 21 the residence or citizenship of the patient but that, on the 22 contrary, the controlling factors of community safety and 23 humanitarianism require that facilities and services be made 24 available for all who are in need of them. Consequently, it is 25 the purpose of this compact and of the party states to provide 26 the necessary legal basis for the institutionalization or other 27 appropriate care and treatment of the mentally ill and mentally 28 deficient under a system that recognizes the paramount 29 importance of patient welfare and to establish the 30 responsibilities of the party states in terms of such welfare. 19890S0005B0005 - 99 -
1 Article II 2 As used in this compact: 3 (1) "Sending states" shall mean a party state from which 4 a patient is transported pursuant to the provisions of the 5 compact or from which it is contemplated that a patient may 6 be so sent. 7 (2) "Receiving state" shall mean a party state to which 8 a patient is transported pursuant to the provisions of the 9 compact or to which it is contemplated that a patient may be 10 so sent. 11 (3) "Institution" shall mean any hospital or other 12 facility maintained by a party state or political subdivision 13 thereof for the care and treatment of mental illness or 14 mental deficiency. 15 (4) "Patient" shall mean any person subject to or 16 eligible as determined by the laws of the sending state for 17 institutionalization or other care, treatment or supervision 18 pursuant to the provisions of this compact. 19 (5) "Aftercare" shall mean care, treatment and services 20 provided a patient as defined herein on convalescent status 21 or conditional release. 22 (6) "Mental illness" shall mean mental disease to such 23 extent that a person so afflicted requires care and treatment 24 for his own welfare or the welfare of others or of the 25 community. 26 (7) "Mental deficiency" shall mean mental deficiency as 27 defined by appropriate clinical authorities to such extent 28 that a person so afflicted is incapable of managing himself 29 and his affairs but shall not include mental illness as 30 defined herein. 19890S0005B0005 - 100 -
1 (8) "State" shall mean any state, territory or 2 possession of the United States, the District of Columbia and 3 the Commonwealth of Puerto Rico. 4 (9) "Court" shall mean the court of common pleas or 5 other court of record having jurisdiction or law judge 6 thereof of the county in which the patient is or resides. 7 Article III 8 (a) Whenever a person physically present in any state shall 9 be in need of institutionalization by reason of mental illness 10 or mental deficiency, he shall be eligible for care and 11 treatment in an institution in that state, irrespective of his 12 residence, settlement or citizenship qualifications. 13 (b) The provisions of paragraph (a) of this article to the 14 contrary notwithstanding, any patient may be transferred to an 15 institution in another state whenever there are factors based 16 upon clinical determinations indicating that the care and 17 treatment of the patient would be facilitated or improved 18 thereby. Any such institutionalization may be for the entire 19 period of care and treatment or for any portion or portions 20 thereof. The factors referred to in this paragraph shall include 21 the patient's full record with due regard for the location of 22 the patient's family, character of the illness and probable 23 duration thereof and such other factors as shall be considered 24 appropriate. 25 (c) No state shall be obliged to receive any patient 26 pursuant to the provisions of paragraph (b) of this article 27 unless the sending state has given advance notice of its 28 intention to send the patient, furnished all available medical 29 and other pertinent records concerning the patient, giving the 30 qualified medical or other appropriate clinical authorities of 19890S0005B0005 - 101 -
1 the receiving state an opportunity to examine the patient, if 2 the authorities so wish and unless the receiving state shall 3 agree to accept the patient. 4 (d) In the event that the laws of the receiving state 5 establish a system of priorities for the admission of patients, 6 an interstate patient under this compact shall receive the same 7 priority as a local patient and shall be taken in the same order 8 and at the same time that he would be taken if he were a local 9 patient. 10 (e) Pursuant to this compact, the determination as to the 11 suitable place of institutionalization for a patient may be 12 reviewed at any time and such further transfer of the patient 13 may be made as seems likely to be in the best interest of the 14 patient. 15 Article IV 16 (a) Whenever, pursuant to the laws of the state in which a 17 patient is physically present, it shall be determined that the 18 patient should receive aftercare or supervision, such care or 19 supervision may be provided in a receiving state. If the medical 20 or other appropriate clinical authorities having responsibility 21 for the care and treatment of the patient in the sending state 22 shall have reason to believe that aftercare in another state 23 would be in the best interest of the patient and would not 24 jeopardize the public safety, they shall request the appropriate 25 authorities in the receiving state to investigate the 26 desirability of affording the patient such aftercare in the 27 receiving state, and such investigation shall be made with all 28 reasonable speed. The request for investigation shall be 29 accompanied by complete information concerning the patient's 30 intended place of residence and the identity of the person in 19890S0005B0005 - 102 -
1 whose charge it is proposed to place the patient, the complete 2 medical history of the patient and such other documents as may 3 be pertinent. 4 (b) If the medical or other appropriate clinical authorities 5 having responsibility for the care and treatment of the patient 6 in the sending state and the appropriate authorities in the 7 receiving state find that the best interest of the patient would 8 be served thereby and if the public safety would not be 9 jeopardized thereby, the patient may receive aftercare or 10 supervision in the receiving state. 11 (c) In supervising, treating or caring for a patient on 12 aftercare pursuant to the terms of this article, a receiving 13 state shall employ the same standards of visitation, 14 examination, care and treatment that it employs for similar 15 local patients. 16 Article V 17 Whenever a dangerous or potentially dangerous patient escapes 18 from an institution in any party state, that state shall 19 promptly notify all appropriate authorities within and without 20 the jurisdiction of the escape in a manner reasonably calculated 21 to facilitate the speedy apprehension of the escapee. 22 Immediately upon the apprehension and identification of any such 23 dangerous or potentially dangerous patient, he shall be detained 24 in the state where found, pending disposition in accordance with 25 law. 26 Article VI 27 The duly accredited officers of any state party to this 28 compact, upon the establishment of their authority and the 29 identity of the patient, shall be permitted to transport any 30 patient being moved pursuant to this compact through any and all 19890S0005B0005 - 103 -
1 states party to this compact without interference. 2 Article VII 3 (a) No person shall be deemed a patient of more than one 4 institution at any given time. Completion of transfer of any 5 patient to an institution in a receiving state shall have the 6 effect of making the person a patient of the institution in the 7 receiving state. 8 (b) The sending state shall pay all costs of and incidental 9 to the transportation of any patient pursuant to this compact, 10 but any two or more party states may, by making a specific 11 agreement for that purpose, arrange for a different allocation 12 of costs as among themselves. 13 (c) No provision of this compact shall be construed to alter 14 or affect any internal relationships among the departments, 15 agencies and officers of and in the government of a party state 16 or between a party state and its subdivisions as to the payment 17 of costs or responsibilities therefor. 18 (d) Nothing in this compact shall be construed to prevent 19 any party state or subdivision thereof from asserting any right 20 against any person, agency or other entity in regard to costs 21 for which such party state or subdivision thereto may be 22 responsible pursuant to any provision of this compact. 23 (e) Nothing in this compact shall be construed to invalidate 24 any reciprocal agreement between a party state and a nonparty 25 state relating to institutionalization, care or treatment of the 26 mentally ill or mentally deficient or any statutory authority 27 pursuant to which such agreements may be made. 28 Article VIII 29 (a) Nothing in this compact shall be construed to abridge, 30 diminish or in any way impair the rights, duties and 19890S0005B0005 - 104 -
1 responsibilities of any patient's guardian on his own behalf or 2 in respect of any patient for whom he may serve, except that, 3 where the transfer of any patient to another jurisdiction makes 4 advisable the appointment of a supplemental or substitute 5 guardian, any court of competent jurisdiction in the receiving 6 state may make such supplemental or substitute appointment and 7 the court which appointed the previous guardian shall, upon 8 being duly advised of the new appointment and upon the 9 satisfactory completion of such accounting and other acts as 10 such court may by law require, relieve the previous guardian of 11 power and responsibility to whatever extent shall be appropriate 12 in the circumstances: Provided, however, That, in the case of 13 any patient having settlement in the sending state, the court of 14 competent jurisdiction in the sending state shall have the sole 15 discretion to relieve a guardian appointed by it or continue his 16 power and responsibility, whichever it shall deem advisable. The 17 court in the receiving state may, in its discretion, confirm or 18 reappoint the person or persons previously serving as guardian 19 in the sending state in lieu of making a supplemental or 20 substitute appointment. No mentally ill or mentally deficient 21 patient shall be transferred between party states until consent 22 has been obtained from the person legally responsible for the 23 patient's maintenance. 24 (b) The term "guardian," as used in paragraph (a) of this 25 article, shall include any guardian, trustee, legal committee, 26 conservator or other person or agency however denominated who is 27 charged by law with power to act for or responsibility for the 28 person or property of a patient. 29 Article IX 30 (a) No provision of this compact, except Article V, shall 19890S0005B0005 - 105 -
1 apply to any person institutionalized while under sentence in a 2 penal or correctional institution or while subject to trial on a 3 criminal charge or whose institutionalization is due to the 4 commission of an offense for which, in the absence of mental 5 illness or mental deficiency, the person would be subject to 6 incarceration in a penal or correctional institution. 7 (b) To every extent possible, it shall be the policy of 8 states party to this compact that no patient shall be placed or 9 detained in any prison, jail or lockup but such patient shall, 10 with all expedition, be taken to a suitable institutional 11 facility for mental illness or mental deficiency. 12 Article X 13 (a) Each party state shall appoint a "compact administrator" 14 who on behalf of his state shall act as general coordinator of 15 activities under the compact in his state and who shall receive 16 copies of all reports, correspondence and other documents 17 relating to any patient processed under the compact by his 18 state, either in the capacity of sending or receiving state. The 19 compact administrator or his duly designated representative 20 shall be the official with whom other party states shall deal in 21 any matter relating to the compact or any patient processed 22 thereunder. 23 (b) The compact administrators of the respective party 24 states shall have power to promulgate reasonable rules and 25 regulations to carry out more effectively the terms and 26 provisions of this compact. 27 Article XI 28 The duly constituted administrative authorities of any two or 29 more party states may enter into supplementary agreements for 30 the provision of any service or facility or for the maintenance 19890S0005B0005 - 106 -
1 of any institution on a joint or cooperative basis whenever the 2 states concerned shall find that such agreements will improve 3 services, facilities or institutional care and treatment in the 4 fields of mental illness or mental deficiency. No such 5 supplementary agreement shall be construed so as to relieve any 6 party state of any obligation which it otherwise would have 7 under other provisions of this compact. 8 Article XII 9 This compact shall enter into full force and effect as to any 10 state when enacted by it into law, and such state shall 11 thereafter be a party thereto with any and all states legally 12 joining therein. 13 Article XIII 14 (a) A state party to this compact may withdraw therefrom by 15 enacting a statute repealing the same. Such withdrawal shall 16 take effect one year after notice thereof has been communicated 17 officially and in writing to the governors and compact 18 administrators of all other party states. However, the 19 withdrawal of any state shall not change the status of any 20 patient who has been sent to the state or sent out of the state 21 pursuant to the provisions of the compact. 22 (b) Withdrawal from any agreement permitted by Article 23 VII(b) as to costs, or from any supplementary agreement made 24 pursuant to Article XI, shall be in accordance with the terms of 25 such agreement. 26 Article XIV 27 This compact shall be liberally construed so as to effectuate 28 the purposes thereof. The provisions of this compact shall be 29 severable and if any phrase, clause, sentence or provision of 30 this compact is declared to be contrary to the constitution of 19890S0005B0005 - 107 -
1 any party state or of the United States or the applicability 2 thereof to any government agency, person or circumstance is held 3 invalid, the validity of the remainder of this compact and the 4 applicability thereof to any government agency, person or 5 circumstance shall not be affected thereby. If this compact 6 shall be held contrary to the constitution of any state party 7 thereto, the compact shall remain in full force and effect as to 8 the remaining states and in full force and effect as to the 9 state affected as to all severable matters. 10 § 2502. Compact administrator. 11 Pursuant to the interstate compact established in section 12 2501 (relating to compact provisions), the Governor is 13 authorized and empowered to designate an officer who shall be 14 the compact administrator and who, acting jointly with like 15 officers of other party states, shall have power to promulgate 16 rules and regulations to carry out more effectively the terms of 17 the compact. The compact administrator shall serve subject to 18 the pleasure of the Governor. The compact administrator is 19 authorized, empowered and directed to cooperate with all 20 Commonwealth agencies and officers and political subdivisions in 21 facilitating the proper administration of this compact or of any 22 supplementary agreements entered into by the Commonwealth 23 thereunder. 24 § 2503. Supplementary agreements. 25 The compact administrator is authorized and empowered to 26 enter into supplementary agreements with appropriate officials 27 of other states pursuant to Articles VII and XI of the compact. 28 In the event that any supplementary agreement shall require or 29 contemplate the use of any institution or facility of the 30 Commonwealth or require or contemplate provision of any service 19890S0005B0005 - 108 -
1 by the Commonwealth, no such agreement shall have force or 2 effect until approved by the head of the Commonwealth agency 3 under whose jurisdiction the institution or facility is operated 4 or whose Commonwealth agency will be charged with the rendering 5 of the service. 6 § 2504. Financial obligations. 7 The compact administrator, subject to the approval of the 8 Auditor General, may make or arrange for any payments necessary 9 to discharge any financial obligations imposed upon the 10 Commonwealth by the compact or by any supplementary agreement 11 entered into thereunder. 12 § 2505. Consultation with families of transferees. 13 The compact administrator is directed to consult with the 14 immediate family of any proposed transferee. 15 § 2506. Limitation of compact applicability. 16 This compact shall apply only to patients who either are in 17 institutions maintained by the Commonwealth of Pennsylvania, 18 having been duly and properly committed or admitted pursuant to 19 laws of this Commonwealth or whose admission to an institution 20 maintained by the Commonwealth is being sought by a sending 21 state pursuant to this compact, and shall not in any case apply 22 to any patient of a private licensed institution. 23 § 2507. Commitment or transfers to facilities of Federal 24 Government or another state. 25 (a) Transfers authorized.--Except when a person has been 26 charged with or sentenced for a crime, if proceedings for 27 admission or commitment have been effected, the person may be 28 committed or transferred to the Veterans' Administration or any 29 other Federal agency or to another state for care therein. 30 (b) Reciprocal agreements.--It is the duty of the department 19890S0005B0005 - 109 -
1 to take any steps and adopt any measures as are necessary to 2 accomplish a commitment or transfer. For that purpose the 3 department, subject to the approval of the Attorney General, is 4 hereby authorized to enter into reciprocal agreements with any 5 Federal agency and with corresponding state agencies of other 6 states regarding the intrastate and interstate transportation or 7 transfer of persons with mental disability to a Federal or 8 Commonwealth agency and to arrange with the proper officials in 9 this Commonwealth for the acceptance, transfer and support of 10 persons who are residents of this State but who are temporarily 11 detained or who are receiving care for mental disability in 12 public facilities of the Federal Government or of other states 13 in accordance with the terms of these agreements. This section 14 shall be so interpreted and construed as to effectuate its 15 general purpose and to make uniform the laws of those 16 jurisdictions and states which have enacted similar legislation. 17 (c) Court consent.--If the jurisdiction of the court has 18 attached, the court must consent to the transfer. Where it 19 appears that the transfer cannot be accomplished solely because 20 the person whose transfer is sought stands charged with a crime, 21 the court having jurisdiction of the charge may dismiss it upon 22 condition that the transfer is accomplished if the interests of 23 the Commonwealth do not require prosecution. 24 (d) Consent of transferee.--The consent of the person whose 25 transfer is sought must also be obtained, except where any 26 portion of the cost of care is borne by the Commonwealth or any 27 political subdivision. 28 (e) Provisions supplementary.--The provisions of this 29 section are intended to be supplemental to the provisions of 30 this chapter. 19890S0005B0005 - 110 -
1 CHAPTER 27 2 RECIPROCAL AGREEMENTS WITH OTHER STATES 3 Sec. 4 2701. Agreements authorized. 5 2702. Deportations. 6 § 2701. Agreements authorized. 7 The department, subject to the approval of the Attorney 8 General, is authorized to enter into reciprocal agreements with 9 corresponding state agencies of other states regarding the 10 interstate transportation or transfer of persons with mental 11 illness or deficiency and to arrange with the proper officials 12 in this Commonwealth for the acceptance, transfer and support of 13 persons who are residents of this Commonwealth but who are 14 temporarily detained or who are receiving psychiatric or mental 15 care in public institutions of other states in accordance with 16 the terms of the agreement. 17 § 2702. Deportations. 18 Whenever any person is detained in a facility after having 19 been charged with or convicted of a crime and is subject to 20 deportation from this Commonwealth under Federal laws, the court 21 authorizing treatment for the person, upon the petition of the 22 director of the facility, may enter an order releasing the 23 person from detention into the custody of an agent of the 24 Federal Government for the purposes of deportation. 25 Section 2. The first meeting of the conjoint board 26 established in 50 Pa.C.S. § 313 shall be called by the 27 superintendent of each State hospital within 90 days of the 28 effective date of this act. 29 Section 3. The following acts and parts of acts are 30 repealed: 19890S0005B0005 - 111 -
1 Act of April 4, 1831 (P.L.422, No.194), entitled "An act to 2 provide for the erection of a house for the employment and 3 support of the poor, in the county of Schuylkill." 4 Act of April 5, 1832 (P.L.292, No.128), entitled "A 5 supplement to the act entitled An act to provide for the 6 erection of a house for the employment and support of the poor, 7 in the county of Schuylkill, passed the fourth day of April, one 8 thousand eight hundred and thirty-one." 9 Act of May 8, 1855 (P.L.512, No.533), entitled "A supplement 10 to the act incorporating the Western Pennsylvania Hospital." 11 Act of February 23, 1859 (P.L.71, No.61), entitled "A 12 supplement to an act for the erection of a House for the 13 Employment and Support of the Poor, in the county of Schuylkill, 14 passed the fourth day of April, one thousand eight hundred and 15 thirty-one." 16 Act of February 26, 1861 (P.L.49, No.55), entitled "A 17 supplement to an act to provide for the erection of a House for 18 the Employment and Support of the Poor, in the county of 19 Schuylkill, passed the fourth day of April, one thousand eight 20 hundred and thirty-one." 21 Act of April 22, 1863 (P.L.539, No.535), entitled "An act 22 supplementary to an act incorporating the Western Pennsylvania 23 Hospital." 24 Act of March 25, 1864 (P.L.77, No.82), entitled "A supplement 25 to an act to provide for the erection of a House for the 26 Employment and Support of the Poor, in the county of Schuylkill, 27 passed the fourth day of April, one thousand eight hundred and 28 thirty-one." 29 Act of April 18, 1864 (P.L.451, No.386), entitled "An act 30 supplementary to the act of twenty-second April, eighteen 19890S0005B0005 - 112 -
1 hundred and sixty-three, relative to the Western Pennsylvania 2 Hospital." 3 Act of April 24, 1869 (P.L.90, No.66), entitled "An act to 4 create a Board of Public Charities." 5 Act of May 7, 1874 (P.L.119, No.51), entitled "A supplement 6 to the act to create a board of public charities, approved the 7 twenty-fourth day of April, Anno Domini one thousand eight 8 hundred and sixty-nine, authorizing and empowering said board to 9 appoint visitors, and to transfer certain insane persons from 10 county institutions to state hospitals." 11 Act of April 27, 1876 (P.L.47, No.37), entitled "An act 12 making appropriations for the salaries of officers and 13 employees, and for the improvement of the grounds and buildings, 14 and machinery and insurance of the Western Pennsylvania Hospital 15 for the Insane at Dixmont, Pennsylvania." 16 Act of June 13, 1883 (P.L.92, No.86), entitled "An act to 17 provide for the care and treatment of the indigent insane of the 18 several counties of the Commonwealth, in State hospitals for the 19 insane." 20 Act of June 10, 1897 (P.L.138, No.114), entitled "An act 21 providing for the taking, filing and reviewing of the testimony 22 taken before sheriff's juries in inquisition of lunacy in and by 23 the several courts of this Commonwealth." 24 Act of July 15, 1897 (P.L.291, No.226), entitled "An act 25 authorizing the Auditor General to prescribe the form and 26 requirements of vouchers, monthly and quarterly returns and 27 statements of county officers and institutions receiving State 28 aid, and to obtain from State institutions the evidence of State 29 ownership, and making an appropriation to meet the expenses 30 thereof, and authorizing the appointment of expert accountants 19890S0005B0005 - 113 -
1 in certain cases, and providing for the payment of the same." 2 Act of May 15, 1903 (P.L.446, No.424), entitled "An act to 3 provide for the selection of a site and the erection of a State 4 Institution for the Feeble-Minded and Epileptic, to be called 5 The Eastern Pennsylvania State Institution for the Feeble-Minded 6 and Epileptic, and making an appropriation therefor." 7 Act of May 28, 1907 (P.L.292, No.222), entitled "An act to 8 provide for the protection of insane persons, feeble-minded 9 persons, and epileptics, and the appointment of a guardian for 10 the said insane persons, feeble-minded persons, and epileptics, 11 unable to care for their own property; authorizing the guardian 12 to support the wife and children of the said insane persons, 13 feeble-minded persons, and epileptics; defining the powers of 14 the guardian, and authorizing the sale of real estate of the 15 ward." 16 Act of May 13, 1909 (P.L.533, No.294), entitled "An act 17 relating to the indigent insane in poor districts, and providing 18 for the same allowance for their treatment as is given by the 19 Commonwealth to State hospitals for the insane, under the 20 conditions prescribed by the act of Assembly, approved May one, 21 one thousand nine hundred and seven." 22 Act of June 9, 1911 (P.L.862, No.334), entitled "A supplement 23 to an act, entitled 'An act to provide for the selection of a 24 site and the erection of a State Institution for the Feeble- 25 minded and Epileptic, to be called the Eastern Pennsylvania 26 State Institution for the Feeble-Minded and Epileptic, and 27 making an appropriation therefor,' approved the fifteenth day of 28 May, one thousand nine hundred and three; authorizing the Board 29 of Trustees to enter into agreements respecting highways, 30 railways, railroads, and other means of travel within the lands 19890S0005B0005 - 114 -
1 of said institution." 2 Act of April 14, 1915 (P.L.120, No.54), entitled "An act 3 relating to persons habitually addicted to the use of alcohol or 4 drugs, and providing for the care and treatment of such persons 5 at the expense of the county and State, if indigent." 6 Act of June 1, 1915 (P.L.661, No.293), entitled "An act 7 relating to the maintenance of insane, feeble-minded, and other 8 persons confined in the various institutions of the 9 Commonwealth; fixing liability for their support; providing for 10 the collection of the moneys due the Commonwealth therefor, and 11 for proceedings relating thereto." 12 Act of April 6, 1921 (P.L.99, No.59), entitled "An act 13 relating to the jurisdiction, powers, and procedure of the court 14 of common pleas as to sale, mortgage, conveyance upon ground 15 rent, and lease for years of real estate, where the legal title 16 is held by a married person whose spouse is an habitual 17 drunkard, and providing for the disposition of the proceeds 18 thereof." 19 Act of May 10, 1927 (P.L.883, No.450), entitled "An act 20 authorizing the board of trustees of Harrisburg State Hospital 21 to convey certain lands, or rights of way over lands, owned or 22 acquired by it, or in the name of the Commonwealth of 23 Pennsylvania for it, in or near the City of Harrisburg, 24 Pennsylvania, and to acquire other lands or rights of way in 25 exchange therefor, and to agree upon the compensation for so 26 doing, in connection with the opening of a parkway from 27 Reservoir Park in the City of Harrisburg to Wildwood Park in the 28 same city." 29 As much as reads "Board of Trustees of Allentown State 30 Hospital, Board of Trustees of Clarks Summit State Hospital, 19890S0005B0005 - 115 -
1 Board of Trustees of Danville State Hospital, Board of Trustees 2 of Embreeville Center, Board of Trustees of Farview State 3 Hospital, Board of Trustees of Harrisburg State Hospital, Board 4 of Trustees of Mayview State Hospital, Board of Trustees of 5 Norristown State Hospital, Board of Trustees of Philadelphia 6 State Hospital, Board of Trustees of Somerset State Hospital, 7 Board of Trustees of Warren State Hospital, Board of Trustees of 8 Wernersville State Hospital, Board of Trustees of Woodville 9 State Hospital, Board of Trustees of Torrance State Hospital, 10 Board of Trustees of Haverford State Hospital," and "Board of 11 Trustees of Ebensburg Center, Board of Trustees of Eastern State 12 School and Hospital, Board of Trustees of Laurelton Center, 13 Board of Trustees of Pennhurst Center, Board of Trustees of Polk 14 Center, Board of Trustees of Selinsgrove Center, Board of 15 Trustees of Western Center, Board of Trustees of White Haven 16 Center, Board of Trustees of Woodhaven Center, Board of Trustees 17 of the South Mountain Restoration Centers," of section 401, as 18 much as reads "Advisory Committee for Mental Health and Mental 19 Retardation" and "In the case of the Advisory Committee for 20 Mental Health and Mental Retardation, the committee shall 21 include the Chairman of the Public Health and Welfare Committee 22 of the Senate, the Chairman of the Health and Welfare Committee 23 of the House of Representatives and the President of the 24 Pennsylvania State Association of County Commissioners or his 25 alternate," of section 448(l), section 2313 and as much as 26 reads, "and the Advisory Committee for Mental Health and Mental 27 Retardation" of section 2328 of the act of April 9, 1929 28 (P.L.177, No.175), known as The Administrative Code of 1929. 29 Act of June 23, 1931 (P.L.1199, No.324), entitled "An act for 30 the acceptance of a site from the University of Pittsburgh, and 19890S0005B0005 - 116 -
1 for surveys and the preparation of preliminary plans and 2 estimates for a Western State Psychiatric Hospital; providing 3 for the erection, construction, and equipment of said hospital 4 when appropriations are made available, and for its management 5 by the Department of Welfare." 6 Act of September 29, 1938 (Sp.Sess. P.L.53, No.21), entitled, 7 as reenacted and amended, "An act relating to institutions of 8 counties, cities, wards, boroughs, townships, institution 9 districts and other political subdivisions, for the care, 10 maintenance, and treatment of mental patients; providing for the 11 transfer to the Commonwealth for the care, maintenance and 12 treatment of mental patients of such institutions, and all 13 grounds, lands, buildings and personal property of such 14 political subdivisions used for the care and maintenance of 15 indigent persons connected with such mental institutions; 16 providing for the management and operation or closing and 17 abandonment thereof; and the maintenance of mental patients 18 therein; including the collection of maintenance in certain 19 cases; providing for the retransfer of certain property to 20 counties, cities, wards, boroughs, townships, institution 21 districts and other political subdivisions under certain 22 circumstances; conferring and imposing upon the Governor, the 23 Department of Welfare, the courts of common pleas and counties, 24 cities, wards, boroughs, townships, institution districts and 25 other political subdivisions certain powers and duties; 26 prohibiting cities, counties, wards, boroughs, townships, 27 institution districts and other political subdivisions from 28 maintaining and operating institutions, in whole or in part, for 29 the care and treatment of mental patients; and repealing 30 inconsistent laws." 19890S0005B0005 - 117 -
1 Section 3 of the act of November 29, 1938 (Sp.Sess. P.L.92, 2 No.37), entitled "An act to amend sections two hundred two, four 3 hundred one and two thousand three hundred eighteen of the act, 4 approved the ninth day of April, one thousand nine hundred 5 twenty-nine (Pamphlet Laws, one hundred seventy-seven), entitled 6 'An act providing for and reorganizing the conduct of the 7 executive and administrative work of the Commonwealth by the 8 Executive Department thereof and the administrative departments, 9 boards, commissions, and officers thereof, including the boards 10 of trustees of State Normal Schools, or Teachers Colleges; 11 abolishing, creating, reorganizing or authorizing the 12 reorganization of certain administrative departments, boards, 13 and commissions; defining the powers and duties of the Governor 14 and other executive and administrative officers, and of the 15 several administrative departments, boards, commissions, and 16 offices; fixing the salaries of the Governor, Lieutenant 17 Governor, and certain other executive and administrative 18 officers; providing for the appointment of certain 19 administrative officers, and of all deputies and other 20 assistants and employes in certain departments, boards and 21 commissions; and prescribing the manner in which the number and 22 compensation of the deputies and all other assistants and 23 employes of certain departments, boards and commissions shall be 24 determined,' as amended, by creating additional departmental 25 administrative boards in the Department of Welfare, and 26 conferring powers and duties upon boards of trustees for the 27 respective institutions acquired by the Commonwealth from 28 counties, cities and institution districts for use as State 29 mental hospitals." 30 Act of June 1, 1943 (P.L.813, No.342), entitled "An act 19890S0005B0005 - 118 -
1 authorizing the Department of Welfare to enter into contracts 2 for foodstuffs to supply State institutions, and to purchase the 3 same in open market, and to process the same for preservation; 4 providing for transfers from appropriations made to such 5 institutions in payment therefor; authorizing dehydrating plants 6 and equipment at State institutions and the use of inmate labor 7 thereat; conferring power and imposing duties on the Department 8 of Property and Supplies; and making an appropriation." 9 Act of April 18, 1949 (P.L.599, No.126), entitled "An act 10 establishing, within the limits of Philadelphia, the Eastern 11 Pennsylvania Psychiatric Institute as a State institution; 12 providing for a board of trustees and a medical advisory board 13 therefor; conferring powers and imposing duties upon the 14 Department of Property and Supplies, the Department of Welfare, 15 the board of trustees and the medical advisory board." 16 Act of May 20, 1949 (P.L.1643, No.496), entitled "An act 17 authorizing the Department of Property and Supplies to lease to 18 the University of Pittsburgh, the Western State Psychiatric 19 Institute and Clinic, in Allegheny County, and providing for the 20 management thereof by the University of Pittsburgh." 21 Act of May 24, 1951 (P.L.392, No.86), entitled "An act 22 providing for the construction and equipping of the Pennsylvania 23 School for Mental Defectives; providing for the acquisition of 24 land; providing for the care, maintenance and control of 25 inmates; imposing duties and conferring powers on the Department 26 of Welfare and the Department of Property and Supplies." 27 Except for Article I, sections 401, 402, 403, 404, 405, 406, 28 407, 408, 409, 410, 411, 412, 416, 418, 419, 420 and 426 of 29 Article IV and section 604 of article VI, the act of October 20, 30 1966 (3rd Sp.Sess. P.L.96, No.6), known as the Mental Health and 19890S0005B0005 - 119 -
1 Mental Retardation Act of 1966. 2 Sections 317(a), 1121, 1122, 1123, 1124, 1125, 1126, 1131, 3 1141, 1142, 1143, 1144, 1145, 1146, 1147 and 1148 of the act of 4 June 13, 1967 (P.L.31, No.21), known as the Public Welfare Code. 5 Act of December 29, 1972 (P.L.1695, No.362), known as the 6 Parklands Payback Pilot Project Act. 7 Act of July 9, 1976 (P.L.817, No.143), known as the Mental 8 Health Procedures Act. 9 Act of July 9, 1987 (P.L.207, No.32), entitled "An act 10 providing for the appointment of a Commissioner of Mental 11 Health; establishing powers and duties of the commissioner; and 12 making a repeal." 13 Section 4. This act shall take effect July 1, 1989, or 14 immediately, whichever is later. L19L50RZ/19890S0005B0005 - 120 -