HOUSE AMENDED PRIOR PRINTER'S NOS. 1435, 1533 PRINTER'S NO. 1803
No. 1163 Session of 1989
INTRODUCED BY PETERSON, WILLIAMS, AFFLERBACH, GREENWOOD, O'PAKE, SHUMAKER, REIBMAN, PUNT, BRIGHTBILL, STEWART, STOUT, DAWIDA, SALVATORE, FUMO, CORMAN, REGOLI, JONES, MADIGAN, WILT, GREENLEAF, HELFRICK, ROCKS, BAKER, FATTAH, PECORA, MELLOW, HOPPER, LOEPER AND ANDREZESKI, JULY 7, 1989
AS REPORTED FROM COMMITTEE ON HEALTH AND WELFARE, HOUSE OF REPRESENTATIVES, AS AMENDED, DECEMBER 11, 1989
AN ACT 1 Providing for confidentiality of certain records; providing for <-- 2 the authorized sharing of certain information; providing for 3 written consent prior to an HIV-related test; providing for 4 civil immunity for certain licensed physicians; establishing 5 a criminal penalty, creating a civil cause of action; and 6 making a repeal. 7 PROVIDING FOR CONFIDENTIALITY OF CERTAIN RECORDS; PROVIDING FOR <-- 8 THE AUTHORIZED SHARING OF CERTAIN INFORMATION; PROVIDING FOR 9 WRITTEN CONSENT PRIOR TO AN HIV-RELATED TEST; PROVIDING FOR 10 CIVIL IMMUNITY FOR CERTAIN LICENSED PHYSICIANS; AND CREATING 11 A CIVIL CAUSE OF ACTION. 12 The General Assembly of the Commonwealth of Pennsylvania 13 hereby enacts as follows: 14 Section 1. Short title. <-- 15 This act shall be known and may be cited as the 16 Confidentiality of HIV-Related Information Act. 17 Section 2. Legislative intent. 18 (a) Findings.--The General Assembly finds that the incidence 19 of acquired immune deficiency syndrome (AIDS) is increasing in 20 this Commonwealth at a significant rate. Controlling the
1 incidence of this disease is aided by providing testing and 2 counseling activities for those persons who are at risk of 3 exposure to or who are carrying the human immunodeficiency virus 4 (HIV), which is the causative agent of AIDS. Testing and 5 counseling are promoted by establishing confidentiality 6 requirements which protect individuals from inappropriate 7 disclosure and subsequent misuse of confidential HIV-related 8 information. The General Assembly also finds that, since certain 9 specific behaviors place a person at risk of contracting the 10 virus, testing and counseling of persons who are at risk of 11 exposure to the virus makes an efficient use of available 12 funding. 13 (b) Intent.--It is the intent of the General Assembly to 14 promote confidential testing on an informed and voluntary basis 15 in order to encourage those most in need to obtain testing and 16 appropriate counseling. 17 Section 3. Definitions. 18 The following words and phrases when used in this act shall 19 have the meanings given to them in this section unless the 20 context clearly indicates otherwise: 21 "AIDS." Acquired immune deficiency syndrome, as defined by 22 the CDC. 23 "CDC." The Centers for Disease Control of the United States 24 Public Health Service. 25 "Confidential HIV-related information." Any information 26 which is in the possession of a person who provides one or more 27 health or social services or who obtains the information 28 pursuant to a release of confidential HIV-related information 29 and which concerns whether an individual has been the subject of 30 an HIV-related test, or has HIV, HIV-related illness or AIDS; or 19890S1163B1803 - 2 -
1 any information which identifies or reasonably could identify an 2 individual as having one or more of these conditions, including 3 information pertaining to the individual's contacts. 4 "Contact." A sex-sharing or needle-sharing partner of the 5 subject. 6 "HIV." The human immunodeficiency virus. 7 "HIV-related test." Any laboratory test or series of tests 8 for any virus, antibody, antigen or etiologic agent whatsoever 9 thought to cause or to indicate the presence of AIDS. 10 "Individual health care provider." A physician, nurse, 11 emergency medical services worker, chiropractor, psychologist, 12 nurse-midwife, physician assistant, dentist or other person 13 providing medical, nursing, drug or alcohol rehabilitation 14 services or other health care services of any kind. 15 "Institutional health care provider." A hospital, nursing 16 home, hospice, personal care boarding home, clinic, blood bank, 17 plasmapheresis or other blood product center, organ or tissue 18 bank, sperm bank, clinical laboratory, residential or outpatient 19 drug and alcohol rehabilitation service, or any health care 20 institution required to be licensed in this Commonwealth. 21 "Subject." An individual or a guardian of the person of that 22 individual. 23 Section 4. Consent to HIV-related test. 24 (a) Consent.--No HIV-related test shall be performed without 25 first obtaining the informed written consent of the subject. Any 26 consent shall be preceded by an explanation of the test, 27 including its purpose, potential uses, limitations and the 28 meaning of its results. 29 (b) Pretest counseling.--No HIV-related test may be 30 performed without first making available to the subject 19890S1163B1803 - 3 -
1 information regarding measures for the prevention of, exposure 2 to and transmission of HIV. 3 (c) Confirmatory testing.--No test result shall be 4 determined as positive, and no positive test result shall be 5 revealed, without confirmatory testing if it is required by 6 generally accepted medical standards. 7 (d) Posttest counseling.--No positive test result shall be 8 revealed to the subject without affording the subject the 9 immediate opportunity for individual, face-to-face counseling 10 about: 11 (1) The significance of the test results. 12 (2) Measures for the prevention of the transmission of 13 HIV. 14 (3) The availability of any appropriate health care 15 services, including mental health care, and appropriate 16 social and support services. 17 (4) The benefits of locating and counseling any 18 individual by whom the infected individual may have been 19 exposed to HIV and any individual whom the infected 20 individual may have exposed to HIV. 21 (5) The availability of any services with respect to 22 locating and counseling any individual described in paragraph 23 (4). 24 (e) Exceptions to consent requirement.-- 25 (1) The provisions of subsections (a) and (b) shall not 26 apply to the performance of an HIV-related test by an 27 individual or institutional health care provider which 28 procures, processes, distributes or uses a human body or a 29 human body part, tissue or semen for use in medical research, 30 therapy or transplantation. 19890S1163B1803 - 4 -
1 (2) The provisions of this section shall not apply to 2 the performance of an HIV-related test for the purpose of 3 medical research if the testing is performed in a manner by 4 which the identity of the test subject is not known and may 5 not be retrieved by the researcher. 6 (3) The provisions of this section shall not apply to 7 the performance of an HIV-related test in a medical emergency 8 when the subject of the test is unable to grant or withhold 9 consent and the test result is medically necessary for 10 diagnostic purposes to provide appropriate emergency care to 11 the subject, except that posttest counseling shall be 12 required. 13 Section 5. Confidentiality of records. 14 (a) Limitations on disclosure.--No person who obtains 15 confidential HIV-related information in the course of providing 16 any health or social service or pursuant to a release of 17 confidential HIV-related information under subsection (c) may 18 disclose or be compelled to disclose the information, except to 19 the following persons: 20 (1) The subject. 21 (2) Any person specifically designated in a written 22 consent as provided for in subsection (c). 23 (3) An individual or institutional health care provider 24 or their authorized agent or employee, provided that the 25 person is: 26 (i) involved in the medical care or treatment of the 27 subject; or 28 (ii) a peer review organization or committee as 29 defined in the act of July 20, 1974 (P.L.564, No.193), 30 known as the Peer Review Protection Act. 19890S1163B1803 - 5 -
1 (4) Individual health care providers involved in the 2 care of the individual with an AIDS-related condition or a 3 positive test, when knowledge of the condition or test result 4 is necessary to provide emergency care or treatment 5 appropriate to the individual. 6 (5) The Department of Health and the CDC, in accordance 7 with reporting requirements. 8 (6) A person allowed access to the information by a 9 court order issued pursuant to section 6. 10 (b) Subsequent disclosure prohibited.--Notwithstanding the 11 provisions of section 15 of the act of April 23, 1956 (1955 12 P.L.1510, No.500), known as the Disease Prevention and Control 13 Law of 1955, no person to whom confidential HIV-related 14 information has been disclosed under this act may disclose that 15 information to another person, except as authorized by this act. 16 (c) Required elements of written consent to disclosure.--A 17 written consent to disclosure of confidential HIV-related 18 information shall include: 19 (1) The specific name or general designation of the 20 person permitted to make the disclosure. 21 (2) The name or title of the individual, or the name of 22 the organization to which the disclosure is to be made. 23 (3) The name of the subject. 24 (4) The purpose of the disclosure. 25 (5) How much and what kind of information is to be 26 disclosed. 27 (6) The signature of the subject. 28 (7) The date on which the consent is signed. 29 (8) A statement that the consent is subject to 30 revocation at any time except to the extent that the person 19890S1163B1803 - 6 -
1 who is to make the disclosure has already acted in reliance 2 on it. 3 (9) The date, event or condition upon which the consent 4 will expire, if not earlier revoked. 5 (d) Expired, deficient or false consent.--A disclosure may 6 not be made on the basis of a consent which: 7 (1) has expired; 8 (2) on its face substantially fails to conform to any of 9 the requirements set forth in subsection (c); 10 (3) is known to have been revoked; or 11 (4) is known by the person holding the information to be 12 materially false. 13 (e) Notice to accompany disclosure.--Each disclosure made 14 with the subject's written consent must be accompanied by the 15 following written statement: 16 This information has been disclosed to you from records 17 protected by Pennsylvania law. Pennsylvania law prohibits 18 you from making any further disclosure of this 19 information unless further disclosure is expressly 20 permitted by the written consent of the person to whom it 21 pertains or is authorized by the Confidentiality of HIV- 22 Related Information Act. A general authorization for the 23 release of medical or other information is not sufficient 24 for this purpose. 25 (f) Duty to establish written procedures.--An institutional 26 health care provider that has access to or maintains 27 individually identifying confidential HIV-related information 28 shall establish written procedures for confidentiality and 29 disclosure of the records which are in accordance with the 30 provisions of this act. 19890S1163B1803 - 7 -
1 Section 6. Court order. 2 (a) Findings.--No court may issue an order to allow access 3 to confidential HIV-related information unless the court finds, 4 upon application, that one of the following conditions exists: 5 (1) The person seeking the information has demonstrated 6 a compelling need for that information which cannot be 7 accommodated by other means. 8 (2) The person seeking to disclose the information has a 9 compelling need to do so. 10 (b) Compelling need.--In assessing compelling need, the 11 court shall weigh the need for disclosure against the privacy 12 interest of the individual and the public interests which may be 13 harmed by disclosure. 14 (c) Pleadings.--Pleadings pertaining to disclosure of the 15 information shall substitute a pseudonym for the true name of 16 the subject of the record. Disclosure to the parties of the 17 subject's true name shall be communicated confidentially in 18 documents not filed with the court. 19 (d) Notice.--Before granting an order for disclosure, the 20 court shall provide the subject of the disclosure with notice 21 and a reasonable opportunity to participate in the proceeding if 22 the subject is not already a party. 23 (e) In camera proceedings.--Court proceedings as to the 24 disclosure of the information shall be conducted in camera, 25 unless the subject agrees to a hearing in open court or unless 26 the court determines that a public hearing is necessary to the 27 public interest and the proper administration of justice. 28 (f) Safeguards against disclosure.--Upon the issuance of an 29 order to disclose the information, the court shall impose 30 appropriate safeguards against unauthorized disclosure which 19890S1163B1803 - 8 -
1 shall specify the following: 2 (1) The particular information which is essential to 3 accommodate the need of the party seeking disclosure. 4 (2) The persons who may have access to the information. 5 (3) The purposes for which the information will be used. 6 (4) The appropriate prohibitions on future disclosure as 7 provided for in section 5. 8 Section 7. Civil immunity for certain physicians. 9 (a) Permissible disclosure.--Notwithstanding the provisions 10 of section 5, a physician may disclose confidential HIV-related 11 information if all of the following conditions are met: 12 (1) The disclosure is made to a known contact of the 13 subject. 14 (2) The physician reasonably believes disclosure is 15 medically appropriate, and there is a significant risk of 16 future infection to the contact. 17 (3) The physician has counseled the subject regarding 18 the need to notify the contact, and the physician reasonably 19 believes the subject will not inform the contact or abstain 20 from sexual or needle-sharing behavior which poses a 21 significant risk of infection to the contact. 22 (4) The physician has informed the subject of his intent 23 to make such disclosure. 24 (b) Subject not to be identified.--When making such 25 disclosure to a contact, the physician shall not disclose the 26 identity of the subject or any other contact. Disclosure shall 27 be made in person except where circumstances reasonably prevent 28 doing so. 29 (c) Duties relating to contacts.--A physician shall have no 30 duty to identify, locate or notify any contact, and no cause of 19890S1163B1803 - 9 -
1 action shall arise for nondisclosure, or for disclosure in 2 conformity with this section. 3 Section 8. Civil cause of action. 4 Any person aggrieved by a violation of this act shall have a 5 cause of action against the person who committed such violation 6 and may recover compensatory damages. 7 Section 9. Separate violations. 8 Each disclosure of confidential HIV-related information in 9 violation of this act or each HIV-related test conducted in 10 contravention of this act is separate for purposes of civil 11 liability. 12 Section 10. Repeals. 13 The act of April 23, 1956 (1955 P.L.1510, No.500), known as 14 the Disease Prevention and Control Law of 1955, is repealed 15 insofar as it is inconsistent with this act. 16 Section 11. Effective date. 17 This act shall take effect in 90 days. 18 SECTION 1. SHORT TITLE. <-- 19 THIS ACT SHALL BE KNOWN AND MAY BE CITED AS THE 20 CONFIDENTIALITY OF HIV-RELATED INFORMATION ACT. 21 SECTION 2. LEGISLATIVE INTENT. 22 (A) FINDINGS.--THE GENERAL ASSEMBLY FINDS THAT THE INCIDENCE 23 OF ACQUIRED IMMUNE DEFICIENCY SYNDROME (AIDS) IS INCREASING IN 24 THIS COMMONWEALTH AT A SIGNIFICANT RATE. CONTROLLING THE 25 INCIDENCE OF THIS DISEASE IS AIDED BY PROVIDING TESTING AND 26 COUNSELING ACTIVITIES FOR THOSE PERSONS WHO ARE AT RISK OF 27 EXPOSURE TO OR WHO ARE CARRYING THE HUMAN IMMUNODEFICIENCY VIRUS 28 (HIV), WHICH IS THE CAUSATIVE AGENT OF AIDS. TESTING AND 29 COUNSELING ARE PROMOTED BY ESTABLISHING CONFIDENTIALITY 30 REQUIREMENTS WHICH PROTECT INDIVIDUALS FROM INAPPROPRIATE 19890S1163B1803 - 10 -
1 DISCLOSURE AND SUBSEQUENT MISUSE OF CONFIDENTIAL HIV-RELATED 2 INFORMATION. THE GENERAL ASSEMBLY ALSO FINDS THAT, SINCE CERTAIN 3 SPECIFIC BEHAVIORS PLACE A PERSON AT RISK OF CONTRACTING THE 4 VIRUS, TESTING AND COUNSELING OF PERSONS WHO ARE AT RISK OF 5 EXPOSURE TO THE VIRUS MAKES AN EFFICIENT USE OF AVAILABLE 6 FUNDING. 7 (B) INTENT.--IT IS THE INTENT OF THE GENERAL ASSEMBLY TO 8 PROMOTE CONFIDENTIAL TESTING ON AN INFORMED AND VOLUNTARY BASIS 9 IN ORDER TO ENCOURAGE THOSE MOST IN NEED TO OBTAIN TESTING AND 10 APPROPRIATE COUNSELING. 11 SECTION 3. DEFINITIONS. 12 THE FOLLOWING WORDS AND PHRASES WHEN USED IN THIS ACT SHALL 13 HAVE THE MEANINGS GIVEN TO THEM IN THIS SECTION UNLESS THE 14 CONTEXT CLEARLY INDICATES OTHERWISE: 15 "AIDS." ACQUIRED IMMUNE DEFICIENCY SYNDROME, AS DEFINED BY 16 THE CDC. 17 "CDC." THE CENTERS FOR DISEASE CONTROL OF THE UNITED STATES 18 PUBLIC HEALTH SERVICE. 19 "CONFIDENTIAL HIV-RELATED INFORMATION." ANY INFORMATION 20 WHICH IS IN THE POSSESSION OF A PERSON WHO PROVIDES ONE OR MORE 21 HEALTH OR SOCIAL SERVICES OR WHO OBTAINS THE INFORMATION 22 PURSUANT TO A RELEASE OF CONFIDENTIAL HIV-RELATED INFORMATION 23 AND WHICH CONCERNS WHETHER AN INDIVIDUAL HAS BEEN THE SUBJECT OF 24 AN HIV-RELATED TEST, OR HAS HIV, HIV-RELATED ILLNESS OR AIDS; OR 25 ANY INFORMATION WHICH IDENTIFIES OR REASONABLY COULD IDENTIFY AN 26 INDIVIDUAL AS HAVING ONE OR MORE OF THESE CONDITIONS, INCLUDING 27 INFORMATION PERTAINING TO THE INDIVIDUAL'S CONTACTS. 28 "CONTACT." A SEX-SHARING OR NEEDLE-SHARING PARTNER OF THE 29 SUBJECT. 30 "DEPARTMENT." THE DEPARTMENT OF HEALTH OF THE COMMONWEALTH. 19890S1163B1803 - 11 -
1 "HEALTH CARE PROVIDER." AN INDIVIDUAL OR INSTITUTIONAL 2 HEALTH CARE PROVIDER. 3 "HIV." THE HUMAN IMMUNODEFICIENCY VIRUS. 4 "HIV-RELATED TEST." ANY LABORATORY TEST OR SERIES OF TESTS 5 FOR ANY VIRUS, ANTIBODY, ANTIGEN OR ETIOLOGIC AGENT WHATSOEVER 6 THOUGHT TO CAUSE OR TO INDICATE THE PRESENCE OF HIV INFECTION. 7 "INDIVIDUAL HEALTH CARE PROVIDER." A PHYSICIAN, NURSE, 8 EMERGENCY MEDICAL SERVICE WORKER, CHIROPRACTOR, PSYCHOLOGIST, 9 NURSE-MIDWIFE, PHYSICIAN ASSISTANT, DENTIST OR OTHER PERSON, 10 INCLUDING A PROFESSIONAL CORPORATION OR PARTNERSHIP, PROVIDING 11 MEDICAL, NURSING, DRUG OR ALCOHOL REHABILITATION SERVICES OR 12 OTHER HEALTH CARE SERVICES OF ANY KIND. 13 "INSTITUTIONAL HEALTH CARE PROVIDER." A HOSPITAL, NURSING 14 HOME, HOSPICE, PERSONAL CARE BOARDING HOME, CLINIC, BLOOD BANK, 15 PLASMAPHERESIS OR OTHER BLOOD PRODUCT CENTER, ORGAN OR TISSUE 16 BANK, SPERM BANK, CLINICAL LABORATORY, RESIDENTIAL OR OUTPATIENT 17 DRUG AND ALCOHOL REHABILITATION SERVICE, OR ANY HEALTH CARE 18 INSTITUTION REQUIRED TO BE LICENSED IN THIS COMMONWEALTH. 19 "INSURER." ANY INSURANCE COMPANY, ASSOCIATION OR EXCHANGE 20 AUTHORIZED TO DO BUSINESS IN THIS COMMONWEALTH UNDER THE ACT OF 21 MAY 17, 1921 (P.L.682, NO.284), KNOWN AS THE INSURANCE COMPANY 22 LAW OF 1921, ANY ENTITY SUBJECT TO 40 PA.C.S. CH. 61 (RELATING 23 TO HOSPITAL PLAN CORPORATIONS) OR CH. 63 (RELATING TO 24 PROFESSIONAL HEALTH SERVICES PLAN CORPORATIONS), THE ACT OF 25 DECEMBER 29, 1972 (P.L.1701, NO.364), KNOWN AS THE HEALTH 26 MAINTENANCE ORGANIZATION ACT, OR THE ACT OF JULY 29, 1977 27 (P.L.105, NO.38), KNOWN AS THE FRATERNAL BENEFIT SOCIETY CODE. 28 "SUBJECT." AN INDIVIDUAL OR A GUARDIAN OF THE PERSON OF THAT 29 INDIVIDUAL. 30 SECTION 4. CONSENT TO HIV-RELATED TEST. 19890S1163B1803 - 12 -
1 (A) CONSENT.--NO HIV-RELATED TEST SHALL BE PERFORMED WITHOUT 2 FIRST OBTAINING THE INFORMED WRITTEN CONSENT OF THE SUBJECT. ANY 3 CONSENT SHALL BE PRECEDED BY AN EXPLANATION OF THE TEST, 4 INCLUDING ITS PURPOSE, POTENTIAL USES, LIMITATIONS AND THE 5 MEANING OF ITS RESULTS. 6 (B) PRETEST COUNSELING.--NO HIV-RELATED TEST MAY BE 7 PERFORMED WITHOUT FIRST MAKING AVAILABLE TO THE SUBJECT 8 INFORMATION REGARDING MEASURES FOR THE PREVENTION OF, EXPOSURE 9 TO AND TRANSMISSION OF HIV. 10 (C) CONFIRMATORY TEST.--NO TEST RESULT SHALL BE DETERMINED 11 AS POSITIVE, AND NO POSITIVE TEST RESULT SHALL BE REVEALED, 12 WITHOUT CONFIRMATORY TESTING IF IT IS REQUIRED BY GENERALLY 13 ACCEPTED MEDICAL STANDARDS. 14 (D) NOTICE OF TEST RESULT.--THE PERSON WHO SECURED THE 15 SUBJECT'S CONSENT TO THE TEST, THE PERSON'S DESIGNEE, OR A 16 SUCCESSOR IN THE SAME RELATIONSHIP TO THE SUBJECT, SHALL MAKE A 17 GOOD FAITH EFFORT TO INFORM THE SUBJECT OF THE RESULT REGARDLESS 18 OF WHETHER THE RESULT IS POSITIVE OR NEGATIVE. 19 (E) POST-TEST COUNSELING.-- 20 (1) NO POSITIVE OR NEGATIVE TEST RESULT SHALL BE 21 REVEALED TO THE SUBJECT WITHOUT AFFORDING THE SUBJECT THE 22 IMMEDIATE OPPORTUNITY FOR INDIVIDUAL FACE-TO-FACE COUNSELING 23 ABOUT: 24 (I) THE SIGNIFICANCE OF THE TEST RESULTS. 25 (II) MEASURES FOR THE PREVENTION OF THE TRANSMISSION 26 OF HIV. 27 (III) THE BENEFITS OF LOCATING AND COUNSELING ANY 28 INDIVIDUAL BY WHOM THE SUBJECT MAY HAVE BEEN EXPOSED TO 29 HIV AND THE AVAILABILITY OF ANY SERVICES WITH RESPECT TO 30 LOCATING AND COUNSELING SUCH INDIVIDUAL. 19890S1163B1803 - 13 -
1 (2) NO POSITIVE TEST RESULT SHALL BE REVEALED TO THE 2 SUBJECT WITHOUT, IN ADDITION TO MEETING THE REQUIREMENTS OF 3 PARAGRAPH (1), ALSO AFFORDING THE SUBJECT THE IMMEDIATE 4 OPPORTUNITY FOR INDIVIDUAL, FACE-TO-FACE COUNSELING ABOUT: 5 (I) THE AVAILABILITY OF ANY APPROPRIATE HEALTH CARE 6 SERVICES, INCLUDING MENTAL HEALTH CARE, AND APPROPRIATE 7 SOCIAL AND SUPPORT SERVICES. 8 (II) THE BENEFITS OF LOCATING AND COUNSELING ANY 9 INDIVIDUAL WHO THE INFECTED SUBJECT MAY HAVE EXPOSED TO 10 HIV AND THE AVAILABILITY OF ANY SERVICES WITH RESPECT TO 11 LOCATING AND COUNSELING SUCH INDIVIDUAL. 12 (F) EXCEPTIONS.-- 13 (1) THE PROVISIONS OF SUBSECTIONS (A), (B), (C), (D) AND 14 (E) SHALL NOT APPLY TO THE FOLLOWING: 15 (I) THE PERFORMANCE OF AN HIV-RELATED TEST ON A 16 CADAVER BY A HEALTH CARE PROVIDER WHICH PROCURES, 17 PROCESSES, DISTRIBUTES OR USES A HUMAN BODY OR A HUMAN 18 BODY PART, TISSUE OR SEMEN FOR USE IN MEDICAL RESEARCH, 19 THERAPY OR TRANSPLANTATION. 20 (II) THE PERFORMANCE OF AN HIV-RELATED TEST FOR THE 21 PURPOSE OF MEDICAL RESEARCH IF THE TESTING IS PERFORMED 22 IN A MANNER BY WHICH THE IDENTITY OF THE TEST SUBJECT IS 23 NOT KNOWN AND MAY NOT BE RETRIEVED BY THE RESEARCHER. 24 (III) THE PERFORMANCE OF AN HIV-RELATED TEST WHEN 25 THE TEST RESULT OF A SUBJECT IS REQUIRED BY AN INSURER 26 FOR UNDERWRITING PURPOSES. HOWEVER, THE INSURER SHALL 27 SATISFY THE REQUIREMENTS OF SUBSECTION (G). 28 (2) THE PROVISIONS OF SUBSECTIONS (A), (B) AND (C) SHALL 29 NOT APPLY TO THE PERFORMANCE OF AN HIV-RELATED TEST IN A 30 MEDICAL EMERGENCY WHEN THE SUBJECT OF THE TEST IS UNABLE TO 19890S1163B1803 - 14 -
1 GRANT OR WITHHOLD CONSENT AND THE TEST RESULT IS MEDICALLY 2 NECESSARY FOR DIAGNOSTIC PURPOSES TO PROVIDE APPROPRIATE 3 EMERGENCY CARE TO THE SUBJECT. 4 (3) THE PROVISIONS OF SUBSECTIONS (D) AND (E) SHALL NOT 5 APPLY WHEN A NEGATIVE HIV-RELATED TEST RESULT IS SECURED BY A 6 SUBJECT WHO HAS TAKEN THE TEST SOLELY TO SATISFY A 7 REQUIREMENT FOR DONATING A HUMAN BODY OR HUMAN BODY PART, 8 TISSUE OR SEMEN FOR USE IN MEDICAL RESEARCH, THERAPY, 9 TRANSFUSION OR TRANSPLANTATION. HOWEVER, IF THE SUBJECT 10 REQUESTS IDENTIFICATION OF A NEGATIVE TEST RESULT, THE TEST 11 RESULT SHALL BE PROVIDED TO THE SUBJECT IN ACCORDANCE WITH 12 SUBSECTION (D). 13 (G) REQUIREMENTS APPLICABLE TO INSURERS.-- 14 (1) NO HIV-RELATED TEST SHALL BE PERFORMED WITHOUT FIRST 15 OBTAINING THE INFORMED WRITTEN CONSENT OF THE SUBJECT. ANY 16 CONSENT SHALL BE PRECEDED, IN WRITING, BY: 17 (I) A DISCLOSURE OF THE EFFECTS OF THE TEST RESULT 18 ON THE APPROVAL OF THE APPLICATION, OR THE RISK 19 CLASSIFICATION OF THE SUBJECT. 20 (II) INFORMATION EXPLAINING AIDS, HIV AND THE HIV- 21 RELATED TEST. 22 (III) A DESCRIPTION OF THE INSURER'S CONFIDENTIALITY 23 STANDARDS. 24 (IV) A STATEMENT THAT, BECAUSE OF THE SERIOUS NATURE 25 OF HIV-RELATED ILLNESSES, THE SUBJECT MAY DESIRE TO 26 OBTAIN COUNSELING BEFORE UNDERGOING THE HIV-RELATED TEST. 27 (V) INFORMATION CONCERNING THE AVAILABILITY OF 28 ALTERNATIVE HIV-RELATED TESTING AND COUNSELING PROVIDED 29 BY THE DEPARTMENT AND LOCAL HEALTH DEPARTMENTS, AND THE 30 TELEPHONE NUMBER OF THE DEPARTMENT FROM WHICH THE SUBJECT 19890S1163B1803 - 15 -
1 MAY SECURE ADDITIONAL INFORMATION ON SUCH TESTING AND 2 COUNSELING. 3 (2) THE INSURER IS REQUIRED TO DISCLOSE TO THE SUBJECT A 4 NEGATIVE TEST RESULT ON AN HIV-RELATED TEST ONLY IF THE 5 SUBJECT REQUESTS NOTIFICATION. 6 (3) THE INSURER SHALL NOT DISCLOSE TO THE SUBJECT OF AN 7 HIV-RELATED TEST A POSITIVE TEST RESULT. ON THE FORM ON WHICH 8 THE INSURER SECURES THE SUBJECT'S WRITTEN CONSENT TO THE HIV- 9 RELATED TEST, THE SUBJECT SHALL BE REQUIRED TO DESIGNATE TO 10 WHOM A POSITIVE TEST RESULT SHALL BE DISCLOSED. THE SUBJECT 11 SHALL HAVE THE CHOICE OF DESIGNATING A PHYSICIAN, THE 12 DEPARTMENT OR A LOCAL HEALTH DEPARTMENT, OR A LOCAL 13 COMMUNITY-BASED ORGANIZATION FROM A LIST OF SUCH 14 ORGANIZATIONS PREPARED BY THE DEPARTMENT. THE INSURER SHALL 15 NOTIFY THE DESIGNEE OF A POSITIVE TEST RESULT. 16 (4) A POSITIVE TEST RESULT SHALL BE DISCLOSED TO THE 17 SUBJECT, BY THE DESIGNEE, IN ACCORDANCE WITH SUBSECTIONS (D) 18 AND (E). THE DEPARTMENT MAY ELECT TO HAVE ITS DISCLOSURE 19 RESPONSIBILITIES SATISFIED BY A LOCAL HEALTH DEPARTMENT. 20 SECTION 5. CONFIDENTIALITY OF RECORDS. 21 (A) LIMITATIONS ON DISCLOSURE.--NO PERSON OR EMPLOYEE, OR 22 AGENT OF SUCH PERSON, WHO OBTAINS CONFIDENTIAL HIV-RELATED 23 INFORMATION IN THE COURSE OF PROVIDING ANY HEALTH OR SOCIAL 24 SERVICE OR PURSUANT TO A RELEASE OF CONFIDENTIAL HIV-RELATED 25 INFORMATION UNDER SUBSECTION (C) MAY DISCLOSE OR BE COMPELLED TO 26 DISCLOSE THE INFORMATION, EXCEPT TO THE FOLLOWING PERSONS: 27 (1) THE SUBJECT. 28 (2) THE PHYSICIAN WHO ORDERED THE TEST, OR THE 29 PHYSICIAN'S DESIGNEE. 30 (3) ANY PERSON SPECIFICALLY DESIGNATED IN A WRITTEN 19890S1163B1803 - 16 -
1 CONSENT AS PROVIDED FOR IN SUBSECTION (C). 2 (4) AN AGENT, EMPLOYEE OR MEDICAL STAFF MEMBER OF A 3 HEALTH CARE PROVIDER, WHEN THE HEALTH CARE PROVIDER HAS 4 RECEIVED CONFIDENTIAL HIV-RELATED INFORMATION DURING THE 5 COURSE OF THE SUBJECT'S DIAGNOSIS OR TREATMENT BY THE HEALTH 6 CARE PROVIDER, PROVIDED THAT THE AGENT, EMPLOYEE OR MEDICAL 7 STAFF MEMBER IS INVOLVED IN THE MEDICAL CARE OR TREATMENT OF 8 THE SUBJECT. NOTHING IN THIS PARAGRAPH SHALL BE CONSTRUED TO 9 REQUIRE THE SEGREGATION OF CONFIDENTIAL HIV-RELATED 10 INFORMATION FROM A SUBJECT'S MEDICAL RECORD. 11 (5) A PEER REVIEW ORGANIZATION OR COMMITTEE AS DEFINED 12 IN THE ACT OF JULY 20, 1974 (P.L.564, NO.193), KNOWN AS THE 13 PEER REVIEW PROTECTION ACT, A NATIONALLY RECOGNIZED 14 ACCREDITING AGENCY, OR AS OTHERWISE PROVIDED BY LAW, ANY 15 FEDERAL OR STATE GOVERNMENT AGENCY WITH OVERSIGHT 16 RESPONSIBILITIES OVER HEALTH CARE PROVIDERS. 17 (6) INDIVIDUAL HEALTH CARE PROVIDERS INVOLVED IN THE 18 CARE OF THE SUBJECT WITH AN HIV-RELATED CONDITION OR A 19 POSITIVE TEST, WHEN KNOWLEDGE OF THE CONDITION OR TEST RESULT 20 IS NECESSARY TO PROVIDE EMERGENCY CARE OR TREATMENT 21 APPROPRIATE TO THE INDIVIDUAL; OR HEALTH CARE PROVIDERS 22 CONSULTED TO DETERMINE DIAGNOSIS AND TREATMENT OF THE 23 INDIVIDUAL. 24 (7) AN INSURER, TO THE EXTENT NECESSARY TO REIMBURSE 25 HEALTH CARE PROVIDERS OR TO MAKE ANY PAYMENT OF A CLAIM 26 SUBMITTED PURSUANT TO AN INSURED'S POLICY. 27 (8) THE DEPARTMENT AND PERSONS AUTHORIZED TO GATHER, 28 TRANSMIT OR RECEIVE VITAL STATISTICS UNDER THE ACT OF JUNE 29 29, 1953 (P.L.304, NO.66), KNOWN AS THE VITAL STATISTICS LAW 30 OF 1953. 19890S1163B1803 - 17 -
1 (9) THE DEPARTMENT AND LOCAL BOARDS AND DEPARTMENTS OF 2 HEALTH, AS AUTHORIZED BY THE ACT OF APRIL 23, 1956 (1955 3 P.L.1510, NO.500), KNOWN AS THE DISEASE PREVENTION AND 4 CONTROL LAW OF 1955. 5 (10) A PERSON ALLOWED ACCESS TO THE INFORMATION BY A 6 COURT ORDER ISSUED PURSUANT TO SECTION 6. 7 (B) SUBSEQUENT DISCLOSURE PROHIBITED.--NOTWITHSTANDING THE 8 PROVISIONS OF THE ACT OF JUNE 29, 1953 (P.L.304, NO.66), KNOWN 9 AS THE VITAL STATISTICS LAW OF 1953, OR SECTION 15 OF THE ACT OF 10 APRIL 23, 1956 (1955 P.L.1510, NO.500), KNOWN AS THE DISEASE 11 PREVENTION AND CONTROL LAW OF 1955, NO PERSON TO WHOM 12 CONFIDENTIAL HIV-RELATED INFORMATION HAS BEEN DISCLOSED UNDER 13 THIS ACT MAY DISCLOSE THAT INFORMATION TO ANOTHER PERSON, EXCEPT 14 AS AUTHORIZED BY THIS ACT. 15 (C) REQUIRED ELEMENTS OF WRITTEN CONSENT TO DISCLOSURE.--A 16 WRITTEN CONSENT TO DISCLOSURE OF CONFIDENTIAL HIV-RELATED 17 INFORMATION SHALL INCLUDE: 18 (1) THE SPECIFIC NAME OR GENERAL DESIGNATION OF THE 19 PERSON PERMITTED TO MAKE THE DISCLOSURE. 20 (2) THE NAME OR TITLE OF THE INDIVIDUAL, OR THE NAME OF 21 THE ORGANIZATION TO WHICH THE DISCLOSURE IS TO BE MADE. 22 (3) THE NAME OF THE SUBJECT. 23 (4) THE PURPOSE OF THE DISCLOSURE. 24 (5) HOW MUCH AND WHAT KIND OF INFORMATION IS TO BE 25 DISCLOSED. 26 (6) THE SIGNATURE OF THE SUBJECT. 27 (7) THE DATE ON WHICH THE CONSENT IS SIGNED. 28 (8) A STATEMENT THAT THE CONSENT IS SUBJECT TO 29 REVOCATION AT ANY TIME EXCEPT TO THE EXTENT THAT THE PERSON 30 WHO IS TO MAKE THE DISCLOSURE HAS ALREADY ACTED IN RELIANCE 19890S1163B1803 - 18 -
1 ON IT. 2 (9) THE DATE, EVENT OR CONDITION UPON WHICH THE CONSENT 3 WILL EXPIRE, IF NOT EARLIER REVOKED. 4 (D) EXPIRED, DEFICIENT OR FALSE CONSENT.--A DISCLOSURE MAY 5 NOT BE MADE ON THE BASIS OF A CONSENT WHICH: 6 (1) HAS EXPIRED; 7 (2) ON ITS FACE SUBSTANTIALLY FAILS TO CONFORM TO ANY OF 8 THE REQUIREMENTS SET FORTH IN SUBSECTION (C); 9 (3) IS KNOWN TO HAVE BEEN REVOKED; OR 10 (4) IS KNOWN BY THE PERSON HOLDING THE INFORMATION TO BE 11 MATERIALLY FALSE. 12 (E) NOTICE TO ACCOMPANY DISCLOSURE.--EACH DISCLOSURE MADE 13 WITH THE SUBJECT'S WRITTEN CONSENT MUST BE ACCOMPANIED BY THE 14 FOLLOWING WRITTEN STATEMENT: 15 THIS INFORMATION HAS BEEN DISCLOSED TO YOU FROM RECORDS 16 PROTECTED BY PENNSYLVANIA LAW. PENNSYLVANIA LAW PROHIBITS 17 YOU FROM MAKING ANY FURTHER DISCLOSURE OF THIS 18 INFORMATION UNLESS FURTHER DISCLOSURE IS EXPRESSLY 19 PERMITTED BY THE WRITTEN CONSENT OF THE PERSON TO WHOM IT 20 PERTAINS OR IS AUTHORIZED BY THE CONFIDENTIALITY OF HIV- 21 RELATED INFORMATION ACT. A GENERAL AUTHORIZATION FOR THE 22 RELEASE OF MEDICAL OR OTHER INFORMATION IS NOT SUFFICIENT 23 FOR THIS PURPOSE. 24 (F) DUTY TO ESTABLISH WRITTEN PROCEDURES.--AN INSTITUTIONAL 25 HEALTH CARE PROVIDER THAT HAS ACCESS TO OR MAINTAINS 26 INDIVIDUALLY IDENTIFYING CONFIDENTIAL HIV-RELATED INFORMATION 27 SHALL ESTABLISH WRITTEN PROCEDURES FOR CONFIDENTIALITY AND 28 DISCLOSURE OF THE RECORDS WHICH ARE IN ACCORDANCE WITH THE 29 PROVISIONS OF THIS ACT WITHIN 60 DAYS OF THE EFFECTIVE DATE OF 30 THIS ACT. 19890S1163B1803 - 19 -
1 SECTION 6. COURT ORDER. 2 (A) FINDINGS.--NO COURT MAY ISSUE AN ORDER TO ALLOW ACCESS 3 TO CONFIDENTIAL HIV-RELATED INFORMATION UNLESS THE COURT FINDS, 4 UPON APPLICATION, THAT ONE OF THE FOLLOWING CONDITIONS EXISTS: 5 (1) THE PERSON SEEKING THE INFORMATION HAS DEMONSTRATED 6 A COMPELLING NEED FOR THAT INFORMATION WHICH CANNOT BE 7 ACCOMMODATED BY OTHER MEANS. 8 (2) THE PERSON SEEKING TO DISCLOSE THE INFORMATION HAS A 9 COMPELLING NEED TO DO SO. 10 (B) COMPELLING NEED.--IN ASSESSING COMPELLING NEED, THE 11 COURT SHALL WEIGH THE NEED FOR DISCLOSURE AGAINST THE PRIVACY 12 INTEREST OF THE INDIVIDUAL AND THE PUBLIC INTERESTS WHICH MAY BE 13 HARMED BY DISCLOSURE. 14 (C) PLEADINGS.--PLEADINGS PERTAINING TO DISCLOSURE OF THE 15 INFORMATION SHALL SUBSTITUTE A PSEUDONYM FOR THE TRUE NAME OF 16 THE SUBJECT OF THE RECORD. DISCLOSURE TO THE PARTIES OF THE 17 SUBJECT'S TRUE NAME SHALL BE COMMUNICATED CONFIDENTIALLY IN 18 DOCUMENTS NOT FILED WITH THE COURT. 19 (D) NOTICE.--BEFORE GRANTING AN ORDER FOR DISCLOSURE, THE 20 COURT SHALL PROVIDE THE SUBJECT OF THE DISCLOSURE WITH NOTICE 21 AND A REASONABLE OPPORTUNITY TO PARTICIPATE IN THE PROCEEDING IF 22 THE SUBJECT IS NOT ALREADY A PARTY. 23 (E) IN CAMERA PROCEEDINGS.--COURT PROCEEDINGS AS TO THE 24 DISCLOSURE OF THE INFORMATION SHALL BE CONDUCTED IN CAMERA, 25 UNLESS THE SUBJECT AGREES TO A HEARING IN OPEN COURT OR UNLESS 26 THE COURT DETERMINES THAT A PUBLIC HEARING IS NECESSARY TO THE 27 PUBLIC INTEREST AND THE PROPER ADMINISTRATION OF JUSTICE. 28 (F) SAFEGUARDS AGAINST DISCLOSURE.--UPON THE ISSUANCE OF AN 29 ORDER TO DISCLOSE THE INFORMATION, THE COURT SHALL IMPOSE 30 APPROPRIATE SAFEGUARDS AGAINST UNAUTHORIZED DISCLOSURE WHICH 19890S1163B1803 - 20 -
1 SHALL SPECIFY THE FOLLOWING: 2 (1) THE PARTICULAR INFORMATION WHICH IS ESSENTIAL TO 3 ACCOMMODATE THE NEED OF THE PARTY SEEKING DISCLOSURE. 4 (2) THE PERSONS WHO MAY HAVE ACCESS TO THE INFORMATION. 5 (3) THE PURPOSES FOR WHICH THE INFORMATION WILL BE USED. 6 (4) THE APPROPRIATE PROHIBITIONS ON FUTURE DISCLOSURE AS 7 PROVIDED FOR IN SECTION 5. 8 SECTION 7. CIVIL IMMUNITY FOR CERTAIN PHYSICIANS. 9 (A) PERMISSIBLE DISCLOSURE.--NOTWITHSTANDING THE PROVISIONS 10 OF SECTION 5, A PHYSICIAN MAY DISCLOSE CONFIDENTIAL HIV-RELATED 11 INFORMATION IF ALL OF THE FOLLOWING CONDITIONS ARE MET: 12 (1) THE DISCLOSURE IS MADE TO A KNOWN CONTACT OF THE 13 SUBJECT. 14 (2) THE PHYSICIAN REASONABLY BELIEVES DISCLOSURE IS 15 MEDICALLY APPROPRIATE, AND THERE IS A SIGNIFICANT RISK OF 16 FUTURE INFECTION TO THE CONTACT. 17 (3) THE PHYSICIAN HAS COUNSELED THE SUBJECT REGARDING 18 THE NEED TO NOTIFY THE CONTACT, AND THE PHYSICIAN REASONABLY 19 BELIEVES THE SUBJECT WILL NOT INFORM THE CONTACT OR ABSTAIN 20 FROM SEXUAL OR NEEDLE-SHARING BEHAVIOR WHICH POSES A 21 SIGNIFICANT RISK OF INFECTION TO THE CONTACT. 22 (4) THE PHYSICIAN HAS INFORMED THE SUBJECT OF HIS INTENT 23 TO MAKE SUCH DISCLOSURE. 24 (B) SUBJECT NOT TO BE IDENTIFIED.--WHEN MAKING SUCH 25 DISCLOSURE TO A CONTACT, THE PHYSICIAN SHALL NOT DISCLOSE THE 26 IDENTITY OF THE SUBJECT OR ANY OTHER CONTACT. DISCLOSURE SHALL 27 BE MADE IN PERSON EXCEPT WHERE CIRCUMSTANCES REASONABLY PREVENT 28 DOING SO. 29 (C) DUTIES RELATING TO CONTACTS.--A PHYSICIAN SHALL HAVE NO 30 DUTY TO IDENTIFY, LOCATE OR NOTIFY ANY CONTACT, AND NO CAUSE OF 19890S1163B1803 - 21 -
1 ACTION SHALL ARISE FOR NONDISCLOSURE, OR FOR DISCLOSURE IN 2 CONFORMITY WITH THIS SECTION. 3 SECTION 8. CIVIL CAUSE OF ACTION. 4 ANY PERSON AGGRIEVED BY A VIOLATION OF THIS ACT SHALL HAVE A 5 CAUSE OF ACTION AGAINST THE PERSON WHO COMMITTED SUCH VIOLATION 6 AND MAY RECOVER COMPENSATORY DAMAGES. 7 SECTION 9. SEPARATE VIOLATIONS. 8 EACH DISCLOSURE OF CONFIDENTIAL HIV-RELATED INFORMATION IN 9 VIOLATION OF THIS ACT OR EACH HIV-RELATED TEST CONDUCTED IN 10 CONTRAVENTION OF THIS ACT IS SEPARATE FOR PURPOSES OF CIVIL 11 LIABILITY. 12 SECTION 10. DISEASE PREVENTION AND CONTROL LAW. 13 INSOFAR AS THE PROVISIONS OF THE ACT OF APRIL 23, 1956 (1955 14 P.L.1510, NO.500), KNOWN AS THE DISEASE PREVENTION AND CONTROL 15 LAW OF 1955, ARE INCONSISTENT WITH THIS ACT, THIS ACT SHALL 16 APPLY. 17 SECTION 11. EFFECTIVE DATE. 18 THIS ACT SHALL TAKE EFFECT IN 90 DAYS. F23L35RZ/19890S1163B1803 - 22 -